George Steiner:
In Bluebeard's Castle. Somes Notes Towards the
Redefinition of Culture
0-300-01791-3 Yale University Press © George Steiner
1971
from
http://www.anti-rev.org/textes/Steiner71a/
We are very grateful to Professor George Steiner
for allowing us to make this text available here.
1. The Great Ennui
Some Notes towards the Redefinition of Culture: my subtitle is,
of course, intended in memoration of Eliot's Notes of 1948.
Not an attractive book. One that is gray with the shock of recent
barbarism, but a barbarism whose actual sources and forms the
argument leaves fastidiously vague. Yet the Notes towards the
Definition of Culture remain of interest. They are, so
obviously, the product of a mind of exceptional acuteness.
Throughout my essay, I will be returning to issues posed in Eliot's
plea for order.
It is not the literal past that rules us, save, possibly, in a
biological sense. It is images of the past. These are often as
highly structured and selective as myths. Images and symbolic
constructs of the past are imprinted, almost in the manner of
genetic information, on our sensibility. Each new historical era
mirrors itself in the picture and active mythology of its past or of
a past borrowed from other cultures. It tests its sense of identity,
of regress or new achievement, against that past. The echoes by
which a society seeks to determine the reach, the logic and
authority of its own voice, come from the rear. Evidently, the
mechanisms at work are complex and rooted in diffuse but vital needs
of continuity. A society requires antecedents. Where these are not
naturally at hand, where a community is new or reassembled after a
long interval of dispersal or subjection, a necessary past tense to
the grammar of being is created by intellectual and emotional fiat.
The "history" of the American Negro and of modern Israel are cases
in point. But the ultimate motive may be metaphysical. Most history
seems to carry on its back vestiges of paradise. At some point in
more or less remote times things were better, almost golden. A deep
concordance lay between man and the natural setting. The myth of the
Fall runs stronger than any particular religion. There is hardly a
civilization, perhaps hardly an individual consciousness, that does
not carry inwardly an answer to intimations of a sense of distant
catastrophe. Somewhere a wrong turn was taken in that "dark and
sacred wood," after which man has had to labor, socially,
psychologically, against the natural grain of being.
In current Western culture or "post-culture,"
that squandered utopia is intensely important. But it has taken on a
near and secular form. Our present feeling of disarray, of a regress
into violence, into moral obtuseness; our ready impression of a
central failure of values in the arts, in the comeliness of personal
and social modes; our fears of a new "dark age" in which
civilization itself, as we have known it, may disappear or be
confined to small islands of archaic conservation -- these fears, so
graphic and widely advertised as to be a dominant cliché of the
contemporary mood -- derive their force, their seeming
self-evidence, from comparison. Behind today's posture of doubt and
self-castigation stands the presence, so pervasive as to pass
largely unexamined, of a particular past, of a specific "golden
time." Our experience of the present, the judgments, so often
negative, that we make of our place in history, play continually
against what I want to call the "myth of the nineteenth century" or
the "imagined garden of liberal culture."
Our sensibility locates that garden in England
and western Europe between ca. the 1820s and 1915. The initial date
has a conventional indistinction, but the end of the long summer is
apocalyptically exact. The main features of the landscape are
unmistakable. A high and gaining literacy. The rule of law. A
doubtless imperfect yet actively spreading use of representative
forms of government. Privacy at home and an ever-increasing measure
of safety in the streets. An unforced recognition of the focal
economic and civilizing role of the arts, the sciences, and
technology. The achievement, occasionally marred but steadily
pursued, of peaceful coexistence between nation states (as, in fact
obtained, with sporadic exceptions, from Waterloo to the Somme). A
dynamic, humanely regulated interplay between social mobility and
stable lines of force and custom in the community. A norm of
dominance, albeit tempered by conventional insurgence between
generations, between fathers and sons. Sexual enlightenment, yet a
strong, subtle pivot of agreed restraint. I could go on. The list
can be easily extended and detailed. My point is that it makes for a
rich and controlling image, for a symbolic structure that presses,
with the insistence of active mythology, on our current condition of
feeling.
Depending on our interests, we carry with us different bits and
pieces of this complex whole. The parent "knows" of a bygone age in
which manners were strict and children domesticated. The sociologist
"knows" of an urban culture largely immune to anarchic challenge and
sudden gusts of violence. The religious man and the moralist "know"
of a lost epoch of agreed values. Each of us can summon up
appropriate vignettes: of the well-ordered household, with its
privacies and domestics; of the Sunday parks, leisured and safe; of
Latin in the schoolroom and apostolic finesse in the college quad;
of real bookstores and literate parliamentary debate. Bookmen
"know," in a special, symbolically structured sense of the word, of
a time in which serious literary and scholarly production, marketed
at low cost, found a wide or critically responsive echo. There are
still a good many alive today for whom that famous cloudless summer
of 1914 extends backward, a long way, into a world more civil, more
confident, more humanely articulate than any we have known since. It
is against their remembrance of that great summer, and our own
symbolic knowledge of it, that we test the present cold.
If we pause to examine the sources of that
knowledge, we shall see that they are often purely literary or
pictorial, that our inner nineteenth century is the creation of
Dickens or Renoir. If we listen to the historian, particularly on
the radical wing, we learn quickly that the "imagined garden" is, in
crucial respects, a mere fiction. We are given to understand that
the crust of high civility covered deep fissures of social
exploitation; that bourgeois sexual ethics were a veneer, masking a
great area of turbulent hypocrisy; that the criteria of genuine
literacy were applicable only to a few; that hatred between
generations and classes ran deep, if often silent; that the safety
of the faubourg and of the park was based squarely on the
licensed but quarantined menace of the slum. Anyone who takes the
trouble to find out will come to realize what a day's work was like
in a Victorian factory, what infant mortality amounted to in the
mining country of northern France in the 1870s and 80s. The
recognition is inescapable that the intellectual wealth and
stability of middle- and upper-middle-class life during the long
liberal summer depended, directly, on economic and, ultimately
military, dominion over vast portions of what is now known as the
underdeveloped or third world. All this is manifest. We know it in
our rational moments. Yet it is a kind of intermittent knowledge,
less immediate to our pulse of feeling than is the mythology, the
crystallized metaphor, at once generalized and compact, of a great
garden of civility now ravaged.
In part, the nineteenth century itself is
responsible for this nostalgic imagining. One can assemble from its
own pronouncements an anthology of strenuous or complacent pride.
The note of Locksley Hall can be heard at numerous moments
and in different places. In Macaulay's famous encomium of the new
horizon of science in the "Essay on Bacon" of 1837:
It has lengthened life; it has mitigated pain; it has
extinguished diseases; it has increased the fertility of the
soil; it has given new securities to the mariner; it has
furnished new arms to the warrior; it has spanned great rivers
and estuaries with bridges of form unknown to our fathers; it
has guided the thunderbolt innocuously from the heaven to earth;
it has lighted up the night with the splendour of the day; it
has extended the range of human vision; it has multiplied the
power of human muscles; it has accelerated motion; it has
annihilated distance; it has facilitated intercourse,
correspondence, all friendly offices, all dispatch of business;
it has enabled man to descend the depths of the sea, to soar
into the air, to penetrate securely into the noxious recesses of
the earth, to traverse the land in cars which whirl along
without horses, to cross the ocean in ships which run ten knots
an hour against the wind. These are but a part of its fruits,
and of its first-fruits; for it is a philosophy which never
rests, which has never attained, which is never perfect. Its law
is progress.
The apotheosis at the close of Faust II,
Hegelian historicism, with its doctrine of the self-realization
of Spirit, the positivism of Auguste Comte, the philosophic
scientism of Claude Bernard, are expressions of the same dynamic
serenity, of a trust in the unfolding excellence of fact. We look
back on these now with bewildered irony.
But other ages have made their boast. The image
we carry of a lost coherence, of a center that held, has authority
greater than historical truth. Facts can refute but not remove it.
It matches some profound psychological and moral need. It gives us
poise, a dialectical counterweight with which to situate our own
condition. This appears to be an almost organic, recursive process.
Men of the Roman Empire looked back similarly on utopias of
republican virtue; those who had known the ancien régime felt
that their later years had fallen on an iron age. Circumstantial
dreams underwrite present nightmares. I am not seeking to deny this
process or to expound an "authentic vision" of the liberal past. I
simply propose to look at the "summer of 1815-1915" from a somewhat
different perspective -- not as a symbolic whole whose contrasting
virtues stand almost in indictment of our own difficulties, but as a
source of those very difficulties. It is my thesis that certain
specific origins of the inhuman, of the crises of our own time that
compel a redefinition of culture, are to be found in the long peace
of the nineteenth century and at the heart of the complex fabric of
civilization.
The motif I want to fix on is that of ennui. "Boredom" is
not an adequate translation, nor is Langweile except,
perhaps, in Schopenhauer's usage; la noia comes much nearer.
I have in mind manifold processes of frustration, of cumulative
désoeuvrement. Energies eroded to routine as entropy increases.
Repeated motion or inactivity, sufficiently prolonged, secrete a
poison in the blood, an acid torpor. Febrile lethargy; the drowsy
nausea (so precisely described by Coleridge in the Biographia
Literaria) of a man who misses a step in a dark staircase --
there are many approximate terms and images. Baudelaire's use of
"spleen" comes closest: it conveys the kinship, the simultaneity of
exasperated, vague waiting -- but for what? -- and of gray
lassitude:
Rien n'égale en longueur les boiteuses journées,
Quand sous les lourds flocons des neigeuses années
L'ennui, fruit de la morne incuriosité,
Prend les proportions de l'immortalité.
--Désormais tu. n'es plus, ô matière vivante!
Qu'un granit entouré d'une vague épouvante,
Assoupi dans le fond d'un Sahara brumeux;
Un vieux sphinx ignoré du monde insoucieux,
Oublié sur la carte, et dont l'humeur farouche
Ne chante qu'aux rayons du soleil qui se couche.
1
[Les Fleurs du Mal 76]
"Vague épouvante," "humeur farouche" are signals
we shall want to keep in mind. What I want to stress here is the
fact that a corrosive ennui is as much an element of
nineteenth-century culture as was the dynamic optimism of the
positivist and the Whig. It was not only, in Eliot's arresting
phrase, the souls of housemaids that were damp. A kind of marsh gas
of boredom and vacuity thickened at crucial nerve-ends of social and
intellectual life. For every text of Benthamite confidence, of proud
meliorism, we can find a counterstatement of nervous fatigue. 1851
was the year of the Universal Exhibition, but also of the
publication of a group of desolate, autumnal poems, which Baudelaire
issued under the significant title Les Limbes. To me the most
haunting, prophetic outcry of the nineteenth century is Théophile
Gautier's "plutôt la barbarie que l'ennui!" If we can come to
understand the sources of that perverse longing, of that itch for
chaos, we will be nearer to an understanding of our own state and of
the relations of our condition to the accusing ideal of the past.
No string of quotations, no statistics, can recapture for us what
must have been the inner excitement, the passionate adventure of
spirit and emotion unleashed by the events of 1789 and sustained, at
a fantastic tempo, until 1815. Far more than political revolution
and war, on an unprecedented scale of geographical and social
compass, is involved. The French Revolution and the Napoleonic Wars
-- la grande épopée -- literally quickened the pace of felt
time. We lack histories of the internal time-sense, of the changing
beat in men's experience of the rhythms of perception. But we do
have reliable evidence that those who lived through the 1790s and
the first decade and a half of the nineteenth century, and who could
recall the tenor of life under the old dispensation, felt that time
itself and the whole enterprise of consciousness had formidably
accelerated. Kant's reputed lateness on his morning walk when news
came of the fall of the Bastille, and the decision of the Republican
régime to start the calendar of human affairs anew with l'an un
are images of this great change. Even in the mind of
contemporaries, each successive year of political struggle and
social upheaval took on a distinct, graphic individuality. 1789,
Quatrevingt-treize, 1812, are far more than temporal
designations: they stand for great storms of being, for
metamorphoses of the historical landscape so violent as to acquire,
almost at once, the simplified magnitude of legend. (Because music
is so immediately inwoven with changes in the shapes of time, the
development of Beethoven's tempi, of the driving pulse in his
symphonic and chamber music during the relevant years, is of
extraordinary historical and psychological interest.)
Together with this accelerando, there occurred a
"growing more dense" of human experience. The notion is difficult to
set out abstractly. But it crowds on us, unmistakably, from
contemporary literature and private record. The modern advertisement
nostrum about "feeling more alive than before" had a literal force.
Until the French Revolution and the marches and countermarches of
the Napoleonic armies from Corunna to Moscow, from Cairo to Riga,
history had been, very largely, the privilege and terror of the few.
Certainly in respect of defined consciousness. All human beings were
subject to general disaster or exploitation as they were to disease.
But these swept over them with tidal mystery. It is the events of
1789 to 1815 that interpenetrate common, private existence with the
perception of historical processes. The levée en masse of the
Revolutionary armies was far more than an instrument of
long-continued warfare and social indoctrination. It did more than
terminate the old conventions of professional, limited warfare. As
Goethe noted acutely on the field at Valmy, populist armies, the
concept of a nation under arms, meant that history had become
everyman's milieu. Henceforth, in Western culture, each day was to
bring news -- a perpetuity of crisis, a break with the pastoral
silences and uniformities of the eighteenth century made memorable
in De Quincey's account of the mails racing through England with
news of the Peninsular Wars. Wherever ordinary men and women looked
across the garden hedge, they saw bayonets passing. As Hegel
completed the Phenomenology, which is the master statement of
the new density of being, he heard the hoofbeats of Napoleon's
escort passing through the nocturnal street on the way to the battle
of Jena.
We also lack a history of the future tense (in another context I
am trying to show what such a phenomenology of internal grammar
would be). But it is clear that the Revolutionary and Napoleonic
decades brought on an overwhelming immanence, a deep, emotionally
stressed change in the quality of hope. Expectations of progress, of
personal and social enfranchisement, which had formerly had a
conventional, often allegoric character, as of a millenary horizon,
suddenly moved very close. The great metaphor of renewal, of the
creation, as by a second coming of secular grace, of a just,
rational city for man, took on the urgent drama of concrete
possibility. The eternal "tomorrow" of utopian political vision
became, as it were, Monday morning. We experience something of this
dizzying sense of total possibility when reading the decrees of the
Convention and of the Jacobin régime: injustice,
superstition, poverty are to be eradicated now, in the next glorious
hour. The world is to shed its worn skin a fortnight hence. In the
grammar of Saint-Juste the future tense is never more than moments
away. If we seek to trace this irruption -- it was that violent --
of dawn into private sensibility, we need look only to Wordsworth's
Prelude and to the poetry of Shelley. The crowning statement,
perhaps, is to be found in Marx's economic and political manuscripts
of 1844. Not since early Christianity had men felt so near to
renovation and to the end of night.
The quickening of time, the new vehemence and
historicity of private consciousness, the sudden nearness of the
messianic future contributed to a marked change in the tone of
sexual relations. The evidence is plain enough. It comes as early as
Wordsworth's "Lucy" poems and the penetrating remark on sexual
appetite in the 1800 Preface to the Lyrical Ballads.
It declares itself from a comparison, even cursory, between Swift's
Journal to Stella and Keats's letters to Fanny Brawne.
Nothing I know of at an earlier period truly resembles the
self-dramatizing, self-castigating eroticism of Hazlitt's
extraordinary Liber Amoris (1823). Many elements are in play:
the "sexualization" of the very landscape, making of weather,
season, and the particular hour a symbolic restatement of the erotic
mood; a compulsion to experience more intimately, to experience sex
to the last pitch of nervous singularity, and at the same time to
make this experience public. I can make out what must have been
contributory causes: the partial emancipation of women and the
actual role of a number of them in political life and argument; the
breakdown of usages of decorum and formal reticence which had been a
part of the caste system of the ancien régime. It is not
difficult to see in what ways an intensification and widening of the
erotic could be a counterpart to the dynamics of revolution and
European conquest. Nevertheless, the phenomenon, with its
culmination in Wagner's amalgam of eros and history, remains
complicated and in certain regards obscure. The fact that our own
sexuality is distinctly post-romantic, that many of our own
conventions stem directly from the revaluation of the erotic in the
period from Rousseau to Heine, does not make analysis any simpler.
But taking these different strands together, one
can say confidently that immense transmutations of value and
perception took place in Europe over a time span more crowded, more
sharply registered by individual and social sensibility, than any
other of which we have reliable record. Hegel could argue, with
rigorous logic of feeling, that history itself was passing into a
new state of being, that ancient time was at an end.
What followed was, of course, a long spell of
reaction and stasis. Depending on one's political idiom, one can see
it either as a century of repression by a bourgeoisie that had
turned the French Revolution and the Napoleonic extravaganza to its
own economic advantage, or as a hundred years of liberal gradualism
and civilized order. Broken only by convulsive but contained
revolutionary spasms in 1830, 1848, and 1871, and by short wars of
an intensely professional, socially conservative character, such as
the Crimean and the Prussian Wars, this hundred years' peace shaped
Western society and established the criteria of culture which have,
until very recently, been ours.
