“The Petrine Testament” From Russia in the Era of Peter the Great (1969) by L. Jay Oliva Peter died in 1725 and the
manner of his death was wholly consistent with the manner of his life. Suffering
from a painful kidney disease, he had plunged into the sea to help rescue
some of his sailors and thereby aggravated the fever which ultimately brought
him to his end. When he struggled to name his successor under the system of
nomination which he himself had devised, in his weakness he could write only
"leave all to . . ." before his hand slid
from the page. That act dramatized one of the most serious shortcomings of
his testament, for the success of the Petrine autocracy depended heavily on
the quality of the person who exercised it and on his security in office and
confidence in his authority. Peter left behind a more organized autocracy but
also the weakness of a questionable succession, and the Tsar who had never
accepted any limitation on his power to influence the present was as
powerless in his last moments as any other man to determine the future. Peter was only fifty-three years old when
he died, still a relatively young man even in this age; Louis XIV of France
had died at seventy-seven and Frederick William of Brandenburg at
sixty-eight. But despite his age few Russians at the end of his reign could
recall any ruler except Peter the Great; he had been officially on the throne
for forty-three years. His reign might have been outstripped by Louis XIV's
seventy-two years and matched by the Great Elector's forty-eight, but it was
still substantial. Such a simple matter as the length of Peter's effective
rule, and he was effective to the last month of his reign, was vitally
important to the Petrine testament, for many of the reforms which were
resisted in their origins had become so deeply 171 rooted in the quarter century after 1700 that few of his
enemies could really think of destroying them outright. There is a signal
advantage in holding power long enough to convince your subjects that already
at your death your work is a historical legacy. Franklin D. Roosevelt's four
terms in the presidency of a modern republic certainly had some such effect. There was little mourning at
Peter's passing. In fact his death elicited much the same popular response as
that of the Sun King-- general rejoicing that the heavy burdens had at last
been lifted from the shoulders of the lowly. The few who seemed to mourn his
passing were actually mourning for themselves. These were the Petrine
favorites, the scavengers who had pillaged and prospered beneath the
protection of the eagle's wings; to them the future without their Emperor was
a threat and they scuttled hurriedly, even around the deathbed of their leader,
to insure continuing control of the machinery of state in the hands of their
comrades, Menshikov and Catherine I. Perhaps, in
the last years, most certainly in the last hours, Peter must have come to
recognize that, of all his talents, judgment of people was the least
developed. Among those "friends" who viewed the passing of the
Emperor as politically inconvenient, none was even vaguely shaped in the
Petrine mold. Yet Peter left a legend behind him. Even those contemporaries
who scorned his work and cheered his passing were in awe of his image, and
the Petrine legend emerged in lively form within twenty years of the
Emperor's death. The speed of the legend's formation was accelerated by
comparison of the Tsar with his weak and colorless successors-- Catherine I,
Peter II, Anne, and the infant Ivan VI beside whom Peter seemed an
astonishing colossus. Violent and ruthless though he might have been, he at
least had an obvious pride in his state, a willingness to work harder than
the meanest of his laborers, an honesty unmatched by any bureaucrat, a
character unimpressed by pomp, and a martial aura shared by none of his early
successors. How rapidly the excesses of the Tsar-Reformer were forgotten, and
how quickly in a generation of foreign politicians feeding at the Russian
trough did Peter become a "true Russian"! Not until the apotheosis
of Napoleon did another European state produce such a full-blown legend in so
short a time. By the middle of the century rulers in Russia were invoking
that Petrine legend. His daughter Elizabeth came to the throne in 1741 in a
coup which proudly exalted her ancestry and promised an end to 172 the baneful influence of foreign princelings; as a
matter of fact, Elizabeth's only real asset was her bloodline. And if his legend
was soon a powerful force pressuring his successors and being invoked by all
of them from Elizabeth and Catherine the Great onward, so his legend also
became a European phenomenon. With Louis XIV and the Prussian princes he
provided the practical lessons behind the theories of "enlightened
despotism" which served to replace divine sanction as the rationale of
absolutism; the legend of Peter sparked the imagination of the lumieres. It
was Feofan Prokopovich,
delivering the Tsar's funeral oration, who set the outline of the Petrine
legend: The Tsar was Russia's Samson, her Japhet,
her Moses, Solomon, David, and Constantine. “He has gone, but he has not
left us poor and wretched; his enormous power and glory-manifested in the
deeds I spoke of before--have remained with us. As he has shaped our Russia,
so she will remain: he has made her lovable to good men, and she will be
loved; he has made her fearful to her enemies, and she will be feared; he has
glorified her throughout the world, and her glory will not end. He has left
us spiritual, civil and military reforms. For if his perishable body has left
us, his spirit remains.” (Foofan Prokopovich,
"Oration at the Funeral of Peter the Great," in Marc Raeff, ed., Peter the Great: Reformer or Revolutionary? (p. 78.) A curious quirk of the modern
mind forces us to think of lies when we think of legends. But the Petrine
legend was a strong reflection of truth. The Russian Empire at the end of
Peter's reign was a great European power, and the clearer that fact became in
the years between Poltava in 1709 and the annexation of the Crimea in 1783,
the final partition of Poland in 1795, and the occupation of Paris in 1812,
the larger loomed the figure of the Tsar who seemed so central to the
development of that astonishing strength. The emergence of Russia as a
great European power seemed often to be treated by its western neighbors as
some unique event, different in nature from the emergence of other European
powers and thus requiring some specially tailored explanation. Such special
explanations have often proceeded from ideas of the monolithic quality of
"western civilization" and of the unique or even oriental quality
of Russian civilization. It sometimes seems that these explanations were
rooted in a western European ethnocentricity which considered it highly
unlikely that a Slavic and Orthodox society could ever really 173 raise itself by any inner resources to match arms and
wits with the true tabernacles of civilization; surely such a Slavic society
was colonial rather than European, representing one of the crude subject
peoples of the world being painfully schooled at the altar of "western
learning." The basis of such an imperialistic attitude toward Russian
emergence is nicely caught by Alistair Cooke in a review of the memoirs of
Harold Nicolson, when he describes that English statesman as "quietly
convinced that outside the cultivated oases of England and France lay an
encircling desert of rude and alien peoples."(Alistair Cooke, "The
Curious Vanity of a Latter-Day Pepys," Lifll (June 30, 1967), p.
6) From this perspective the rise of
Russian power has always seemed some aberrant affront to the traditional
wielders of world power, surely temporary and soon to be rolled back, an
affront which requires some special explanation which includes a central role
for the old powers in nurturing and guiding this poor primitive child. It might lead us to a fairer
view to recall that a succession of European states, of which Russia was but
one, had attained great power at the dawn of the modem age. The middle of the
seventeenth century, for example, had witnessed the emergence of two
Muscovite neighbors, Denmark and Sweden, and no one has yet applied such
terms as "europeanization" or
"westernization" to such emergence. Nor did the process of great
power development end with Russia; even when Peter’s work was done, Prussia
still had a long distance to travel to great power, and Italy even further.
Peter can thus profitably he viewed as one of those northern monarchs of the
seventeenth and early eighteenth centuries who presided over traditional
societies in a state of drifting change which had the potential to achieve a
large measure of influence in the general affairs of Europe; the attempt to
realize that potential when undertaken was a substantial task requiring the
elaboration of absolute governments and military institutions which in turn
wrenched the societies which supported them and accelerated their changes in
often unconscious but always vital ways. The legacy of great power is,
of course, a force all its own, at once liberating and limiting. Great power
provided protection for Russia against exploitation by other states, which
was the fate of Italy and Germany in the early modem era. England had feared
such domination by Spain in the sixteenth century, and the Netherlands had
responded in like manner to France in the seventeenth. The pursuit 174 of great power thus had its rewards, and the freedom
to work out a national destiny was chief among them. At the same time, great
power status was one of the forces at work to preserve the Petrine reforms.