To many who personally experienced the change ,
the drop in tension, the abrupt drawing of curtains against the
morning, were deeply enervating. It is to the years after Waterloo
that we must look for the roots of "the great ennui," which,
as early as 1819, Schopenhauer defined as the corrosive
illness of the new age.
What was a gifted man to do after Napoleon? How
could organisms bred for the electric air of revolution and imperial
epic breathe under the leaden sky of middle-class rule? How was it
possible for a young man to hear his father's tales of the Terror
and of Austerlitz and to amble down the placid boulevard to the
countinghouse? The past drove rats' teeth into the gray pulp of the
present; it exasperated, it sowed wild dreams. Of that exasperation
comes a major literature. Musset's La Confession d'un enfant du
siècle (1835-36) looks back with ironic misère on the
start of the great boredom. The generation of 1830 was damned by
memories of events, of hopes, in which it had taken no personal
part. It nursed within "un fonds d'incurable tristesse et
d'incurable ennui." No doubt there was narcissism in this
cultivation, the somber complacency of dreamers who, from Goethe to
Turgenev, sought to identify with Hamlet. But the void was real, and
the sensation of history gone absurdly wrong. Stendhal is the
chronicler of genius of this frustration. He had participated in the
insane vitality of the Napoleonic era; he conducted the rest of his
life in the ironic guise of a man betrayed. It is a terrible thing
to be "languissant d'ennui au plus beau moment de la vie, de seize
ans jusqu'à vingt" (Mlle. de La Mole's condition before she resolves
to love Julien Sorel in Le Rouge et le noir). Madness, death
are preferable to the interminable Sunday and suet of a bourgeois
life-form. How can an intellectual bear to feel within himself
something of Bonaparte's genius, something of that demonic strength
which led from obscurity to empire, and see before him nothing but
the tawdry flatness of bureaucracy? Raskolnikov writes his essay on
Napoleon and goes out to kill an old woman.
The collapse of revolutionary hopes after 1815, the brutal
deceleration of time and radical expectation, left a reservoir of
unused, turbulent energies. The romantic generation was jealous of
its fathers. The "antiheroes," the spleen-ridden dandies in the
world of Stendhal, Musset, Byron, and Pushkin, move through the
bourgeois city like condottieri out of work. Or worse, like
condottieri meagerly pensioned before their first battle. Moreover,
the city itself, once festive with the tocsin of revolution, had
become a prison.
For although politics had entered the phase of
bland mendacity analyzed by Stendhal in Lucien Leuwen, the
economic-industrial growth released by continental war and the
centralized consciousness of the new nation-states took place
exponentially. The "dark Satanic mills" were everywhere creating the
soiled, hybrid landscape which we have inherited. The theme of
alienation, so vital to any theory of the crisis of culture, is, as
both Hegel and Saint-Simon were among the first to realize, directly
related to the development of mass-manufacture. It is in the early
and midnineteenth century that occur both the dehumanization of
laboring men and women in the assembly-line system, and the
dissociation between ordinary educated sensibility and the
increasingly complex, technological artifacts of daily life. In
manufacture and the money market, energies barred from revolutionary
action or war could find outlet and social approval. Such
expressions as "Napoleons of finance" and "captains of industry" are
semantic markers of this modulation.
The immense growth of the monetary-industrial
complex also brought with it the modern city, what a later poet was
to call la ville tentaculaire -- the megalopolis whose
uncontrollable cellular division and spread now threatens to choke
so much of our lives. Hence the definition of a new, major conflict:
that between the individual and the stone sea that may, at any
moment, overwhelm him. The urban inferno, with its hordes of
faceless inhabitants, haunts the nineteenth-century imagination.
Sometimes the metropolis is a jungle, the crazed tropical growth of
Hard Times and Brecht's Im Dickicht der Stadt. A man
must make his mark on its indifferent immensity, or he will be cast
off like the rags, the dawn flotsam which obsessed Baudelaire. In
his invention of Rastignac, looking down on Paris, challenging the
city to mortal combat, Balzac dramatized one of the focal points of
the modern crisis. It is precisely from the 1830s onward that
one can observe the emergence of a characteristic "counterdream" --
the vision of the city laid waste, the fantasies of Scythian and
Vandal invasion, the Mongol steeds slaking their thirst in the
fountains of the Tuileries Gardens. An odd school of painting
develops: pictures of London, Paris, or Berlin seen as colossal
ruins, famous landmarks burnt, eviscerated, or located in a weird
emptiness among charred stumps and dead water. Romantic fantasy
anticipates Brecht's vengeful promise that nothing shall remain of
the great cities except the wind that blows through them. Exactly a
hundred years later, these apocalyptic collages and imaginary
drawings of the end of Pompeii were to be our photographs of Warsaw
and Dresden. It needs no psychoanalysis to suggest how strong a part
of wish-fulfillment there was in these nineteenth-century
intimations.
The conjunction of extreme economic-technical dynamism with a
large measure of enforced social immobility, a conjunction on which
a century of liberal, bourgeois civilization was built, made for an
explosive mixture. It provoked in the life of art and of
intelligence certain specific, ultimately destructive ripostes.
These, it seems to me, constitute the meaning of Romanticism. It is
from them that will grow the nostalgia for disaster.
Here I am on familiar ground and can move
rapidly. In romantic pastoralism there is as much of a flight
from the devouring city as there is a return to nature.
What needs close attention is the extent to which critiques of urban
society tend to become indictments of all formal, complex
civilization as such ("civilization," of course, has in it the word
for city). Rousseauist naturalism has an obvious destructive edge.
Romantic exoticism, that longing for le pays
lointain, for "faery lands forlorn," reflected different hurts:
ennui, a feeling of impotence in the face of political
reaction and philistine rule, a hunger for new colors, new shapes,
new possibilities of nervous discovery, to set against the morose
proprieties of bourgeois and Victorian modes. It also had its strain
of primitivism. If Western culture had gone bad in the teeth, there
might be sources of new vision among distant savageries. Mallarmé's
Brise marine concentrates each of these elements into an
ironic whole:
La chair est triste, hélas! et j'ai lu tous les livres.
Fuir! là-bas fuir! Je sens que des oiseaux sont ivres
D'être parmi l'écume inconnue et les cieux!
Rien, ni les vieux jardins reflétés par les yeux
Ne retiendra ce coeur qui dans la mer se trempe
O nuits! ni la clarté déserte de ma lampe
Sur le vide papier que la blancheur défend,
Et ni la jeune femme allaitant son enfant.
Je partirai! Steamer balançant ta mâture,
Lève l'ancre pour une exotique nature!
Un Ennui, désolé par les cruels espoirs,
Croit encore à l'adieu suprême des mouchoirs!2
Romantic ideals of love, notably the stress on
incest, dramatize the belief that sexual extremism, the cultivation
of the pathological, can restore personal existence to a full pitch
of reality and somehow negate the gray world of middle-class fact.
It is permissible to see in the Byronic theme of damnation through
forbidden love and in the Wagnerian Liebestod surrogates for
the lost dangers of revolutionary action.
The artist becomes hero. In a society made inert by repressive
authority, the work of art becomes the quintessential deed. That is
the claim put forward in Berlioz's Benvenuto Cellini, in
Zola's l'Oeuvre. Shelley went further. Though outwardly
harried and powerless, the poet is "the unacknowledged legislator"
of mankind. Or, as Victor Hugo proclaimed, he is le Mage, the
divinely gifted necromancer in the van of human progress. It is not
these propositions in themselves I want to consider, but only the
degree of exasperation, of estrangement between society and the
shaping forces of spirit which they betray.
All these currents of frustration, of illusory
release, and of ironic defeat are registered, with unequaled
precision, in the novels and private life of Flaubert. The figure of
Emma Bovary incarnates, at a cruelly trivialized level, the roused
and thwarted energies of dreams and desires for which
mid-nineteenth-century society would allow no scope. L'Education
sentimentale is the great "anti-Bildungsroman," the
record of an education "away from" felt life and toward bourgeois
torpor. Bouvard et Pécuchet is a long whine of loathing, of
nausea at the apparently unshakable regimen of middle-class values.
And there is Salammbô. Written almost exactly in mid-century,
this frenetic yet congealed narrative of blood-lust, barbaric
warfare, and orgiastic pain takes us to the heart of our problem.
The sadism of the book, its scarcely governed ache for savagery,
stem immediately from Flaubert's account of his own condition. Since
adolescence, he had felt nothing but "insatiable desires" and "un
ennui atroce."
Reading only these novels, one should have sensed
much of the void that was undermining European stability. One should
have known that ennui was breeding detailed fantasies of nearing
catastrophe. Most of what has occurred since has its specific
origins in the tensions of nineteenth-century society, in a complex
of attitudes which, in hindsight, we think of too readily as a model
for culture itself.
Ought one to go further? Is it reasonable to
suppose that every high civilization will develop implosive stresses
and impulses towards self-destruction? Does so delicately balanced,
simultaneously dynamic and confined an aggregate as a complex
culture tend, necessarily, towards a state of instability and,
finally, of conflagration? The model would be that of a star which,
after attaining a critical mass, a critical equation of energy
exchanges between internal structure and radiant surface, will
collapse inward, flaring out, at the moment of destruction, with
just that magnitude of visible brilliance which we associate with
great cultures in their terminal phase. Is the phenomenology of
ennui and of a longing for violent dissolution a constant in the
history of social and intellectual forms once they have passed a
certain threshhold of complication?
I want to come back to this question at different points in my
argument. To ask it at all is, of course, to follow on Freud's
Civilization and Its Discontents, and to consider once again,
the nihilist pastoralism of Rousseau. Freud's essay is itself a
poetic construct, an attempt to devise a myth of reason with which
to contain the terror of history. The notion of a death wish,
operative in both individual and collective consciousness, is, as
Freud himself emphasized, a philosophic trope. It goes frankly
beyond the available psychological and sociological data. But the
suggestion is of extraordinary force, and Freud's portrayal of the
tensions which civilized manners impose on central, unfulfilled
human instincts remains valid. As do the hints, abundant in
psychoanalytic literature (which is itself post-Darwinian), that
there is in human interrelations an inescapable drive towards war,
towards a supreme assertion of identity at the cost of mutual
destruction. Again, I want to return to these ideas. They are
obviously cardinal to any contemporary theory of culture.
Whether the. psychic mechanisms involved were
universal or historically localized, one thing is plain: by ca. 1900
there was a terrible readiness, indeed a thirst for what Yeats was
to call the "blood-dimmed tide." Outwardly brilliant and serene,
la belle époque was menacingly overripe. Anarchic compulsions
were coming to a critical pitch beneath the garden surface. Note the
prophetic images of subterranean danger, of destructive agencies
ready to rise from sewerage and cellar, that obsess the literary
imagination from the time of Poe and Les Misérables to Henry
James's Princess Casamassima. The arms race and the mounting
fever of European nationalism were, I think, only the outward
symptoms of this essential malaise. Intellect and feeling were,
literally, fascinated by the prospect of a purging fire.
I. F. Clarke's Voices Prophesying War provides a lucid
account of this fascination, of the anticipations of global conflict
in poetry and fiction as they came to a head from the 1870s on. In
all this mass of premonitory fantasy, only H. G. Wells's World
Set Free was to prove wholly accurate. Written during 1913, it
foresaw, with eerie precision, "the unquenchable crimson
conflagrations of the atomic bombs." And even Wells could not
prophesy the true measure of the dissolution of civilized norms, of
human hopes, that was to come.
2. A Season in Hell
As we have seen, anticipations of war and
fantasies of universal destruction were rife. But with very few
exceptions -- such as Soloviev's vision of a new outpouring of
Asiatic hordes over Europe, or Péguy's solemn, uncannily clairvoyant
invocation of Armageddon in Ève -- no one foresaw the scale of
slaughter. It is that numerical scale, the daily inventory of death,
which makes of 1915 the end of the European order. Diplomatic and
military historians debate to this day whether there was not some
appalling miscalculation. What had turned professional, essentially
limited warfare into massacre? Different factors intervened: the
murderous solidification of the trenches, firepower, the sheer area
covered by the eastern and western fronts. But there was also, one
suspects, a matter of automatism: once the elaborate machinery of
conscription, transport, and manufacture had slipped into gear, it
became exceedingly difficult to stop. The enterprise had its own
logic outside reason and human needs. In attacking the brute fact of
causality, of irreversible time and utilitarian process, the Dada
movement, as it sprang up in Zurich during the war years, was in
fact attacking the fabric of impotent rationality which, every day,
planned, authorized, justified the death of tens of thousands.
And here, at once, a theory of culture faces a
major difficulty. We are beginning to realize the extent and
intricacy of the genetic element in social history. But we have,
even now, only rudimentary means of gauging it. We know something of
the critical mass of genetic material and diversity needed to keep a
civilization energized. We are beginning to understand a little more
than we used to about the nature of biological damage caused by such
events as the bubonic plagues of the fourteenth and seventeenth
centuries, or by the depopulation of certain provinces of Germany
and central Europe during the religious wars. But our insights
remain conjectural. What we can say, I think, is this: the
casualties of the first World War were not only enormous, they were
cruelly selective. It can, I believe, be argued, with a good deal of
supporting sociological and demographic evidence, that the
butcheries of Paschendael. and the Somme gutted a generation of
English moral and intellectual talent, that they eliminated many of
the best from the European future. The effects of the long massacre
on France were obviously profound, but more difficult to assess.
With the ravage of entire cadres and communities, the close fabric
of French life was thrown out of line. Much of it has never
recovered its equilibrium or elasticity.
We cannot think clearly about the crises of
Western culture, about the origins and forms of totalitarian
movements in the European heartland and the recurrence of world war,
without bearing sharply in mind that Europe, after 1918, was
damaged in its centers of life. Decisive reserves of intelligence,
of nervous resilience, of political talent, had been annihilated.
The satiric conceit, in Brecht and Georges Grosz, of children
murdered because never to be born has its specific genetic meaning.
An aggregate of mental and physical potentiality, of new hybrids and
variants, too manifold for us to measure, was lost to the
preservation and further evolution of Western man and of his
institutions. Already in a biological sense we are looking now at a
diminished or "post-culture."
What had been miscalculation and uncontrollable mishap during
the first World War became method during the second. In turning to
the question of genocide, I must try and be as scrupulous, as
skeptical as I am able to be, regarding my own motives. Much of my
work has concerned itself, directly or indirectly, with trying to
understand, to articulate, causal and teleological aspects of the
holocaust. My own feelings are patently implicated. But so is the
conviction that an analysis of the idea and ideal of culture demands
the fullest possible understanding of the phenomenology of mass
murder as it took place in Europe, from the Spanish south to the
frontiers of Russian Asia between 1936 and 1945
The failure of Eliot's Notes towards a Definition of Culture
to face the issue, indeed to allude to it in anything but an
oddly condescending footnote, is acutely disturbing. How, only three
years after the event, after the publication to the world of facts
and pictures that have, surely, altered our sense of the limits of
human behavior, was it possible to write a book on culture and say
nothing? How was it possible to detail and plead for a Christian
order when the holocaust had put in question the very nature of
Christianity and of its role in European history? Longstanding
ambiguities on the theme of the Jew in Eliot's poetry and thought
provide an explanation. But one is not left the less uncomfortable.
Yet in approaching the theme I find Eliot's
insistence on the religious character of genuine civilization, and
his "conception of culture and religion as being, when each term is
taken in the right context, different aspects of the same thing,"
largely persuasive. It seems to me incontrovertible that the
holocaust must be set in the framework of the psychology of
religion, and that an understanding of this framework is vital to an
argument on culture.
This is a minority view. Understandably, in an
effort to make this insane material susceptible and bearable to
reason, sociologists, economists, political scientists have striven
to locate the topic in a rational, secular grid. They have
Investigated the opportunistic sources of Nazi racial theories; the
long tradition of petit-bourgeois resentment against a
seemingly aloof, prospering minority. They have pointed, rightly, to
the psychological, symbolic links between inflationary collapse and
the historical associations of Jewry and the money market.. There
have been penetrating studies of the imperfect, perhaps overhasty
assimilation of secularized Jews into the gentile community, an
assimilation which produced much of the intellectual genius of
modern Europe but also, particularly in Germany, took on the guise
of a complex love-hate. Social historians have shown how numerous
were the signs of developing hysteria between the Dreyfus affair and
the "final solution." Deliberate poisons had been let loose. It has
been argued, cogently, that there is an ultimately rational, albeit
murderous, motive behind Nazi and Stalinist anti-Semitism: an
attempt to get rid of a minority whose inheritance and whose style
of feeling make of it a natural milieu for opposition, for potential
subversion.
Each of these lines of inquiry is important. Together they make
for an indispensable dossier of historical and sociological insight.
But the phenomenon, so far as one is able to take any coherent view
of it at all, lies far deeper. No historical or social-psychological
model put forward until now, no psychopathology of crowd behavior,
of the psychic infirmities of individual leaders and killers, no
diagnosis of planned hysteria accounts for certain salient features
of the problem. These include the active indifference -- "active"
because "collaboratively unknowing" -- of the vast majority of the
European population. They include the deliberate decision of the
National Socialist régime, even in the final stages of economic
warfare, to liquidate the Jews rather than exploit them towards
obvious productive and financial ends. Most enigmatic of all,
perhaps, is the persistence of virulent anti-Semitism where no Jews
or only a handful survive (for example, in eastern Europe today).
The mystery, in the proper theological sense, is one of hatred
without present object.
We are not, I believe, dealing with some
monstrous accident in modern social history. The holocaust was not
the result of merely individual pathology or of the neuroses of one
nation-state. Indeed, competent observers expected the cancer to
spread first, and most virulently, in France. We are not-and this is
often misunderstood-considering something truly analogous to other
cases of massacre, to the murder of the Gypsies or, earlier, of the
Armenians. There are parallels in technique and in the idiom of
hatred. But not ontologically, not at the level of philosophic
intent. That intent takes us to the heart of certain instabilities
in the fabric of Western culture, in the relations between
instinctual and religious life. Hitler's jibe that "conscience is a
Jewish invention" provides a clue.
To speak of the "invention" of monotheism is to
use words in the most provisional way. The cast of intellect, the
social forms, the linguistic conventions which accompanied the
change, it may be in the oasis at Kadesh, from polytheism to the
Mosaic concept of one God, are beyond recall. We cannot feel our way
into the minds and skins of the men and women who, evidently under
constraint and amid frequent rebellion, passed into a new mapping of
the world. The immensity of the event, its occurrence in real time,
are certain, and reverberate still. But how the ancient concretions
of worship, the ancient, natural reflexes of multitudinous animism
were replaced, we have no way of knowing. The light curves towards
us from across the remotest horizon. What we must recapture to mind,
as nakedly as we can, is the singularity, the brain-hammering
strangeness, of the monotheistic idea. Historians of religion tell
us that the emergence of the concept of the Mosaic God is a unique
fact in human experience, that a genuinely comparable notion sprang
up at no other place or time. The abruptness of the Mosaic
revelation, the finality of the creed at Sinai, tore up the human
psyche by its most ancient roots. The break has never really knit.
The demands made of the mind are, like God's
name, unspeakable. Brain and conscience are commanded to vest
belief, obedience, love in an abstraction purer, more inaccessible
to ordinary sense than is the highest of mathematics. The God of the
Torah not only prohibits the making of images to represent Him. He
does not allow imagining. His attributes are, as Schoenberg
concisely expressed them in Moses und Aron,
Unvorstellbar, weil unsichtbar;
weil unüberblickbar;
weil unendlich;
weil ewig;
weil allgegenwärtig;
weil allmächtig.3
No fiercer exigence has ever pressed on the human
spirit, with its compulsive, organically determined bias towards
image, towards figured presence. How many human beings have ever
been capable, could be capable of, housing in themselves an
inconceivable omnipresence? To all but a very few the Mosiac God has
been from the outset, even when passionately invoked, an
immeasurable Absence, or a metaphor modulating downward to the
natural sphere of poetic, imagistic approximation. But the exaction
stays in force-immense, relentless. It hammers at human
consciousness, demanding that it transcend itself, that it reach out
into a light of understanding so pure that it is itself blinding. We
turn back into grossness and, what is more important, into
self-reproach. Because the ideal is still there, because, in Blake's
shorthand for the tyranny of the revealed, light presses on the
brain. In polytheism, says Nietzsche, lay the freedom of the human
spirit, its creative multiplicity. The doctrine of a single Deity,
whom men cannot play off against other gods and thus win open spaces
for their own aims, is "the most monstrous of all human errors"
("die ungeheuerlichste aller menschlichen Verirrungen").
In his late work Moses and Monotheism
Freud ascribed the commission of this "error" to an Egyptian prince
and seer of the scattered house of Ikhnaton. Many have wondered why
he should have sought to shift from his own people that supreme
weight of glory. Freud himself seems to have been unaware of the
motive. It will, I hope, emerge from my argument.
Historically, the requirements of absolute
monotheism proved all but intolerable. The Old Testament is a record
of mutiny, of spasmodic but repeated reversions to the old gods,
whom the hand can touch and the imagination house. Pauline
Christianity found a useful solution. While retaining something of
the idiom and centralized symbolic lineaments of monotheism, it
allowed scope for the pluralistic, pictorial needs of the psyche. Be
it in their Trinitarian aspects, in their proliferation of saintly
and angelic persons, or in their vividly material realization of God
the Father, of Christ, of Mary, the Christian churches have, with
very rare exceptions, been a hybrid of monotheistic ideals and
polytheistic practices. That has been their suppleness and syncretic
strength. The single, unimaginable -- rigorously speaking,
"unthinkable" -- God of the Decalogue has nothing to do with the
threefold, thoroughly visualized pantheon of the churches.
But that God, blank as the desert air, would not
rest. The memory of His ultimatum, the presence of His Absence, have
goaded Western man. The nineteenth century thought it had laid the
great specter to rest. The canonic text is Nietzsche's monologue of
the madman in La Gaia Scienza. The words are so overwhelming,
they are so near the heart of the being of man today, that I want to
quote in full, and in the original language:
Wohin ist Gott? rief er, ich will es euch sagen! Wir haben ihn
getötet-ihr und ich! Wir alle sind seine Mörder! Aber wie haben
wir dies gemacht? Wie vermochten wir das Meer auszutrinken? Wer
gab uns den Schwamm, urn den ganzen Horizont wegzuwischen? Was
taten wir, als wir these Erde von ihrer Sonne losketteten? Wohin
bewegt sie sich nun? Wohin bewegen wir uns? Fort von allen
Sonnen? Stilrzen wir nicht fortwahrend? Und rilckwirts,
seitwirts, vorwdrts nach allen Seiten? Gibt es noch ein Oben und
ein Unten? Irren wir nicht wie durch ein unendliches Nichts?
Haucht uns nicht der leere Raum an? Ist es nicht kilter
geworden? Kommt nicht immerfort die Nacht und mehr Nacht? Müssen
nicht Laternen am Vormittage angeziIndet werden? Hören wir noch
nichts von dem Urm der Totengriber, welche Gott begraben?
Riechen wir noch nichts von der göttlichen Verwesung?-auch
Götter verwesen! Gott ist tot! Gott bleibt tot! Und wir haben
ihn getötet! Wie trösten wir uns, die Mbrder aller Mbrder? Das
Heiligste und Michtigste, was die Welt bisher besass, es ist
unter unseren Mesern verblutet-wer wischt dies Blut von uns ab?4
But that deed was not enough. Only a psychologist
of Nietzsche's genius and vulnerability could experience the -murder
of God" directly, could feel at his own nerve-ends its liberating
doom. There was an easier vengeance to hand, a simpler way of making
good the centuries of mauvaise foi, of subconscious but
aching resentment against the unattainable ideal of the one God. By
killing the Jews, Western culture would eradicate those who had
"invented" God, who had, however imperfectly, however restively,
been the declarers of His unbearable Absence. The holocaust is a
reflex, the more complete for being long-inhibited, of natural
sensory consciousness, of instinctual polytheistic and animist
needs. It speaks for a world both older than Sinai and newer than
Nietzsche. When, during the first years of Nazi rule, Freud sought
to shift to an Egyptian responsibility for the "invention" of God,
he was, though perhaps without fully knowing it, making a desperate
propitiatory, sacrificial move. He was trying to wrench the
lightning rod out of the hands of the Jewish people. It was too
late. The leprosy of God's choice -- but who chose whom? -- was too
visible on them.
But the provocation was more than metaphysical.
More than "a supreme fiction" of reason was being thrust on mulish
humanity. The Books of the Prophets and the Sermon on the Mount and
parables of Jesus which are so closely related to the prophetic
idiom, constitute an unequaled act of moral demand. Because the
words are so familiar, yet too great for ready use, we tend to
forget or merely conventionalize the extremity of their call. Only
he who loses his life, in the fullest sense of sacrificial
self-denial, shall find life. The kingdom is for the naked, for
those who have willingly stripped themselves of every belonging, of
every sheltering egoism. There is no salvation in the middle places.
For the true disciple of the prophets and of Jesus, the utmost
ethical commitment is like common breath. To become man, man must
make himself new, and in so doing stifle the elemental desires,
weaknesses, and claims of the ego. Only he who can say with Pascal,
"le moi est haissable," has even begun to obey the Gospels'
altruistic imperative.
That imperative was stated and restated
innumerable times in the course of Western history. It is the staple
of Christian ethics, of the Christian doctrine of right living. How
many could hope to respond adequately? In how many human careers
were these prescripts of ascetic love, of compassion, of
self-suppression, more than a Sunday tag? Apologetics of practical
life, the prodigal economics of repentance, and "a fresh start,"
papered over the deep cracks between secular existence and the
eschatological demand.
But the cracks would not mend. They opened
explosively in the individual conscience (of Pascal, of Kierkegaard,
of Dostoevski). By their simple presence, at every occasion of
Christian worship, these fantastic moral requirements mock and
undermine mundane values. They set anarchic love against reason, an
end of time against history.
The result of this incessant dialectic was a
profound unbalance at the pivot of Western culture, a corrosive
pressure on the subconscious. Once again, as with abstract
monotheism, men had enforced upon them ideals, norms of conduct, out
of all natural grasp. And again, these challenges to perfection
continued to weigh on individual lives, on social systems, in which
they could not be honestly met.
The third confrontation between exigent utopia
and the common pulse of Western life occurs with the rise of
messianic socialism. Even where it proclaims itself to be atheist,
the socialism of Marx, of Trotsky, of Ernst Bloch, is directly
rooted in messianic eschatology. Nothing is more religious, nothing
is closer to the ecstatic rage for justice in the prophets, than the
socialist vision of the destruction of the bourgeois Gomorrah and
the creation of a new, clean city for man. In their very language
Marx's 1844 manuscripts are steeped in the tradition of messianic
promise. In an astounding passage Marx seems to paraphrase the
vision of Isaiah and of primitive Christianity: "Assume man
to be man and his relationship to the world to be a human
one: then you can exchange love only for love, trust for trust."
When human exploitation is eradicated, the grime shall be scoured
from the tired earth, and the world made a garden once more. This is
the socialist dream and millenary bargain. For it generations have
died. In its name falsehood and oppression have spread over a good
deal of the earth. But the dream remains magnetic. It cries out to
man to renounce profit and selfishness, to melt his personal being
into that of the community. It demands that he break down the
blackened walls of history, that he leap out of the shadow of his
petty needs. Those who resist the dream are not only madmen and
enemies of society; they betray the part of light in their own
humanity. The god of utopia is a jealous god.
Monotheism at Sinai, primitive Christianity,
messianic socialism: these are the three supreme moments in which
Western culture is presented with what Ibsen termed "the claims of
the ideal." These are the three stages, profoundly interrelated,
through which Western consciousness is forced to experience the
blackmail of transcendence. "Surmount yourself. Surpass the opaque
barriers of the mind to attain pure abstraction. Lose your life in
order to gain it. Give up property, rank, wordly comfort. Love your
neighbor as you do yourself -- no, much more, for self-love is sin.
Make any sacrifice, endure any insult, even self-denunciation, so
that justice may prevail." Unceasingly, the blackmail of perfection
has hammered at the confused, mundane, egotistical fabric of common,
instinctual behavior. Like a shrilling note in the inner ear. Men
are neither saints nor ascetics; their imaginings are gross;
ordinarily, their sense of the future is the next milestone. But the
insistence of the ideal continued, with a terrible, tactless force.
Three times it sounded from the same historical
center. (Some political scientists put at roughly 8o percent the
proportion of Jews in the ideological development of messianic
socialism and communism.) Three times, Judaism produced a summons to
perfection and sought to impose it on the current and currency of
Western life. Deep loathing built up in the social subconscious,
murderous resentments. The mechanism is simple but primordial. We
hate most those who hold out to us a goal, an ideal, a visionary
promise which, even though we have stretched our muscles to the
utmost, we cannot reach, which slips, again and again, just out of
range of our racked fingers -- yet, and this is crucial, which
remains profoundly desirable, which we cannot reject because we
fully acknowledge its supreme value. In his exasperating
"strangeness," in his acceptance of suffering as part of a covenant
with the absolute, the Jew became, as it were, the "bad conscience"
of Western history. In him the abandonments of spiritual and moral
perfection, the hypocrisies of an established, mundane religiosity,
the Absences of a disappointed, potentially vengeful God, were kept
alive and visible.
When it turned on the Jew, Christianity and
European civilization turned on the incarnation-albeit an
incarnation often wayward and unaware-of its own best hopes. It is
something like this that Kafka meant in his arrogant humble
assertion that "he who strikes a Jew strikes down man/mankind"
(den Menschen). In the holocaust there was both a lunatic
retribution, a lashing out against intolerable pressures of vision,
and a large measure of self-mutilation. The secular, materialist,
warlike community of modern Europe sought to extirpate from itself,
from its own inheritance, archaic, now ridiculously obsolete, but
somehow inextinguishable carriers of the ideal. In the Nazi idiom of
"vermin" and "sanitation" there is a brusque insight into the
infectious nature of morality. Kill the remembrancer, the claim
agent, and you will have canceled the long debt.
The genocide that took place in Europe and the
Soviet Union during the period 1936-45 (Soviet anti-Semitism being
perhaps the most paradoxical expression of the hatred which reality
feels towards failed utopia) was far more than a political tactic,
an eruption of lower-middle-class malaise, or a product of declining
capitalism. It was no mere secular, socioeconomic phenomenon. It
enacted a suicidal impulse in Western civilization. It was an
attempt to level the future -- or, more precisely, to make history
commensurate with the natural savageries, intellectual torpor, and
material instincts of unextended man. Using theological metaphors,
and there is no need to apologize for them in an essay on culture,
the holocaust may be said to mark a second Fall. We can interpret it
as a voluntary exit from the Garden and a programmatic attempt to
burn the Garden behind us. Lest its remembrance continue to infect
the health of barbarism with debilitating dreams or with remorse.
With the botched attempt to kill God and the very nearly
successful attempt to kill those who had "invented" Him,
civilization entered, precisely as Nietzsche had foretold, "on night
and more night."
By the mid-1760s, after the affaire Calas,
Voltaire and his informed contemporaries expressed the confident
belief that torture and other bestialities practiced on subjects or
enemies were passing forever from civilized society. Like the Black
Death and the burning of witches, these somber atavisms from
primitive and prerational ages would not survive the new temper of
European enlightenment. Secularization was the key. Torture and the
annihilation of human communities, argued the philosophes,
sprang directly from religious dogmatism. By proclaiming individuals
or entire societies to be damned, by treating their convictions as
pestilential heresies, church and state had deliberately loosed
fanaticism and savagery on often helpless men. With the decline in
the strength of religious creeds, there would follow, said Voltaire,
a concomittant decline in human hatreds, in the urge to destroy
another man because he is the embodiment of evil or falsehood.
Indifference would breed tolerance.
Today, exactly two hundred years later, we find ourselves in a
culture in which the methodical use of torture towards political
ends is widely established. We come immediately after a stage of
history in which millions of men, women, and children were made to
ash. Currently, in different parts of the earth, communities are
again being incinerated, tortured, deported. There is hardly a
methodology of abjection and of pain which is not being applied
somewhere, at this moment, to individuals and groups of human
beings. Asked why he was seeking to arouse the whole of Europe over
the judicial torture of one man, Voltaire answered, in March 1762,
"c'est que je suis homme. " By that token, he would, today, be in
constant and vain cry.
That this should be the case is catastrophic. The
wide-scale reversion to torture and mass murder, the ubiquitous use
of hunger and imprisonment as political means -mark not only a
crisis of culture but, quite conceivably, an abandonment of the
rational order of man. It may well be that it is a mere fatuity, an
indecency to debate of the definition of culture in the age of the
gas oven, of the arctic camps, of napalm. The topic may belong
solely to the past history of hope. But we should not take this
contingency to be a natural fact of life, a platitude. We must keep
in sharp focus its hideous novelty or renovation. We must keep vital
in ourselves a sense of scandal so overwhelming that it affects
every significant aspect of our position in history and society. We
have, as Emily Dickinson would have said, to keep the soul terribly
surprised. I cannot stress this enough. To Voltaire and Diderot the
bestial climate of our national and social conflicts would have
seemed a lunatic return to barbarism. To most intelligent men and
women of the nineteenth century a prediction that torture and
massacre were soon to be endemic again in "civilized" Europe would
have seemed a nightmarish joke. There is nothing natural
about our present condition. There is no self-evident logic or
dignity in our current knowledge that "anything is possible." In
fact, such knowledge corrupts and lowers the threshold of outrage
(only Kierkegaard foresaw both the inchoate possibility and the
corruption). The numb prodigality of our acquaintance with horror is
a radical human defeat.
How did this defeat come about? The subject is
not only an ugly one; it bristles with philosophic traps.