One might have dreamed of destroying Petersburg, but would such an act be
interpreted by the Swedes and others as a willingness to see the Baltic
provinces and more re-annexed? One might consider the Petrine navy a
monstrosity, and indeed it suffered neglect in the years between Peter and
Catherine II, but could it simply be scuttled in the face of the Turkish
menace on the Black Sea and English presumption in the Baltic? One might
think the autocracy an instrument of oppression over the nobility, but could
the nobility afford the luxury of a Polish-style
anarchy in a Europe of predatory states? One might even think serfdom a
miserable evil, but could the Empire afford the internal disruption, the
retreat into weakness which such a vast peasant reform would require? The Great Power syndrome is
thus a compelling one, and the Russian Empire was not the first or the last
state to suffer its consequences. It would be fair to say that states into
very recent times have considered their power and the protection of their
international position as primary and the internal welfare of their citizens
as secondary, or at least dependent on the former; the view that internal reform
is the true key to international influence has been invoked only
sporadically, powerful when it appears in revolutionary guise but usually
quite temporary. Interpretations framed around the pursuit of great power,
that Russian history is the story of a lagging society constantly struggling
to bring itself abreast of its international role, have something to teach
us. But we must recognize that such interpretations are not suited only to
Russian experience and really apply to most major European powers; the same
theme, for example, fits with equal utility the Revolutionary-Napoleonic era
of French history. The Petrine testament
included not only the legend of Peter for his successors to contend with and
the role of Great Power for them to protect, but included also the instrument
of autocracy to implement their will. If Peter was effective in accomplishing
the two primary tasks of his Romanov inheritance, then we must assume that he
bequeathed these accomplishments to his successors. He completed the re-conquest
from the Time of Troubles and tamed his bellicose neighbors by installing
Russia as a great power, and in the process he completed the recovery and
restructuring of the absolutism which the Romanovs had espoused as the best
means to insure outer protection 175 and inner order. The autocracy was a strange part of
the testament, for it was left behind as a legal instrument bound round with
real limitations. I can recall asking students to evaluate a comment that
"there is no such thing as an unlimited autocracy"; since that is
obviously so, it is the form and extent of the limits that need our
attention. Peter left the autocracy potentially limited by a larger and more
articulated bureaucracy and really limited by the character of his
successors, the factions upon whom weak rulers had to lean in order to
survive on the throne, the necessity to cede to the interests of the nobility
in order to preserve a legal freedom of action, and the requirement that to
rule legally over all Russia it must deed away in practice the right to rule
over the Russian peasantry. These were serious
limitations and meant that the autocracy would be seriously constrained in
handling the difficult problems that were emerging in Russian society. Yet,
inherent in the principle of autocracy was the means to do battle with its
limitations and to change their form and character. The constant struggle to
reshape the autocracy for modern duties was surely an arduous one, but the
fact that it was never satisfactorily done does not mean that the struggle
could not have been undertaken more often, more vigorously, and to better
effect. I am not yet convinced, for example, that large-scale
industrialization was impossible in autocratic and enserfed
Russia and that only a Communist regime could bring it about. We can admit
that the serf problem was amenable only to autocratic power, and that the
emancipation of the serfs was undertaken primarily for reasons of state, to
protect Russian power. We can admit that it was the weakness of autocracy
which explains the failure of serf emancipation, and that the success of
Stalinist absolutism in industrial transformation was a function of its
completeness. But if we find that Peter was successful in adapting the seventeenth-century
autocracy to the needs of his own age, we may still legitimately inquire how
the leaders who seemed bound to maintain that autocracy contributed to its
constant evolution as an effective instrument to serve the needs of state and
society in their own eras. For example, the complaint against Catherine the
Great as an "enlightened despot" might well be
not that she was unenlightened but that she was no despot in any meaningful
way. Several times in the history of the Russian Empire there were
opportunities to emancipate the autocracy from some of its old rigidities and
to unleash it against pressing problems. In these cases we must come to grips
with the question of leadership. Petrine 176 Russia no more predestined
such efforts to failure than seventeenth century Muscovy predestined Peter to
success. It is clear from a
consideration of the Petrine legend, the Great Power syndrome, and the
autocracy, that the Russian Empire in 1725 was far different from the
Muscovite Tsardom of 1689. An emerging autocratic
state bent with indomitable will on military tasks had dragged a reluctant
society into more modern forms, and had left that society in the throes of
difficult adjustments. Russia had been more successful than most of its
neighbors, thanks largely to its heritage and its leadership, in forging its
absolutism and winning its military way; it was therefore plunged more deeply
and more rapidly than many European states into the problems of a military
secular state. Everywhere in Europe certain historical elements were emerging
to define the age: nation-states were displacing dynastic agglomerations,
bureaucracies were implementing the monarch's will in wider and more
penetrating ways, industrial growth and international commerce were beginning
to play havoc with guild forms and native handicrafts, colonial empires were
being carved out by states with the means and the will, and secular learning
and secular interests were threatening religious institutions and religious
spirit. And, underlying all of these, the wars of the new monarchs were more
general in extent and more crucial in their consequences to society than ever
before. Petrine Russia leaped from the ranks of these movements to the van in
one generation, and it is within this context of the shaping of early modern
Europe that Russian achievements and Russian problems are best understood. If
we may be permitted to repeat an earlier observation, it was those kingdoms
that made the most intensive war for the longest time with some degree of
success in this age which laid many of the foundations of the modern world;
not least among such kingdoms was Petrine Russia. |