Precisely at the time when Voltaire was voicing his trust in the
progress of justice and of humane power relations, a uniquely
consequent program of terror was also being devised. So much
pretentious nonsense has been written about Sade in the past twenty
years by philosophers, psychologists, and critics -- such writing
being itself symptomatic -- that one hesitates to revert to the
theme. Anyone who has tried to read Sade will know that the material
is of maniacal monotony; one gags on it. But that automatism,
that crazed repetitiveness, has its importance. It directs us to a
novel and particular image, or rather silhouette, of the human
person. It is in Sade, as in certain details of Hogarth, that we
find the first methodical industrialization of the human body. The
tortures, the unnatural shapes, enforced on the victims of
Justine and the Cent-vingt jours, represent, with
consummate logic, an assembly-line and piecework model of human
relations. Each limb, each nerve, is torn or twisted in turn, with
the impartial, cold frenzy of the piston, the steam hammer, and the
pneumatic drill. Each part of the body is seen only as a part and
replaceable by "spares." In the pluralistic simultaneities of Sadian
sexual assaults, we have a brilliantly exact figura of the division
of labor on the factory floor. Sade's own suggestions that his
palaces of pleasure are really laboratories, that every torment and
humiliation will follow axiomatically from the perception of flesh
as raw material, are cogent.
Thus there are links -- both Engels and Ruskin
were in no doubt on the issue -- between mass manufacture, as it
evolves in the late eighteenth and nineteenth centuries, and a
movement towards dehun-fanization. Watching exhatisted, brutalized
factory workers pour into the street, Engels saw that a reservoir of
subhuman impulses was filling. There is, doubtless, a sense in which
the concentration camp reproduces the life-forms of the factory, in
which the "final solution" is the application to human beings of
warehouse and assembly-line techniques. Blake's vision of the "dark
mills," which is contemporary with Sade, carried a precise charge of
prophecy.
Yet the analogy is too simple. Apart from
sporadic episodes of rational maltreatment, the death camps, like
the Gothic keeps of Justine, are rigorously inefficient and
counterproductive. Their deliberate product is waste. No industrial
process could operate in that way. The new barbarism has adopted the
instrumentalities of the industrial revolution. It has translated
into human terms key aspects of the technology of materials. But its
sources must be looked for at a deeper level.
It may be that the dramatic increase in the
density of population in the new industrial-urban milieu is
relevant. We conduct a good part of our lives amid the menacing
jostle of the crowd. Enormous pressures of competing numbers build
up against our needs of space, of privacy. The result is a
contradictory impulse towards "clearance." On the one hand, the
palpable mass of uniform life, the insect immensity of the city or
beach crowd, devalues any sense of individual worth. It wholly
deflates the mystery of the irreplaceable presence. On the other
hand, and because our own identity is threatened by the smothering
mass of the anonymous, we suffer destructive spasms, a blind need to
lunge out and make room. Elias Canetti has made the intriguing
suggestion that the ease of the holocaust relates to the collapse of
currency in the 192os. Large numbers lost all but a vaguely
sinister, unreal meaning. Having seen a hundred thousand, then a
million, then a billion Mark needed to buy bread or pay for bus
tickets, ordinary men lost all perception of concrete enormity. The
same large numbers tainted with unreality the disappearance and
liquidation of peoples. There is evidence that men and women are
only imperfectly adapted to coexist in the stifling proximity of the
industrial-urban hive. Accumulating over a century, the increase in
noise levels, in the pace of work and motion, in the intensity of
artificial lighting, may have reached a pathological limit and
triggered instincts of devastation.
It is, surely, notable that the theory of
personality, as it develops from Hegel to Nietzsche and Freud (in
many regards, Nietzsche's truest disciple), is essentially a theory
of aggression. Hegel defines identity against the identity of
others. Where it is ontologically realized, consciousness of the
full self will implicate the subjection, perhaps the destruction, of
another. All recognition is agonistic. We name our own being, as the
Angel did Jacob, after the dialectic of mutual aggression. Nor is
there anything in the analysis of human relations starker than the
account of libido as narcissistic excess which Freud put forward in
the pivotal year 1914. Love is fundamentally self-love, and the
libido does not wish to go beyond the bounds of the inner self. It
"detaches itself from the self, it aims itself on things outside,"
only when it is too full -- again a phenomenology of crowding --
when the richness of internalized consciousness threatens to break
down the structure of the ego. The key sentence is, as often in
Freud, of implacable grimness: "endlich muss man beginnen zu lieben,
um nicht krank zu. werden." But just because love is a forced
remedy, because the primary thrust of the libido is towards
ingestion of all realities into the self, there runs through human
relations a drive towards the pulverization of the rival persona.
Thus there may be in the genocidal reflexes of the twentieth
century, in the compulsive scale of massacre, a lashing out of the
choked psyche, an attempt to "get air," to break the live
prison-walls of an intolerably thronged condition. Even at the price
of ruin. The void quiet of the city after the fire storm, the
emptiness of the field after the mass murder, may speak to some
obscure but primal need for free space, for the silence in which the
ego can cry out its mastery.
But valuable as they may be, these lines of
conjecture do not, I think, lead to the center. It is to the
ambiguous afterlife of religious feeling in Western culture that we
must look, to the malignant energies released by the decay of
natural religious forms.
We know from the plans of those who built them
and from the testimony of inmates, that the death camps constituted
a complete, coherent world. They had their own measure of time,
which is pain. The unbearable was parceled out with pedantic nicety.
The obscenities and abjections practiced in them were accompanied by
prescribed rituals of derision and false promise. There were
regulated gradations of horror within the total, concentric sphere.
L'univers concentrationnaire has no true counterpart in the
secular mode. Its analogue is Hell. The camp embodies, often down to
minutiae, the images and chronicles of Hell in European art and
thought from the twelfth to the eighteenth centuries. It is these
representations which gave to the deranged horrors of Belsen a kind
of "expected logic." The material realities of the inhuman are
detailed, endlessly, in Western iconography, from the mosaics at
Torcello to the panels of Bosch; they are prepared for from the
fourteenth-century Harrowings of Hell to Faust. It is in the
fantasies of the infernal, as they literally haunt Western
sensibility, that we find the technology of pain without meaning, of
bestiality without end, of gratuitous terror. For six hundred years
the imagination dwelt on the flaying, the racking, the mockery of
the damned, in a place of whips and hellhounds, of ovens and
stinking air.
The literature of the camps is extensive. But
nothing in it equals the fullness of Dante's observations. Having no
personal experience of the Arschloch der Welt-that hideously exact
and allegoric German term for Auschwitz and Treblinka-I can make
only approximate sense of many of Dante's notations. But whoever can
grasp, in canto 33 of the Inferno, the full meaning of "The very
weeping there forbids to weep,"
Lo pianto stesso li pianger non lascia,
e'l duol che truova in sugli occhi rintoppo,
si volge in entro a far crescer l'ambascia5
will, I believe, have grasped the ontological
form of the camp world. The concentration and death camps of the
twentieth century, wherever they exist, under whatever r6gime, are
Hell made immanent. They are the transference of Hell from
below the earth to its surface. They are the deliberate enactment of
a long, precise imagining. Because it imagined more fully than any
other text, because it argued the centrality of Hell in the Western
order, the Commedia remains our literal guidebook-to the flames, to
the ice fields, to the meat hooks. In the camps the millenary
pornography of fear and vengeance cultivated in the Western mind by
Christian doctrines of damnation was realized.
Two centuries after Voltaire, and at a time when
these doctrines had all but vanished into picturesque formality?
This is the point. Much has been said of man's bewilderment and
solitude after the disappearance of Heaven from active belief. We
know of the neutral emptiness of the skies and of the terrors it has
brought. But it may be that the loss of Hell is the more severe
dislocation. It may be that the mutation of Hell into metaphor left
a formidable gap in the coordinates of location, of psychological
recognition in the Western mind. The absence of the familiar damned
opened a vortex which the modern totalitarian state filled. To have
neither Heaven nor Hell is to be intolerably deprived and alone in a
world gone flat. Of the two, Hell proved the easier to re-create.
(The pictures had always been more detailed.)
In our current barbarism an extinct theology is at work, a body
of transcendent reference whose slow, incomplete death has produced
surrogate, parodistic forms. The epilogue to belief, the passage of
religious belief into hollow convention, seems to be a more
dangerous process than the philosophes anticipated. The structures
of decay are toxic. Needing Hell, we have learned how to build and
run it on earth. A few miles from Goethe's Weimar or on the isles of
Greece. No skill holds greater menace. Because we have it and are
using it on ourselves, we are now in a postculture. In
locating Hell above ground, we have passed out of the major order
and symmetries of Western civilization.
3. In a Post-Culture
Yet the mechanized, often antiseptic landscape of contemporary
Europe can be illusory. The new facades, crowded, economically
dynamic as may be the spaces behind them, speak a curious emptiness.
The test case lies in the restored urban centers. At great pains and
cost, Altstädtte, whole cities, have been rebuilt, stone by
numbered stone, geranium pot by geranium pot. Photographically there
is no way of telling; the patina on the gables is even richer than
before. But there is something unmistakably amiss. Go to Dresden or
Warsaw, stand in one of the exquisitely recomposed squares in
Verona, and you will feel it. The perfection of renewal has a
lacquered depth. As if the light at the cornices had not been
restored, as if the air were inappropriate and carried still an edge
of fire. There is nothing mystical to this impression; it is almost
painfully literal. It may be that the coherence of an ancient thing
is harmonic with time, that the perspective of a street, of a roof
line, that have lived their natural being can be replicated but not
re-created (even where it is, ideally, indistinguishable from the
original, reproduction is not the vital form). Handsome as it is,
the Old City of Warsaw is a stage set; walking through it, the
living create no active resonance. It is the image of those
precisely restored house fronts, of those managed lights and shadows
which I keep in mind when trying to discriminate between what is
irretrievable -- though it may still be about -- and what has in it
the pressure of life.
I have to leave out the genetic aspect, and this
omission may be severely damaging. Obviously, our current state
reflects formidable losses not only of human means -- the
individuals who would now be feeling and thinking with us -- but
also of future potentiality. Certain vital futures have been
eliminated forever from the spectrum of possibility. But, as I said
earlier, "biosociology" and historical genetics are, as yet, too
rudimentary, too broad in their conceptual schemes, to allow any
responsible, verifiable estimate of what the physiological
impairment to Western civilization has been. What I want to consider
is the destruction of inner forms.
The first of these involves the locale of high
civilization. Western culture worked on the assumption, often
unexamined, that its own legacy, the repertoire of its identifying
recognitions, was in fact "the best that has been said and thought."
Out of Judaeo-Hellenic sources, in a geography singularly tempered
to creative man, in a racial matrix indistinctly but confidently
felt to be preeminent, Western history had developed its privileged
strength of being. Seen from that commanding nub, the histories, the
social lives, the artistic and intellectual artifacts of other races
and terrains took on a diminished, occasional air. Not that they
were altogether ignored. At different times, Islamic and Far Eastern
cultures impinged on the European sensibility. Eighteenth-century
chinoiserie, the interest shown by certain Victorian thinkers
and by the German idealist tradition in "the light from the East"
are characteristic moments. But in neither case was there a feeling
of genuine parity, let alone inferiority. The myth of the noble
savage had interiorized a powerful hierarchic dogma: Western
sensibility could dwell with nostalgic admiration on Oceanic
virtues, and even see in such virtues a reproach to its own
failings, precisely because its own primacy was not in serious
question. Both the pastoral nostalgia and the self-criticism derived
from a stable fulcrum.
That stability was not seriously undermined until the 1920s and
30s. The charismatic appeal of "barbaric forms" on the plastic and
musical imagination, as occurs in jazz, in Fauve art, in
dance, in the new theatre of masque and ritual, drew on several
complex strains. But it cannot be dissociated from the catastrophe
of world war and the sudden void of classic values. The African
masks which grimace out of post-Cubic art are borrowings of and for
despair. But even these explosive insinuations from without did not
negate the Western inheritance. The latter continued to provide
touchstones of order and of that unbroken continuum of intellectual
power which had, in plain fact, made European and Anglo-Saxon man
very largely master of the globe.
Today, after only a generation of crisis, this
picture looks antiquarian. Slogan-mongers and pseudophilosophers
have familiarized the West with the notion that the white man has
been a leprosy on the skin of the earth, that his civilization is a
monstrous imposture or, at best, a cruel, cunning disguise for
economic, military exploitation. We are told, in tones of punitive
hysteria, either that our culture is doomed -- this being the
Spenglerian model of rational apocalypse -- or that it can be
resuscitated only through a violent transfusion of those energies,
of those styles of feeling, most representative of "third-world"
peoples. Theirs is true "soul," theirs the beauty of blackness and
of eros. This neoprimitivism (or penitential masochism) has roots in
the core of the Western crisis and needs to be understood both
psychologically and sociologically. I will come back to the
question. The point to make is an obvious one: there can be no
natural return to the lost centrality. For the great majority of
thinking beings, certainly for the young, the image of Western
culture as self-evidently superior, as embodying within itself
almost the sum total of intellectual and moral power, is either a
racially tinged absurdity or a museum piece. In America particularly
-- and America is, today, the main generator and storehouse of
cultural means -- the confident pivot of a classic geography is
irreparably broken.
To what extent are that sense of loss and
attendant guilt justified?
Contrary to the "Scythian" fantasies of
nineteenth-century apocalyptic fables, barbarism did come from the
European heartland. Though in parodistic and ultimately negating
forms, political bestiality did take on certain of the conventions,
idiom, and external values of high culture. And, as we have seen,
the infection was, in numerous instances, reciprocal. Mined by
ennui and the aesthetics of violence, a fair proportion of the
intelligentsia and of the institutions of European civilization --
letters, the academy, the performing arts -- met inhumanity with
varying degrees of welcome. Nothing in the next-door world of Dachau
impinged on the great winter cycle of Beethoven chamber music played
in Munich. No canvases came off the museum walls as the butchers
strolled reverently past, guidebook in hand.
It is equally true that -- to an extent as yet to
be gauged by economic and social historians -- many of the
superfluities, zones of leisure, and hierarchies implicit in Western
culture drew on the subjugation of other races and continents. That
fact is not eradicated, only qualified, by the undoubted elements of
creative exchange and beneficial import in colonialism. Specific and
often indefensible power relations with and towards the rest of the
world energized the cultural predominance of the West. But to be
seen in its full scope, the indictment must also be internalized:
within classical and European civilization itself, numerous
representative achievements -- literary, artistic, philosophic --
are inseparable from the milieu of absolutism, of extreme social
injustice, even of gross violence, in which they flourished. To be
argued seriously, the question of "the guilt of civilization" must
include not only colonialism and the rapacities of empire but the
true nature of the relations between the production of great art and
thought, on the one hand, and of r6gimes of violent and repressive
order, on the other. In short, it is an argument that involves not
only the white man's rule in Africa or India but, each in its own
way, the Medicean court, Racine at Versailles, and the current
genius of Russian literature. (In what sense is Stalinism the
necessary condition for a Mandelstam, a Pasternak, a Solzhenitsyn?)
But however accusingly, with whatever penitential hysteria, the
argument is put, the fact of Western dominance during two and a half
millennia remains largely true. Pace Joseph Needham, whose
reorientation of the cultural and scientific map in favor of China
and, possibly, India, is itself among the most fascinating,
imaginative of modern Western intellectual adventures, the
manifest centers of philosophic, scientific, poetic force have been
situated within the Mediterranean, north European, Anglo-Saxon
racial and geographic matrix. The causes for this hegemony are
obviously manifold and, very likely, too complexly interactive for
any single intelligence or theory of history to analyze. They may
range from considerations of climate and nutrition (the high levels
of protein available to Western communities), the whole way to those
minute collocations of genetic inheritance and accident about whose
shaping role in history we know so little. But it remains a truism
-- or ought to -- that the world of Plato is not that of the
shamans, that Galilean and Newtonian physics have made a major
portion of human reality articulate to the mind, that the inventions
of Mozart reach beyond drum-taps and Javanese bells -- moving, heavy
with remembrance of other dreams as these are. And it is true also
that the very posture of self-indictment, of remorse in which much
of educated Western sensibility now finds itself, is again a
culturally specific phenomenon. What other races have turned in
penitence to those whom they once enslaved, what other civilizations
have morally indicted the brilliance of their own past? The reflex
of self-scrutiny in the name of ethical absolutes is, once more, a
characteristically Western, post-Voltairian act.
Our current incapacity to state these obvious points openly, to
coexist with them outside a network of guilt and masochistic
impulse, poses severe problems. Seeking to placate the furies of the
present, we demean the past. We soil that legacy of eminence which,
whatever our personal limitations, we are invited to take part in,
by our history, by our Western languages, by the carapace and, if
you will, burden of our skins. The evasions, moreover, the
self-denials and arbitrary restructurings of historical remembrance
which guilt forces on us, are usually spurious. The number of human
beings endowed with sufficient empathy to penetrate genuinely into
another ethnic guise, to take on the world-views, the rules of
consciousness of a colored or "third-world" culture, is inevitably
very small. Nearly all the Western gurus and publicists who proclaim
the new penitential ecumenism, who profess to be brothers under the
skin with the roused, vengeful soul of Asia or Africa, are living a
rhetorical lie. They are, in the sharpest sense, en fausse
situation, By virtue of the false loyalties which it commands,
this situation is further eroding our emotional, intellectual
reserves. If we are to understand where, in political, social terms,
the classic past went wrong, we must acknowledge not only the
incomparable human creativity of that past but also our enduring,
though problematic links with it.
At present, however, such a plea is illusory. The
confident center is, I think, unrecapturable. Rome n'est plus
dans Rome.
Lost also, I would judge -- or at least, decisively damaged -- is
the axiom of progress, the assumption, dynamic in its self-evidence,
that the curve of Western history was ascendant. Doubtless, there
were challenges to this presupposition. I have pointed before to a
kind of counterclockwise motion of myth, to the widely held
intimations, part theological, part romantic-pastoral, of a lapsed
paradise and golden age. But even at their most poignant, these
Arcadias did not refute a dominant sense of gain. To an astonishing
degree, general feeling suppressed even such dramatic monitions of
ultimate ruin as were put forward by the study of entropy and
heat-death from the 1820s on. The desolate vision of "eternal
return," of all history as gyre and déjà-vu, as we find it in
Nietzsche and in Yeats remained an eccentric nightmare. Common sense
held otherwise: although there were bound to be temporary setbacks,
agonizing detours, and blind alleys, although the arrow might, at
times, seem to fly with enigmatic slowness, history was moving
forward. Socially, intellectually, in respect of resources and
vistas, civilized man was on the march. Indeed, the steadiness of
his tread distinguished him from the inertia, from the myth-enclosed
stasis of the "savage." (Only poetry and the fine arts, as Marx
noted, seemed to offer a teasing anomaly, having long ago attained a
pitch of mastery perhaps unequaled, and surely unsurpassed, since.)
So far as the major agencies of history went, progress was not a
dogma but a simple matter of observation. In this conviction Hegel
and Marx were at one. So also were Darwin and Samuel Smiles, whose
epochal and curiously parallel books, Origin of Species and
Self-Help, appeared in the same month in 1859, at the noon
point of a confident era.
Not much of that axiomatic presumption (for it
was that) is left to us. The Kierkegaardian concept of "total
possibility," of a fabric of reality open at all points to the rift
of absurdity and disaster, has become a commonplace. We are back in
a politics of torture and of hostages. Public and private violence
laps at the foundations of the city, mining, making an acid mark, as
does the brown water in Venice. Our threshold of apprehension has
been formidably lowered. When the first reports of the death camps
were smuggled out of Poland, they were largely disbelieved: such
things could not be taking place in civilized Europe, in the
mid-twentieth century. Today, it is difficult to conjecture a
bestiality, a lunacy of oppression or sudden devastation, which
would not be credible, which would not soon be located in the order
of facts. Morally, psychologically, it is a terrible thing to be so
unastonished. Inevitably, the new realism conspires with what is, or
should be, least acceptable in reality.
We do not, moreover, tend to think of the current climate of
extremity as a momentary backsliding, as a nasty patch soon to be
left behind. This is decisive. Call it Kulturpessimismus --
it is no accident that the idiom is German --- or a new stoic
realism. We no longer experience history as ascendant. There are too
many cardinal points at which our lives are more threatened, more
prone to arbitrary servitude and extermination, than were those of
civilized men and women in the West at any time since the late
sixteenth century. Soberly, our prognostication must be that of
Edgar in King Lear:
And worse I may be yet: the worst is not
So long as we can say "This is the worst."
Yet, at the same time, our material forward
motion is immense and obvious. The "miracles" of technology,
medicine, scientific understanding are precisely that. Far more
human beings than ever before have a chance of living to maturity,
of bearing normal children, of moving upward from the millennial
treadmill of marginal subsistence. To overlook a truth so evident
and humane is to commit rank snobbery. "Imagine a world without
chloroform," urged C. S. Lewis.
But it is also a truth that mocks us. It does so
in two ways -- both remote from the rationalist meliorism of the
Enlightenment and the Victorians. We know now, as Adam Smith and
Macaulay did not, that material progress is implicated in a
dialectic of concomittant damage, that it destroys irreparable
equilibria between society and nature. Technical advances, superb in
themselves, are operative in the ruin of primary living systems and
ecologies. Our sense of historical motion is no longer linear, but
as of a spiral. We can now conceive of a technocratic, hygienic
utopia functioning in a void of human possibilities.
The second mock is one of disparity. We no longer accept the
projection, implicit in the classic model of beneficent capitalism,
that progress will necessarily spread from privileged centers to all
men. Indecent superfluities in developed societies coexist with what
seems to be endemic starvation over a large part of the earth. In
effect, improvement in the chance and duration of individual life,
as brought on by medical technology, has fueled the cycle of
overpopulation and hunger. Often, the supplies and distributive
means required to stop famine and poverty are available, but
inertias of greed or politics stand in the way. In too many cases
the new technocracy is not only destructive of preceding and
alternative values but cruelly impotent beyond local and profitable
appliance. Thus we find ourselves in an ambivalent, ironic stance
towards the dogma of progress and towards the fantastic well-being
which so many of us, in the technological West, actually enjoy.
There are virtues to this ambivalence. Already as
argued in Rousseau and in Godwin, the doctrine of perfectibility had
its muscular complacencies. We cannot separate a sense of coarse
fiber and even of fatuity from much of nineteenth-century optimism.
Our current habituation to nightmare is not only a safeguard -- the
tongue sliding over an aching tooth to domesticate pain -- but also
an adherence to the "reality principle." In Freudian terminology, we
have come of age. But at a price. We have lost a characteristic
élan, a metaphysic and technique of "forward dreaming" (of which
Ernst Bloch's Das Prinzip Hoffnung is the inspired
statement). No sensibility before ours would, I think, have joined
the adjective "dirty" to the word "hope" as did Anouilh in that
bleak phrase in Antigone: "le sale espoir."
The damage is hard to assess. At vital points our
disenchantment is a betrayal of the past. It may well be that the
messianic program of social liberation was blind from the start,
that Marx's vision of "an altered new basis of production emerging
from the historical process" was not only naive but had in it the
germ of future tyranny. It may be that the felt image of the
sciences as servants and liberators of society and the spirit -- an
image so vivid in Wordsworth, in Auguste Comte -- was thoughtless
from the outset and certain to breed illusion. But the nobility of
these errors is unquestionable, as was their energizing function.
Much of the truest of our culture was animate with ontological
utopia, It is modesty and realism to put aside the millenarian
dream, but mendacious to deny the luck of those who dreamt it. Or to
forget that our new clear-sightedness stems directly from a
catastrophic failure of human possibility.
It is not certain, moreover, that one can devise
a model of culture, a heuristic program for further advance, without
a utopian core. The question "towards what end effort, towards what
end the labor," regresses quickly either towards an obscure
instinctual scheme or towards an a priori of hope anchored less in
phenomenology, in the actual lines of history, than it is in a dream
of ascent:
Dans l'ombre immense du Caucase,
Depuis des siècles, en rêvant,
Conduit par les hommes d'extase,
Le genre humain marche en avant;
Il marche sur la terre; il passe,
Il va dans la nuit, dans l'espace,
Dans l'infini, dans le borné,
Dans l'azur, dans l'onde irritée,
A la lueur de Prométhée,
Le libérateur enchainé!6
All the spent counters of energizing vision are
there: the ecstatic leaders, the forward march of humanity as in a
dream, the Promethean symbol of life-giving rebellion, instrumental
to Marx as it had been to Shelley. How are we, who no longer share
Victor Hugo's confidence, for whom history is not, or only diffusely
and ironically, a marche en avant, to find other reinsurance?
A pessimistic critique of culture is a positive construct. And even
satire, and there lies its formal strength, worked from or against
an Implicit postulate of utopia. We no longer avail ourselves of
that "compensating heaven" which gave to the static or circular
sociologies of medieval and pre-Renaissance thought their dynamic,
aspiring imbalance. How is a linear model, with an explicit vector
of forward gain, such as aligned and magnetized our sensibilities
since at least the seventeenth century, to be underwritten? Nothing
except reality has schooled us for stasis or regress.
This whole issue of a working theory of culture
in the absence of a dogma or genuinely felt metaphoric imperative of
progress and perfectibility seems to me one of the most difficult
now facing us. The key diagnostic insight is that of Dante when he
analyzes the exact condition of prophecy in Hell:
Però comprender puoi che tutta morta
fia nostra conoscenza da quel punto,
che del futuro fia chiusa la porta.7
[Inferno 10]
"Close the door of the future" -- that is, relinquish the
ontological axiom of historical progress -- and "all knowledge" is
made inert.
The third axiom which we can no longer put
forward without extreme qualification is that which correlates
humanism -- as an educational program, as an ideal referent -- to
humane social conduct. The issue needs careful statement. The
ideology of liberal education, of a classically based humanism in
the nineteenth-century scheme of culture, is a working out of
specific expectations of the Enlightenment. It takes place on many
levels, among them university reform, revisions of the school
syllabus, expansion of the educational base, adult instruction, the
dissemination of excellence through low-cost books and periodicals.
These expectations, Lockeian, Jeffersonian if you will, had grown
diffuse and self-evident, or self-evident because diffuse
(universality entailing vagueness). But their central tenet was
clear: that there was a natural progression from the cultivation of
feeling and intellect in the individual to rational, beneficent
behavior in and by the relevant society. The secular dogma of moral
and political progress through education was precisely that: a
transfer into the categories of schooling and public enlightenment
-- the lyceum, the public library, the workingmen's college -- of
those dynamics of illumination, of human growth towards ethical
perfection that had once been theological and transcendentally
elective. Thus the Jacobin slogan that the schoolroom was the temple
and moral forum of a free people marks the secularization of a
utopian, ultimately religious contract between the actuality and the
potential of man.
Human folly and cruelty were directly expressive
of ignorance, of that injustice whereby the great inheritance of
philosophic, artistic, scientific achievements had been transmitted
only to a privileged caste. For both Voltaire and Matthew Arnold --
and between them they may be said to date and define the generations
of cultural promise -- there is an obvious congruence between the
cultivation of the individual mind through formal knowledge and a
melioration in the commanding qualities of life. Though they argued
in different idioms and brought different elements to their
syllogism, Voltaire and Arnold regarded as established the crucial
lemma that the humanities humanize. The root of the "humane" is
explicit in both terms, and etymology knits them close. All this is
familiar ground.
But the proposition needs to be refined. Although
concepts of "nurture," of "culture," and of social melioration or
perfectibility were intimately meshed and, often, interchangeable,
the precise fabric of the relations between them, of the
instrumentalities that led from one to the other, continued to be
examined. We do find a good deal of boisterous confidence in the
immediate correlation of better schooling with an improved society
-- particularly in American progressive doctrines and Victorian
socialism. But we find also, at a higher plane of debate, a
continual awareness of the complexity of the equation. The Essays
on a Liberal Education, edited by F. W. Farrar in 1867, two
years before Arnold's Culture and Anarchy and three years
before the Education Act, are a representative example of how the
general axiom of improvement through humanism was revalued, as it
were, from within. What concerned Farrar, Henry Sidgwick, and their
colleagues was, precisely, the limitations of the classical canon.
They were engaged in reexamining the orthodox notion of a classical
literacy, and they were testing its appropriateness to the needs of
an increasingly technological and socially diversified community.
In the most incisive of these essays Sidgwick
argues for the extension of the concept of necessary culture to
include modern letters and some competence in the sciences. Greek
and Latin literature can no longer be said to comprise all essential
knowledge, even in an idealized, paradigmatic form: the claim of
these literatures "to give the best teaching in mental, ethical, and
political philosophy" is rapidly passing away. Physical science "is
now so bound up with all the interests of mankind" that some
familiarity with it is indispensable to an understanding of and
participation in "the present phase of the progress of humanity." In
short, the techniques and substantive content of cultural
transmission were under vigorous debate even at the height of
nineteenth-century optimism. What was not under debate was
the compelling inference that such transmission, if and wherever
rightly carried out, would lead necessarily to a more stable,
humanely responsible condition of man. "A liberal education," wrote
Sidgwick, with every implication of stating the obvious, "has for
its object to impart the highest culture, to lead youths to the most
full, vigorous, and harmonious exercise, according to the best ideal
attainable, of their active, cognitive, and aesthetic faculties."
Set in full play, extended, gradually and with due regard to
differing degrees of native capacity, to an ever-widening compass of
society and the globe, such education would ensure a steadily rising
quality of life. Where culture flourished, barbarism was, by
definition, a nightmare from the past.
We know now that this is not so. We know that the
formal excellence and numerical extension of education need not
correlate with increased social stability and political rationality.
The demonstrable virtues of the Gymnasium or of the lycée
are no guarantor of how or whether the city will vote at the next
plebiscite. We now realize that extremes of collective hysteria and
savagery can coexist with a parallel conservation and, indeed,
further development of the institutions, bureaucracies, and
professional codes of high culture. In other words, the libraries,
museums, theatres, universities, research centers, in and through
which the transmission of the humanities and of the sciences mainly
takes place, can prosper next to the concentration camps. The
discriminations and freshness of their enterprise may well suffer
under the surrounding impress of violence and regimentation. But
they suffer surprisingly little. Sensibility (particularly that of
the performing artist), intelligence, scruple in learning, carry
forward as in a neutral zone. We know also -- and here is knowledge
thoroughly documented but in no way, as yet, incorporated in a
rational psychology -- that obvious qualities of literate response,
of aesthetic feeling, can coexist with barbaric, politically
sadistic behavior in the same individual. Men such as Hans Frank who
administered the "final solution" in eastern Europe were avid
connoisseurs and, in some instances, performers of Bach and Mozart.
We know of personnel in the bureaucracy of the torturers and of the
ovens who cultivated a knowledge of Goethe, a love of Rilke. The
facile evasion; "such men did not understand the poems they read or
the music they knew and seemed to play so well," will not do. There
simply is no evidence that they were more obtuse than anyone else to
the humane genius, to the enacted moral energies of great literature
and of art. One of the principal works that we have in the
philosophy of language, in the total reading of Hölderlin's poetr y,
was composed almost within earshot of a death camp. Heidegger's pen
did not stop nor his mind go mute.
Whenever I cite this material, I am met with the
objection: "Why are you astonished? Why did you expect otherwise?
One ought always to have known that culture and humane action,
literacy and political impulse, are in no necessary or sufficient
correlation." This objection sounds cogent, but it is in fact
inadequate to the enormity of the case. The insights we now have
into the negative or, at the least, dialectically paradoxical and
parodistic relations between culture and society are something new,
and morally bewildering. They would have impressed the Enlightenment
and much of the nineteenth century as a morbid fantasy (it is
precisely Kierkegaard's and Nietzsche's premonitions on this issue
that set them apart). Our present knowledge of a negative transfer
from civilization to behavior, in the individual and the society,
runs counter to the faith, to the operative assumptions, on which
the progress of education, of general literacy, of scholarship and
the dissemination of the arts were grounded. What we now know makes
a mock of the vision of history penetrated, made malleable by,
intelligence and educated feeling -- a vision common to Jefferson
and to Marx, as it was to Arnold and the reformers of 1867. To say
that one "ought" to have known is a facile use of language. Had
the Enlightenment and the nineteenth century understood that
there could be no presumption of a carry-over from civilization to
civility, from humanism to the humane, the springs of hope would
have been staunched and much of the immense liberation of the mind
and of society achieved over four generations been rendered
impossible. No doubt, confidence should have been less. Perhaps the
trust in culture was itself hubristic and blind to the
countercurrents and nostalgias for destruction it carried within. It
may be that the incapacity of reason and of political will to impede
the massacres of 1915-17 ought to have proved a final warning as to
the fragility and mutually isolated condition of the fabric of
culture.
But our insights here (and they are strangely
absent from Eliot's own Notes of 1948) come after the facts.
They are themselves -- this is the main point -- a part of
desolation. No less than our technical competence to build Hell on
earth, so our knowledge of the failure of education, of literate
tradition, to bring "sweetness and light" to men, is a clear symptom
of what is lost. We are forced now to return to an earlier,
Pascalian pessimism, to a model of history whose logic derives from
a postulate of original sin. We can subscribe today, all too
readily, to de Maistre's view that the barbarism of modern politics,
the regress of educated, technologically inventive man into
slaughter enact a necessary working out of the eschatology of the
Fall. But there is in our reversion to these earlier, more
"realistic" paradigms an element which is spurious and therefore
psychologically corrosive. Unlike Pascal or de Maistre, very few of
us in fact hold a dogmatic, explicitly religious view of man's
personal and social disasters. For most of us the logic of original
trespass and the image of history as purgatorial are, at best, a
metaphor. Our pessimistic vision, unlike that of a true Jansenist,
has neither a rationale of causality nor a hope in transcendent
remission. We are caught in the middle. We cannot echo Carducci's
famous salute to the future:
Salute, o genti umane affaticate!
Tutto trapassa, e nullo può morir.
Noi troppo odiammo e sofferimo. Amate:
Il mondo è bello e santo è l'avvenir.8
But we cannot respond either, with full, honest
acquiescence, to the Pascalian diagnosis of the cruelties and
absurdities of the historical condition as a natural consequence of
a primal theological fault.
This instability of essential terrain and the
psychological evasions which it entails, characterize much of our
current posture. At once realistic and psychologically hollow, our
new stoic or ironic pessimism is a determinant of a post-culture.
Not to have known about the inhuman potentialities of cultured man
what we now know was a formidable privilege. In the generations from
Voltaire to Arnold, absence of such knowledge was not innocence but
rather an enabling program for civilization.
We may be able to group these "irreparables"
under an inclusive heading. The loss of a geographic-sociological
centrality, the abandonment or extreme qualification of the axiom of
historical progress, our sense of the failure or severe inadequacies
of knowledge and humanism in regard to social action -- all these
signify the end of an agreed hierarchic value-structure. Those
binary cuts which organized social perception and which represented
the domination of the cultural over the natural code are now blurred
or rejected outright. Cuts between Western civilization and the
rest, between the learned and the untutored, between the upper and
the lower strata of society, between the authority of age and the
dependence of youth, between the sexes. These cuts were not only
diacritical -- defining the identity of the two units in relation to
themselves and to each other -- they were expressly horizontal. The
line of division separated the higher from the lower, the greater
from the lesser: civilization from retarded primitivism, learning
from ignorance, social privilege from subservience, seniority from
immaturity, men from women. And each time, "from" stood also for
"above." It is the collapse, more or less complete, more or less
conscious, of these hierarchized, definitional value-gradients (and
can there be value without hierarchy?) which is now the major fact
of our intellectual and social circumstance.
The horizontal "cuts" of the classic order have
been made vertical and often indistinct.
Never again, I imagine, will a white statesman
write as did Palmerston in 1863, at the occasion of a punitive
action in far places, "I am inclined to think that our relations
with Japan are going through the usual and unavoidable stages of the
Intercourse of strong anti Civilised nations with weaker and less
civilised ones" (even the capitalization speaks loud). A ubiquitous
anthropology, relativistic, non-evaluative in its study of differing
races and cultures, now pervades our image of "self " and "others."
"Countercultures" and aggregates of individualized, ad hoc reference
are replacing set discriminations between learning and illiteracy.
The line between education and ignorance is no longer self-evidently
hierarchic. Much of the mental performance of society now transpires
in a middle zone of personal eclecticism. The altering tone and
substance of relations between age groups is a commonplace, and one
that penetrates almost every aspect of social usage. So, more
recently, is the fission of traditional sexual modes. The typologies
of women's liberation, of the new politically, socially ostentatious
homosexuality (notably in the United States) and of "unisex" point
to a deep reordering or disordering of long-established frontiers.
"So loosly disally'd in Milton's telling phrase, men and women are
not only maneuvering in a neutral terrain of indistinction, but
exchanging roles -- sartorially, psychologically, in regard to
economic and erotic functions which were formerly set apart.
Again, a general rubric suggests itself. A common
formlessness or search for new forms has all but undermined classic
age-lines, sexual divisions, class structures, and hierarchic
gradients of mind and power. We are caught in a Brownian movement at
every vital, molecular level of individuation and society. And if I
may carry the analogy one step further, the membranes through which
social energies are current are now permeable and nonselective.
It is widely asserted that the rate of social
change we are experiencing is unprecedented, that metamorphoses and
hybridizations across lines of time, of sexuality, of race, are now
occurring more quickly than ever before. Does this rate and
universality of change reflect verifiable organic transformations?
This is a very difficult question to pose accurately, let alone to
answer. We "undergo" much of reality, sharply filtered and
pre-sensed, through the instant diagnostic sociology of the mass
media. No previous society has mirrored itself with such profuse
fascination. At present, models and mythologies of fact, quite often
astute and seemingly comprehensive, are offered at bewildering short
intervals. This rapidity and "metadepth" of explanation may be
obscuring the distinction between what is a matter of fashion, of
surface coloration, and what occurs at the internal levels of a
psychological or social system. What we know of the evolutionary
time-scale makes it highly improbable that psychophysiological
changes are happening in a dramatic, observable rhythm. To take an
example: far-reaching correlations are being drawn between a
revolution in sexual mores and the presumed lowering in the age of
menstruation. It would appear that this phenomenology is susceptible
of exact statistical inquiry. But, in fact, material and
methodological doubts abound. What cultures or communities are
affected, and how many cases within them would constitute a critical
mass? Are we dealing with primary or secondary symptoms, with a
physiological change or one in the context of awareness and social
acceptance? Granted the fact, is the correlation legitimate, or are
parallel but essentially dissociated mechanisms at work? Skepticism
is in order.
Yet there ought also to be a certain largesse and
vulnerability of imagination. It is conceivable, to put it modestly,
that current changes in patterns of nutrition, of temperature
control, of quick travel across climates and time zones, that the
prolongation of the average life-span, and the ingestion of
therapeutic and narcotic substances, are bringing on genuine
modification of personality, and marginally, perhaps, of physique.
Such changes could be defined as "intermediary mutations," somewhere
between the organic and the modish -- in the strong sense of that
term. We have no exact vocabulary in which to express second-order
psychosocial or sociophysiological. metamorphoses. Nevertheless,
these seem to me to be the most important variant in the whole of
post-culture.
Much of this is common ground. So, also, is the insight, first
expressed by Benda, still the acutest of cultural critics, that the
breakdown of classic hierarchies would occur from within. Wherever a
decisive breach has been opened in the lines of order, the sappers
have tunneled from inside the city. The conscience of privilege, of
seniority, of mandarin rights has turned against itself.
Less widely asked is the question of whether
certain core-elements in the classic hierarchy of values are even
worth reanimating? Is there a conceivable defense of the concept of
culture against the two principal attacks now being pressed home?
Particularly if we adhere to Eliot's central proposition "that
culture is not merely the sum of several activities, but a way of
life."
It is on the fragility and cost of that "way of
life" that the attack has borne. Why labor to elaborate and transmit
culture if it did so little to stem the inhuman, if there were in it
deep-set ambiguities which, at times, even solicited barbarism?
Secondly: granted that culture was a medium of human excellence and
intellectual vantage, was the price paid for it too high? In terms
of social and spiritual inequality. In regard to the ontological
imbalance -- it ran deeper than economics -- between the privileged
locale of intellectual and artistic achievement, and the excluded
world of poverty and underdevelopment. Can it have been accident
that a large measure of ostentatious civilization -- in Periclean
Athens, in the Florence of the Medicis, in sixteenth-century
England, in the Versailles of the grand siècle and the Vienna
of Mozart -- was closely correlate with political absolutism, a firm
caste system, and the surrounding presence of a subject populace?
Great art, music, and poetry, the science of Bacon and of Laplace,
flourish under more or less totalitarian modes of social governance.
Can this be hazard? How vital are the affinities between power
relations and classic literacy (relations initiated in the teaching
process) ? Is not the very notion of culture tautological with
élitism? How many of its major energies feed on the violence which
is disciplined, contained within, yet ceremonially visible, in a
traditional or repressive society? Hence Pisarev's critique, echoed
later in Orwell, of art and letters as instrumentalities of caste
and régime.
These are the challenges put contemptuously by
the dropout and loud in the four-letter graffiti of the
"counterculture." What good did high humanism do the oppressed mass
of the community? What use was it when barbarism came? What immortal
poem has ever stopped or mitigated political terror -- though a
number have celebrated it? And, more searchingly: Do those for whom
a great poem, a philosophic design, a theorem, are, in the final
reckoning, the supreme value, not help the throwers of napalm by
looking away, by cultivating in themselves a stance of objective
sadness" or historical relativism?
I have tried to suggest, throughout this essay, that there is no
adequate answer to the question of the frailty of culture. We can
construe all kinds of post facto insight into the lack of
correlation between literacy and politics, between the inheritance
of Weimar and the reality of Buchenwald not many kilometers away.
But diagnosis after the event is, at best, a shallow and partial
comprehension. So far as I can see, much of the harrowing puzzle
remains.
The question as to whether a high culture is not inevitably
meshed with social injustice can be answered. It is not difficult to
formulate an apologia for civilization based firmly and without cant
on a model of history as privilege, as hierarchic order. One can say
simply that the accomplishments of art, of speculative imagining, of
the mathematical and empirical sciences have been, are, will be, to
an overwhelming extent, the creation of the gifted few. In the
perspective of the evolution of the species towards an even more
complete enlistment of the potentialities of the cortex -- and the
sum of history may be precisely that -- it is vital to preserve the
kind of political system in which high gifts are recognized and
afforded the pressures under which they flourish. The existence of a
Plato, of a Karl Friedrich Gauss, of a Mozart may go a surprisingly
long way towards redeeming that of man. The immense majority of
human biographies are a gray transit between domestic spasm and
oblivion. For a truly cultured sensibility to deny this, under
pretexts of liberal piety, is not only mendacious but rank
ingratitude. A culture "lived" is one that draws for continuous,
indispensable sustenance on the great works of the past, on the
truths and beauties achieved in the tradition. It does not reckon
against them the social harshness, the personal suffering, which so
often have generated or made possible the symphony, the fresco, the
metaphysic. Where it is absolutely honest, the doctrine of a high
culture will hold the burning of a great library, the destruction of
Galois at twenty-one, or the disappearance of an important score, to
be losses paradoxically but none the less decidedly out of
proportion with common deaths, even on a large scale.
This is a coherent position. It may accord with
deep-seated biological realities. For perfectly obvious reasons,
however, it is a position which few today are ready to put forward
publicly or with conviction. It flies too drastically in the face of
doubts about culture which we have seen to be justified. It is too
crassly out of tune with pervasive ideals of humane respect and
social concern. There is something histrionic and psychologically
suspect even in the bare exercise of stating an élitist canon.
But it is important to see just why this is so.
Using the terms I have indicated, and made with complete honesty, a
contemporary defense of culture as "a way of life" will nevertheless
have a void at its center. To argue for order and classic values on
a purely immanent, secular basis is, finally, implausible. In
stressing this point Eliot is justified, and the Notes towards
the Definition of Culture remain valid. But if the core of a
theory of culture is "religious," that term ought not to be taken,
as it so largely was by Eliot, in a particular sectarian sense. If
only because of its highly ambiguous implication in the holocaust,
Christianity cannot serve as the focus of a redefinition of culture,
and Eliot's nostalgia for Christian discipline is now the most
vulnerable aspect of his argument. I mean "religious" in a
particular and more ancient sense. What is central to a true culture
is a certain view of the relations between time and individual
death.
The thrust of will which engenders art and
disinterested thought, the engaged response which alone can ensure
its transmission to other human beings, to the future, are rooted in
a gamble on transcendence. The writer or thinker means the words of
the poem, the sinews of the argument, the personae of the drama, to
outlast his own life, to take on the mystery of autonomous presence
and presentness. The sculptor commits to the stone the vitalities
against and across time which will soon drain from his own living
hand. Art and mind address those who are not yet, even at the risk,
deliberately incurred, of being unnoticed by the living.
There is nothing natural, nothing self-evident in
this wager against mortality, against the common, unharried promises
of life. In the overwhelming majority of cases -- and the gambler on
transcendence knows this in advance -- the attempt will be a
failure, nothing will survive. There may be a cancerous mania in the
mere notion of producing great art or philosophic shapes -- acts, by
definition, free of utility and immediate reward. Flaubert howled
like a man racked at the thought that Emma Bovary-his creature, his
contrivance of arrayed syllables -- would be alive and real, long
after he himself had gone to a painful death. There is a calm
enormity, the more incisive for its deliberate scriptural echo, in
Pope's assertion that "to follow Poetry as one ought, one must
forget father and mother, and cleave to it alone." For "Poetry" in
that sentence, one can read mathematics, music, painting,
astrophysics, or whatever else consumes the spirit with total
demand.
Each time, the equation is one of ambitious
sacrifice, of the obsession to outlast, to outmaneuver the banal
democracy of death. To die at thirty-five but to have composed
Don Giovanni, to know, as did Galois during the last night of
his twenty-one-year existence, that the pages he was writing would
alter the future forms of algebra and of space. Perhaps an insane
conceit, using that term in its stylistic sense, but one that is the
transcendent source of a classic culture.
We hear it proclaimed at the close of Pindar's
Third Pythian Ode (in Lattimore's version):
I will work out the divinity that is busy within my mind
and tend the means that are mine.
Might God only give me luxury and its power,
I hope I should find glory that would rise higher hereafter.
Nestor and Sarpedon of Lykia we know,
men's speech, from the sounding words that smiths of song in
their wisdom
built to beauty. In the glory of poetry achievement of men
blossoms long; but of that the accomplishment is given to few.
Note the modulation from poetic action to aristocratic truth --
"but of that the accomplishment is given to few." It is not
accidental. The trope of immortality persists in Western culture, is
central to it, from Pindar to the time of Mallarmé's vision of le
Livre, "tenté à son insu par quiconque a écrit," which is the
very aim of the universe. The obsession is crystallized once more,
memorably, in Eluard's phrase "le dur désir de durer." Without such
"harsh longing" there may be human love and justice, mercy and
scruple. But can there be a true culture? Can civilization as we
know it be underwritten by an immanent view of personal and social
reality? Can it be vital without a logic of relation between "the
divinity that is busy within my mind" and the hunger for a "glory
that would rise higher hereafter"? And it is precisely that logic,
with its inference of active afterlife in and through artistic,
intellectual creation, which is "religious."
This logic and its idiom are now eroded. The
notion, axiomatic in classic art and thought, of sacrificing present
life, present humanity, to the marginal chance of future literary or
intellectual renown, grates on modern nerves. To younger people
today, the code of "glory" of intellect and creative act is highly
suspect. Many would see in it no more than romantic bathos or a
disguised perpetuation of élitist idols. There are currently,
particularly in the United States, some fashionable, silly theories
about total revolutions of consciousness. Mutations of internal
structure do not occur at such rate. But in this key matter of the
equivocations between poiesis -- the artist's, the thinker's
creation -- and death, deep shifts of perspective are
discernible. Psychologically, there is a gap of light years between
the sensibility of my own schooling, in the French formal vein, with
its obvious stress on the prestige of genius and the compulsion of
creative survival, and the posture of my students today. Do they
still name city squares after algebraists?
The causes of this change are multiple. They may
involve elements as different as the standardization of death in two
world wars and the "bomb culture," and the emergence of a new
collectivism. An analysis of these currents lies outside the scope
of this essay, but the symptoms are plain to see. They include the
ideology of the "happening" and of autodestructive artifacts, with
their emphasis on the immediacy, unrepeatability, and ephemeral
medium of the work. Aleatory music is a striking case of the
diminution of creative authority in favor of collaborative,
spontaneous shadow-play (Werner Henze has declared that there is
exploitation and the menace of arbitrary power in the very function
of the composer). More and more literary texts and works of art now
offer themselves as collective and/or anonymous. The poetics of
ecstasy and of group feeling regard the imprint of a single "great
name" on the process of creation as archaic vanity. The audience is
no longer an informed echo to the artist's talent, a respondent to
and transmitter of his singular enterprise; it is joint creator in a
conglomerate of freewheeling, participatory impulse. Away with the
presumptions of permanence in a classic oeuvre, away with
masters.
It would be absurd to try and pass judgment on
the merits of this new "leveling" -- I use the word because there
are obscure but substantive precedents in seventeenth-century Adamic
and millenary dreams of all men as artists and equal singers of the
moment. I am only saying that if this revaluation of the criteria of
"lastingness," of individual mastery against time, is as radical and
far-reaching as it now seems, the core of the very concept of
culture will have been broken. If the gamble on transcendence no
longer seems worth the odds and we are moving into a utopia of the
immediate, the value-structure of our civilization will alter, after
at least three millennia, in ways almost unforseeable.
Speaking with the serene malice of age and work done, Robert
Graves has recently asserted that "Nothing can stop the wide
destruction of our ancient glories, amenities and pleasures." This
may be too large a sweep, and in place of "destruction" it might be
better to say "transmutation," "change." Nevertheless, it is almost
certain that the old vocabulary is exhausted, that the forms of
classic culture cannot be rebuilt on any general scale.
4. Tomorrow
Would that I were able to bring this argument to
a resonant close, that I might end on a rounded note of promise. "It
is no longer possible," remarked Eliot, "to find consolation in
prophetic gloom." The "pressing needs of an emergency," to which he
referred twenty years ago, have become more drastic since. We feel
ourselves tangled in a constant, lashing web of crisis.
Whether this feeling is entirely legitimate
remains a fair question. There have been previous stages of extreme
pressure on and within Western civilization. It is only now, in the
provisional light of currently fashionable "archaeologies of
consciousness," that we are beginning to gauge what must have been
the climate of nerve during the known approach and blaze of
pestilence in late medieval and seventeenth-century Europe. What,
one wonders, were the mechanics of hope, indeed of the future tense
itself, during the Hunnish invasions? Read Michelet's narrative of
life in Paris in 1420. Who, in the closing phases of the Thirty
Years' War, when, as chroniclers put it, there were only wolves for
wolves to feed on in the empty towns, foresaw the near upsurge of
cultural energies and the counterbalancing strength of the Americas?
It may be that our framework of apocalypse, even where it is
low-keyed and ironic, is dangerously inflationary. Perhaps we
exaggerate both the rate and vehemence of crisis -- in international
affairs, where there has, on the large scale, been a quarter century
of peace under unlikely conditions; in the ecology, which has been
savaged before (witness the man-made Sahara) and has recovered; in
society and personal consciousness, both of which have known
previous moments of extreme challenge. A thread of hysteria runs
through our current realism." One can imagine Pangloss putting
forward a reasoned plea for the humaneness and felicity of the
times. But, adds Voltaire, "ayant soutenu une fois que tout allait à
merveille, il le soutenait toujours, et n'en croyait rien." Nor do
we. Whether or not our intimations of utter menace are justified is
not the issue. They permeate our sensibility' It is inside them that
the post-culture conducts its fragmented, often contradictory
business.
At best, therefore, I can offer conjectures as to
what may be synapses worth watching. The picture is one of
unparalleled complication and rate of change (the life of Churchill
covered the span from a battle fought at Omdurman on horseback with
swords, in a manner almost Homeric, to the construction of the
hydrogen bomb). I can, perhaps, make some guesses, not with a view
to prophetic aptness, but in the hope that they might be erroneous
in a way that will retain a documentary interest. I shall focus on
the question of a new literacy, of that minimal gamut of shared
recognitions and designative codes without which there can be
neither a coherent society nor a continuation, however attenuated,
however transitional, of a "lived culture." Even in this limited
purpose, one is made conscious of Blake's exasperation at "the idiot
questioner." The asking, today, is so much more incisive, so much
more flattering to one's intelligence, than the blurred reply.
We have seen something of the collapse of
hierarchies and of the radical changes in the value-systems which
relate personal creation with death. These mutations have brought an
end to classic literacy. By that I mean something perfectly
concrete. The major part of Western literature, which has been for
two thousand years and more so deliberately interactive, the work
echoing, mirroring, alluding to previous works in the tradition, is
now passing quickly out of reach. Like far galaxies bending over the
horizon of invisibility, the bulk of English poetry, from Caxton's
Ovid to Sweeney among the Nightingales, is now modulating
from active presence into the inertness of scholarly conservation.
Based, as it firmly is, on a deep, many-branched anatomy of
classical and scriptural reference, expressed in a syntax and
vocabulary of heightened tenor, the unbroken arc of English poetry,
of reciprocal discourse that relates Chaucer and Spenser to Tennyson
and to Eliot, is fading rapidly from the reach of natural reading. A
central pulse in awareness, in the language, is becoming archival.
Though complex in its causes and consequences, this dimming of
recognitions is easy to demonstrate:
Yet once more, O ye laurels, and once more,
Ye myrtles brown, with ivy never sere,
I come to pluck your berries harsh and crude,
And with forced fingers rude
Shatter your leaves before the mellowing year.
Bitter constraint, and sad occasion dear,
Compels me to disturb your season due;
For Lycidas is dead, dead ere his prime,
Young Lycidas, and hath not left his peer.
Who would not sing for Lycidas? he knew
Himself to sing, and build the lofty rhyme.
Laurel, myrtle, and ivy have their specific emblematic life
throughout Western art and poetry, and within Milton's own work. We
read, in his fine tribute to Giovanni Manso:
Forsitan et nostros ducat de marmore vultus,
Nectens aut Paphiâ myrti aut Parnasside lauri
Fronde comas. . . .9
The ivy stands for poetry when it is particularly
allied to learning: Horace's Odes 1. 1. 29 and Spenser's
Shepheards Calendar for September tell us that, as they told it
to Milton. Odes 1 is at work also in "myrtles brown" (pulla
myrtus). The Shepheards Calendar for January
and Macbeth, obviously, are resonant in the use of "sere."
And the echo moves forward to Tennyson's Ode to Memory and
"Those peerless flowers which in the rudest wind / Never grow sere"
(rude has carried over into Tennyson's ear from Milton's next
line). "Hard constraint" has moved Spenser to write his Pastoral
Eclogue on Sidney, and the entire trope of compulsion is
summarized in Keats's Ode to Psyche:
O Goddess! hear these tuneless numbers, wrung
By sweet enforcement and remembrance dear.
The Spenser and the Keats phrasings both temper
and heighten the special coil of Milton's word order: sad
occasion dear, in which "dear" signifies whatever affects us
most directly, be it in love or in hatred, in pleasure or in grief
(cf. Hamlet, "my dearest foe in heaven," or Henry V,
"all your dear offences"). Lycidas is, of course, the name of the
shepherd in Theocritus's seventh Idyl and that of one of the
speakers in the ninth Eclogue of Vergil. The immediate
reiteration of the name, particularly at the start of the line, is a
long-established convention of pathos, a musical augment of sorrow.
Spenser's Astrophel was probably in Milton's mind:
Young Astrophel, the pride of shepheards praise,
Young Astrophel, the rusticke lasses love.
Both "repeats," the Spenserian and the Miltonic,
will sound in Shelley's Adonais. "Who would not sing for
Lycidas?" is almost translation: from Vergil's tenth Eclogue
2. 3 -- "Carmine sunt dicenda; neget quis carmina Gallo"? Cf. the
reprise in Pope's Windsor Forest:
Granville commands; your aid, O Muses, bring!
What Muse for Granville can refuse to sing?
And so on.
All these are surface markings. We find them in dictionaries and
concordances. They can be put at the bottom of the page in what
might be called "first-level footnotes." But the information they
provide is only the outward of literacy.
Fullness of response depends on an accord, almost
intuitive because so thoroughly schooled, with the whole nature of
Milton's enterprise, with the context of intent, and agreed
emotional, designative reflexes on which the poem is built. A
natural reading implies an apprehension, generalized but exact, of
what is meant by Idyl and Eclogue, and of the
millennial interplay, at once symbolic and conventional, between
images of Arcadia and of death. It is an apprehension which
includes, for supporting or contrastive reference, not only
something of Greek pastoral and a reasonable amount of Vergil, but
Giorgione and Poussin. Milton's monody, itself a term charged
with precise intimations of range and tone, is nearly impossible to
get into right focus if one has no acquaintance with that mode of
Italian elegiac pastoral, often composed in Latin, in which the
world of Arcadia comprises problematic, philosophically resistant
elements of contemporary politics and religion. Is any naturalness
of response to the text plausible without familiarity, again
unobtrusive because long-established, with the grid of seasonal,
botanical, and celestial markers that direct the motion of the
argument and allow its vital economy (the amaranth, the daystar, the
agricultural and liturgical overtones of May)?
To "read" Lycidas, to seize its purpose at
any level but that of vague musicality, is to participate, and not
only with one's brain, in the central equivocation between death and
poetic glory. Milton's is one of the archetypal statements of the
trope of transcendence, of that cast for immortality beyond "the
parching wind." This is a poem about fame and the sacrificial gamble
which "scorns delights and lives laborious days." The pulse of
allusion that beats steady in almost every line, back to Greek, to
Latin, to Scripture, and which echoes forward to Dryden, to Arnold,
to Tennyson's In Memoriam, is no technical ornament. It is a
full-scale pronouncement of accord with the value-relations of
personal genius and menacing time which underlie a classic culture.
The lament for the poet gone is always autobiographical: the mourner
tenses his own resources against the ubiquitous blackmail of death.
The "sincerity" of his grief is intense but reflexive. Dissent from
this code of moral, psychological conduct, be deaf to its particular
idiom, and you will no longer be able to read, to hear, the great
tradition of elegy and poetics, of mediation between language and
death, which led unbroken from Pindar and Vergil to Thyrsis
and to Auden's commemoration of the death of William Butler Yeats.
Here, too, there could be footnotes. Conceivably, such
"second-level" annotation could refer the reader of Lycidas
to all the requisite classical, scriptural, and contemporary
material. It could tell him of the history of elegiac modes and of
Milton's notion, old as Hesiod, of the civilizing and sacramental
functions of the shepherd-singer. In fact, of course, such
annotation would soon run to incommensurable absurdity (it is this
which distinguishes it, though not always sharply, from what I
called "first-level footnotes") . To be genuinely informative,
contextual annotation would soon amount to little less than a
history of the language and of culture. We would find ourselves
involved in a process -- familiar to information theory -- of
infinite regress. The total context of a work such as Lycidas --
or the Divina Commedia or Phèdre or
Goethe's Faust -- is "all that is the case," or
the active wholeness of preceding and sequent literacy. The thing
cannot be done.
But suppose that it could. Suppose that some
masterly editorial team devised a complete apparatus of explanation,
by virtue of glossaries, concordances, biographical and stylistic
appendixes. What will have happened to the poem?
This is the decisive point.
As the glossaries lengthen, as the footnotes
become more elementary and didactic, the poem, the epic, the drama,
moves out of balance on the actual page. As even the more
rudimentary of mythological, religious, or historical references,
which form the grammar of Western literature, have to be elucidated,
the lines of Spenser, of Pope, of Shelley, or of Sweeney among
the Nightingales blur away from immediacy. Where it is necessary
to annotate every proper name and classical allusion in the dialogue
between Lorenzo and Jessica in the garden at Belmont, or in
Iachimo's stealthy rhetoric when he emerges in Imogen's chamber,
these marvelous spontaneities of enacted feeling become "literary"
and twice-removed (in part, of course, the problem is one of time,
of the mere fact that meaning is no longer grasped as quickly, as
directly, as it is articulated). How is Pope's Essay on Man
to register its delicate precision and sinew when each proposition
reaches us, as it were, on stilts, at the top of a page crowded with
elementary comment? What presence in personal delight can
Endymion have when recent editions annotate "Venus" as
signifying "pagan goddess of love"?
These are no rhetorical, futuristic questions.
The situation is already on us. In the United States there have
appeared versions of parts of the Bible and of Shakespeare in basic
English and in strip-cartoon format. Some of these have circulated
in the millions. The challenge they represent is serious and
credible. It will not be brushed off. We are being asked to choose.
Would we have something, at least, of the main legacy of our
civilization made accessible to the general public of a modern, mass
society? Or would we rather see the bulk of our literature, of our
interior history, pass into the museum? The question cannot be
evaded by consoling references to paperback sales or to
presentations of classic material -- excellent as such presentations
sometimes are -- on the mass media. These are only surface noises
and salutations to a past whose splendor and authority are still
atavistically recognized.
The issues are compelling and demand the most
honest possible response. Already a dominant proportion of poetry,
of religious thought, of art, has receded from personal immediacy
into the keeping of the specialist. There it leads a kind of bizarre
pseudo-life, proliferating its own inert environment of criticism
(we read Eliot on Dante, not Dante), of editorial and textual
exegesis, of narcissistic polemic. Never has there been a more
hectic prodigality of specialized erudition-in literary studies, in
musicology, in art history, in criticism, and in that most Byzantine
of genres, the criticism and theory of criticism. Never have the
metalanguages of the custodians flourished more, or with more
arrogant jargon, around the silence of live meaning.
An archival pseudovitality surrounding what was
once felt life; a semiliteracy or subliteracy outside, making it
impossible for the poem to survive naked, to achieve unattended
personal impact. Academy and populism. The two conditions are
reciprocal, and each polarizes the other in a necessary dialectic.
Between them they determine our current state.
The challenge is: Was it ever different?
The answer is not as straightforward as current
abrasiveness would suggest. Despite pioneering studies, particularly
with regard to the nineteenth century in England, our knowledge of
the history of reading habits, of the statistics and quality of
literate response at different moments and in different communities
of Western Europe, is still rudimentary. Such well-attested but
local facts as the wide dissemination and collective study of
Godwin's Political Justice during the 1790s, or what we know
of the sales and circulation of such writers as George Sand and
Tennyson, may or may not be more generally indicative. The evidence
is hard to come by and harder to assess. One deals with
impressionistic notions of "climate" and "tonality."
Nevertheless, certain contours do emerge.
Scriptural and, in a wider sense, religious literacy ran strong,
particularly in Protestant lands. The Authorized Version and
Luther's Bible carried in their wake a rich tradition of symbolic,
allusive, and syntactic awareness. Absorbed in childhood, the Book
of Common Prayer, the Lutheran hymnal and psalmody cannot but have
marked a broad compass of mental life with their exact, stylized
articulateness and music of thought. Habits of communication and
schooling, moreover, sprang directly from the concentration of
memory. So much was learned and known by heart -- a term
beautifully apposite to the organic, inward presentness of meaning
and spoken being within the individual spirit. The catastrophic
decline of memorization in our own modern education and adult
resources is one of the crucial, though as yet little understood,
symptoms of an afterculture.
As to knowledge of the classics, here again the evidence varies
and is susceptible of different interpretations. But exposure to the
forms and conventions active in Lycidas was certainly part of
a sound" education from the seventeenth century until very recently.
Different curricula and different social settings obviously entailed
varying degrees of depth: but the Homeric and Vergilian epic, the
poetry of Ovid and of Horace, the theory of genres in Aristotle and
Longinus were no recondite topics. With a few exceptions (mainly
those bearing on the Italian and Renaissance-Latin corpus), none of
Milton's imitations and pointers would have been outside the scope
of my father's schooling in a Vienna Gymnasium before the
first World War, or indeed outside my own in the section lettres
of the French lycée system of the 1930s and 40s.
The organized amnesia of present primary and secondary education
is a very recent development. There is irony in the fact that one
associates the main impetus of this change, its frankest theoretic
justifications, with the United States. For it was in the North
America of the late eighteenth and nineteenth centuries that the
ideal, both Puritan and Jeffersonian, of a general biblical and
classical literacy was most widely aimed at.
Concentric to these spheres of "book-knowledge"
lies a personal, unforced intimacy with the names and shapes of the
natural world, with flower and tree, with the measure of the seasons
and the rising and setting of the stars. The principal energies of
our literature draw constantly on this set of recognitions. But to
our housed, metallic sensibilities they have become largely
artificial and decorative. Do not, today, inquire of the reader next
to you whether he can identify, from personal encounter, even a part
of the flora, of the astronomy, which served Ovid and Shakespeare,
Spenser and Goethe, as a current alphabet.
Any generalization in these matters is suspect.
But the fundamental "polysemic" texture of poetry, drama, and
fiction, certainly since the seventeenth century, the writer's
deployment of meaning at many simultaneous levels of directness or
difficulty, does imply the availability, perhaps utopian, yet
perhaps realistic also, of a wide literate public. Heremeticism, the
strategy of the incomprehensible, as we find it in so much of art
and literature after Mallarmé, is a reaction, haughty and desolate,
to the decay of a natural literacy:
We were the last romantics -- chose for theme
Traditional sanctity and loveliness;
Whatever's written in what poets name
The book of the people; whatever most can bless
The mind of man or elevate a rhyme;
But all is changed, that high horse riderless,
Though mounted in that saddle Homer rode
Where the swan drifts upon a darkening flood.
But let us assume that Yeats's picture is
idealized, that Pegasus has gone more often than not bareback. Let
us suppose that the Victorian public-school boy, the Gymnasiast
or lycéen to whom the text of Homer, of Racine, of
Goethe, offered natural purchase, were always but a small number, a
conscious élite. Even if this was so, the case stands. Restricted as
it may have been, that élite embodied the inheritance and dynamics
of culture. Its social, economic predominance and confident
self-perpetuation were such that the model of a culture -- whose
values may, indeed, have been specialized and minority-based --
served as general criterion. This is the point. Power relations,
first courtly and aristocratic, then bourgeois and bureaucratic,
underwrote the syllabus of classic culture and made of its
transmission a deliberate proceeding. The democratization of high
culture -- brought on by a crisis of nerve within culture itself and
by social revolution -- has engendered an absurd hybrid. Dumped on
the mass market, the products of classic literacy will be thinned
and adulterated. At the opposite end of the spectrum, these same
products are salvaged out of life and put in the museum vault.
Again, America is the representative and
premonitory example. Nowhere has the debilitation of genuine
literacy gone further (consider recent surveys of reading
comprehension and recognition in American high schools). But
nowhere, also, have the conservation and learned scrutiny of the art
or literature of the past been pursued with more generous authority.
American libraries, universities, archives, museums, centers for
advanced study are now the indispensable record and treasure house
of civilization. It is here that the European artist and scholar
must come to see the cherished afterglow of his culture. Though
often obsessed with the future, the United States is now, certainly
in regard to the humanities, the active watchman of the classic
past.
It may be that this custodianship relates to a
deeply puzzling fact. Creation of absolutely the first rank -- in
philosophy, in music, in much of literature, in mathematics --
continues to occur outside the American milieu. It is at once taken
up and intelligently exploited there, but the "motion of spirit" has
taken place elsewhere, amid the enervation of Europe, in the
oppressive climate of Russia. There is, in a good deal of American
intellectual, artistic production (recent painting may be the
challenging exception) a characteristic near-greatness, a strength
just below the best. Could it be that the United States is destined
to be the "museum culture"? There is no more fascinating question in
the sociology of knowledge, none that may touch more intensely on
our future. But it lies outside the scope of this essay.
These changes from a dominant to a post- or
subliteracy are themselves expressed in a general "retreat from the
word." Seen from some future historical perspective, Western
civilization, from its Hebraic-Greek origins roughly to the present,
may look like a phase of concentrated "verbalism." What seem to us
salient distinctions may appear to have been parts of A
general era in which spoken, remembered, and written discourse was
the backbone of consciousness. It is a commonplace of current
sociology and "media-study" that this primacy of the "logic" -- of
that which organizes the articulations of time and of meaning around
the logos -- is now drawing to a close. Increasingly, the
word is caption to the picture. Expanding areas of fact and of
sensibility, notably in the exact sciences and the
nonrepresentational arts, are out of reach of verbal account or
paraphrase. The notations of symbolic logic, the languages of
mathematics, the idiom of the computer, are no longer metadialects,
responsible and reducible to the grammars of verbal cognition. They
are autonomous communicatory modes, claiming and expressing for
themselves an increasing reach of contemplative and active pursuit.
Words are corroded by the false hopes and lies they have voiced. The
electronic alphabet of immediate global communication and
"togetherness" is not the ancient, divisive legacy of Babel, but the
image-in-motion.
Many aspects of this analysis (which was, in
fact, put forward some years before McLuhan gave it explosive
currency) may well be mistaken or exaggerated. Transmutations of
this order of magnitude do not occur overnight and at the
immediately graphic surface. But the general "feel" of the argument
is persuasive. There is a comprehensive decline in
traditional ideals of literate speech. Rhetoric and the arts of
conviction which it disciplines are in almost total disrepute.
Pleasure in style, in the "wroughtness" of expressive forms, is a
mandarin, nearly suspect posture. More and more of the informational
energy required by a mass-consumer society is being transmitted
pictorially. The proportions of articulate charge between margin and
column of print is being reversed. We are moving back to a layout of
the "spaces of meaning" in which the pictorial bordure preempts more
and more of the whole. Often now, it is the shred of text which
"illustrates" (here also, the premonitory presence is that of
Blake).
If my previous suggestions are at all valid, it
will be obvious where the principal connections lie.
The classic speech-construct, the centrality of
the word are informed by and expressive of both a hierarchic
value-system and the trope of transcendence. These nodes of
sensibility are interactive and mutually reinforcing at every point.
Indo-European syntax is an active mirroring of systems of order, of
hierarchic dependence, of active and passive stance, such as have
been prominent in the fabric of Western society. The cliché tag
regarding the capacity of Latin grammar to reproduce characteristic
attitudes in Roman feeling and conduct is true in a more acute and
general sense. An explicit grammar is an acceptance of order: it is
a hierarchization, the more penetrating for being enforced so early
in the individual life-span, of the forces and valuations prevailing
in the body politic (the tonalities of "class," "classification,"
and "classic" are naturally cognate). The sinews of Western speech
closely enacted and, in turn, stabilized, carried forward, the power
relations of the Western social order. Gender differentiations,
temporal cuts, the rules governing prefix and suffix formations, the
synapses and anatomy of a grammar -- these are the figura, at
once ostensive and deeply internalized, of the commerce between the
sexes, between master and subject, between official history and
utopian dream, in the corresponding speech community.
The affinities between the preeminence of the
word and the classic gamble on and against death are even more
central and complex. The ontological and hermeneutic aspects of the
modulations between a language-culture and death, explored, for
example, in Heidegger and Paul Ricoeur, are too demanding to be
touched on here. The point is that the very verb-systems of
Indo-European languages are "performative" of those attitudes
towards act and survival which animate the classic doctrine of
knowledge and of art. What the poet terms "glory" is a direct
function of the felt reality of the future tense. The ordered
density of remembrance hinges on the prodigal exactitudes of
Indo-European preterits. Thus the time-death copula of a classic
structure of personal and philosophic values is, in many respects,
syntactic, and is inherent to a fabric of life in which language
holds a sovereign, almost magically validated role. Diminish that
role, subvert that eminence, and you will have begun to demolish the
hierarchies and transcendence-values of a classic civilization. Even
death can be made mute.
The counterculture is perfectly aware of where to
begin the job of demolition. The violent illiteracies of the
graffiti, the clenched silence of the adolescent, the nonsense-cries
from the stage-happening are resolutely strategic. The insurgent and
the freak-out have broken off discourse with a cultural system which
they despise as a cruel, antiquated fraud. They will not bandy words
with it. Accept, even momentarily, the conventions of literate
linguistic exchange, and you are caught in the net of the old
values, of the grammars that can condescend or enslave.
Changes of idiom between generations are a normal
part of social history. Previously, however, such changes and the
verbal provocations of young against old have been variants on an
evolutionary continuum. What is occurring now is new: it is an
attempt at a total break. The mumble of the dropout, the "fuck-off "
of the beatnik, the silence of the teenager in the enemy house of
his parents are meant to destroy. Cordelia's asceticism, her refusal
of the mendacities of speech, proves murderous. So does that of the
autistic child when it stamps on language, pulverizing it to
gibberish or maniacal silence. We empty of their humanity those to
whom we deny speech. We make them naked and absurd. There is a
terrible, literal image in "stone-deafness," in the opaque babble or
speechlessness of the "stoned." Break off speech to others and the
Medusa turns inward. Hence something of the hurt and despair of the
present conflict between generations. Deliberate violence is being
done to those primary ties of identity and social cohesion produced
by a common language.
But are there no other literacies conceivable,
"literacies" not of the letter?
This is being written in a study in a college of
one of the great American universities. The walls are throbbing
gently to the beat of music coming from one near and several more
distant amplifiers. The walls quiver to the ear or to the touch
roughly eighteen hours per day, sometimes twenty-four. The beat is
literally unending. It matters little whether it is that of pop,
folk, or rock. What counts is the all-pervasive pulsation, morning
to night and into night, made indiscriminate by the cool burn of
electronic timbre. A large segment of mankind, between the ages of
thirteen and, say, twenty-five, now lives immersed in this constant
throb. The hammering of rock or of pop creates an enveloping space.
Activities such as reading, writing, private communication,
learning, previously framed with silence, now take place in a field
of strident vibrato. This means that the essentially linguistic
nature of these pursuits is adulterated; they are vestigial modes of
the old "logic."
The new sound-sphere is global. It ripples at
great speed across languages, ideologies, frontiers, and races. The
triplet pounding at me through the wall on a winter night in the
northeastern United States is most probably reverberating at the
same moment in a dance hall in Bogotá, off a transistor in Narvik,
via a jukebox in Kiev and an electric guitar in Bengazi. The tune is
last month's or last week's top of the pops; already it has the
whole of mass society for its echo chamber. The economics of this
musical esperanto are staggering. Rock and pop breed concentric
worlds of fashion, setting, and life style. Popular music has
brought with it sociologies of private and public manner, of group
solidarity. The politics of Eden come loud.
Many contexts of the decibel culture have been
studied. What is more important, but difficult to investigate, let
alone quantify, is the question of the development of mental
faculties, of self-awareness, when these take place in a perpetual
sound-matrix. What are the sweet, vociferous hammers doing to the
brain at key stages in its development? We have no real precedent to
tell us how life-forms mature and are conducted at anywhere near the
levels of organized noise which now cascade through the day and the
lit night (rock, in particular, bends and colors the light around
it). When a young man walks down a street in Vladivostock or
Cincinnati with his transistor blaring, when a car passes with its
radio on at full blast, the resulting sound-capsule encloses the
individual. It diminishes the external world to a set of acoustic
surfaces. A pop regime imposes severe physical stress on the human
ear. Some of the coarsening or damage that can follow has, in fact,
been measured. But hardly anything is known of the psychological
effects of saturation by volume and repetitive beat (often the same
two or three tunes are played around the clock). What tissues of
sensibility are being numbed or exacerbated?
Yet we are unquestionably dealing with a
literacy, with codes of recognition so widespread and dynamic that
they constitute a "metaculture." Popular music(s) have their
semantics, their theory of genres, their intricate play-offs of
esoteric against canonic types. Folk and pop, "trad music" and rock,
count their several histories and corpus of legend. They show their
relics. They number their old masters and rebels, their betrayers
and high priests. Precisely as in classical literacy, so there are
in the world of jazz or of rock 'n' roll degrees of initiation
ranging from the vague empathies of the tyro (Latin on sundials) to
the acid erudition of the scholiast. At the same time there is an
age factor which makes the culture of pop more like modern
mathematics and physics than the humanities. In their execution of
and response to popular music the young have a tension-span, a
suppleness of appropriation denied to the old. Part of the reason
may be a straightforward organic degeneracy: the delicate receptors
of the inner ear harden and grow opaque during one's twenties.
In short, the vocabularies, the contextual
behavior-patterns of pop and rock, constitute a genuine lingua
franca, a "universal dialect" of youth. Everywhere a sound-culture
seems to be driving back the old authority of verbal order.
Classical music has a large part in this new
presence of sound. Increasingly, I believe, it is penetrating the
lives, the habits of attention and repose, of men and women who were
once "bookish." In numerous homes the hi-fi components and the rack
for long-playing records occupy the place of the library.
High-fidelity reproduction and the LP are more than a mechanical
gain. They have opened up, brought into easy range, a large
territory of music, of tonality and lost form, accessible before
only to the eye of the archivist. In many respects the quality of
the modern phonograph makes of the private sitting room an idealized
concert hall. It allows a new fastidiousness of listening: no alien
coughs disturb, no shuffling of wet feet, no false notes. The
long-playing record has changed the relations of the ear to musical
time. Because they can be put on at one go, or with a minimum of
interval, works in a large format -- a Mahler symphony -- or meshed
sequences such as the Goldberg Variations can now be listened
to integrally, at home, and also repeated or segmented at will. This
flexible interplay between time notation in the musical piece and
the time flow in the listener's personal life can be at once
arbitrary and illuminating. As is the entirely novel fact that
all music can now be heard at any hour and as domestic
background. Tape, radio, the phonograph, the cassette will emit an
unending stream of music, at any moment or circumstance of the day.
This probably accounts for the industry in Vivaldi and the minor
eighteenth century. It explains the prodigality of the baroque and
the preclassical chamber ensemble in the LP catalogue. So much of
this music was, in fact, conceived as Tafelmusik and aural
tapestry around the busy room. But we now tend to employ the great
modes also as if they were background. If we so choose, we can put
on Opus 131 while eating the breakfast cereal. We can play
the St. Matthew Passion any hour or day of the week. Again,
the effect s are ambiguous: there can be an unprecedented intimacy,
but also a devaluation (désacralization). A Muzak of the
sublime envelops us.
Habits of the bibliophile -- of the
library-cormorant, as Coleridge called him -- have shifted to the
collector of records and performances. The furtive manias, the
condescensions of expertness, the hunter's zeal which bore once on
first editions, colophons, the in-octavo of a remaindered
text, are common now among music lovers. There is a science and
market in old pressings, in out-of-stock albums, in worn 78s, as
there has long been in used books. Catalogues of recordings and rare
tapes are becoming as exegetic as bibliographies. Particularly in
America, the record and music store will be where the bookstore was,
or books will hang on, in uneasy coexistence, as part of a music
emporium. Where the Victorians published pocket books for lovers,
garlands of prose and rhyme for lovers to read aloud to one another
or in whispered exchange, we issue records to seduce by, to spin
when the fire is low in the grate. If Dante wrote the line now,
crystallizing total passion and the world shut out, it would, I
think, read: "and they listened no more that day."
The facts behind this "musicalization" of our
culture, behind the shift of literacy and historical awareness from
eye to ear (only some, even among serious listeners, can read the
score), are fairly obvious. But the underlying motives are so
complex, one is so much a part of the change, that I hesitate to put
forward any explanation.
The new ideals of shared inner life, of
participatory emotion and leisure, certainly play a part. Except in
the practice of reading aloud, paterfamilias to household, or of the
tome passed from hand to hand and read aloud from in turn, the act
of reading is profoundly solitary. It cuts the reader off from the
rest of the room. It seals the sum of his consciousness behind
unmoving lips. Loved books are the necessary and sufficient society
of the alone. They close the door on other presences and make of
them intruders. There is, in short, a fierce privacy to print and
claim on silence. These, precisely, are the traits of sensibility
now most suspect. The bias of current sentiment points insistently
towards gregariousness, towards a liberal sharing of emotions. The
"great good place" of approved dreams is one of togetherness. The
harsh hoarding of feelings, inside the reader's silence, is out.
Recorded music matches the new ideals perfectly. Sitting near one
another, in intermittent concentration, we partake of the flow of
sound both individually and collectively. This is the liberating
paradox. Unlike the book, the piece of music is immediate common
ground. Our responses to it can be simultaneously private and
social. Our delight banishes no one. We draw close while being, more
compactly, ourselves. The mutual tide of empathies can be disheveled
and frankly lazy. The sheer luster, the fortes or pianos of
stereophonic reproduction in a private room can be narcotic. A good
deal of classical music is, today, the opium of the good citizen.
Nevertheless, the search for human contact, for states of being that
are intense but do not shut out others, is real. It is a part of the
collapse of classic egoism. Often music "speaks" to that search as
printed speech does not.
Perhaps one may conjecture further. The lapse
from ceremony and ritual in much of public and private behavior has
left a vacuum. At the same time, there is a thirst for magical and
"transrational" forms. The capacity of organized religion to satisfy
this thirst diminishes. Matthew Arnold foretold that the "facts" of
religion would be replaced by its poetry. Today, one feels that in
many educated, but imperfectly coherent lives, that "poetry of
religious emotion" is being provided by music. The point is not easy
to demonstrate; it pertains to the interior climate of feeling. But
one does know of a good many individual and familial existences in
which the performance or enjoyment of music has functions as subtly
indispensable, as exalting and consoling, as religious practices
might have, or might have had formerly. It is this indispensability
which strikes one, the feeling (which I share) that there is music
one cannot do without for long, that certain pieces of music rather
than, say, books, are the talisman of order and of trust inside
oneself. In the absence or recession of religious belief,
close-linked as it was to the classic primacy of language, music
seems to gather, to harvest us to ourselves.
Perhaps it can do so because of its special
relation to the truth. Neither ontology nor aesthetics has
satisfactorily enunciated that relation. But we feel it readily. At
every knot, from the voices of public men to the vocabulary of
dreams, language is close-woven with lies. Falsehood is inseparable
from its generative life. Music can boast, it can sentimentalize, it
can release springs of cruelty. But it does not lie. (Is there a
lie, anywhere, in Mozart?) It is here that the affinities of music
with needs of feeling which were once religious may run deepest.
Conceivably, an ancient circle is closing. In his
Mythologiques Lévi-Strauss has asserted that melody holds the
key to the "mystère suprême de l'homme." Grasp the riddle of melodic
invention, of our apparently imprinted sense of harmonic accord, and
you will touch on the roots of human consciousness. Only music, says
Lévi-Strauss, is a primal universal language, at once comprehensible
to all and untranslatable into any other idiom. Speech comes later
than music; even before the disorder at Babel, it was part of the
Fall of man. This supposition is, itself, immemorial. It is
fundamental to Orphic and Pythagorean doctrines, to the harmonia
mundi of Boethius and the sixteenth century. It guided Kepler
and was inferred, almost as a commonplace, in Condillac's great
Essai sur l'origine des connalssances humaines of 1746. It is no
accident that the two visionaries most observant of the crises of
the classic order, Kierkegaard and Nietzsche, should have seen in
music the mode of preeminent energy and meaning. With the
mendacities of language brought home to us by psychoanalysis and the
mass media, it may be that music is regaining ancient ground,
wrested from it, held for a time, by the dominance of the word.
In part these are metaphors and discursive myths.
But the condition of feeling which they reflect is real. The
literacies of popular and classical music, informed by new
techniques of reproduction no less important than was the spread of
cheap mass-printing in its time, are entering our lives at numerous,
shaping levels. In many settings and sensibilities they are
providing a "culture outside the word." This movement will, I
expect, continue. We are too close to the facts to see them whole.
The test of objectivity is, still, bound to be personal. In ways
which are simpleminded but difficult to paraphrase, the "motion" of
these lectures seeks to echo, to parallel by other means, a musical
figure: a tentative upward arc and descent in the orchestra -it
holds one's breath-towards the close of Bartók's Bluebeard's
Castle. We seem to stand, in regard to a theory of culture,
where Bartók's Judith stands when she asks to open the last door on
the night.
For Matthew Arnold the touchstones of supreme
civilization, of personal feeling in accord with the highest moral
and intellectual values, were passages of Greek, Shakespearean, or
Miltonic verse. One suspects that for many of us, now, the image of
decisive recourse would be less a touchstone than a tuning fork.
Musique avant toute chose.
If music is one of the principal "languages
outside the word," mathematics is another. Any argument on a
post-culture and on future literacy will have to address itself,
decisively, to the role of the mathematical and natural sciences.
Theirs may very soon be the central sphere. Statistics can be
shallow or ambiguous in interpretation. But those which tabulate the
growth of the sciences do, in plain fact, map a new world. More than
90 percent of all scientists known to human record are now living.
The number of papers which may be regarded as relevant to an advance
in chemistry, physics, and the biological sciences -- that is, the
recent, active literature in these three fields alone -- is
estimated as being in excess of three and a quarter million. The
critical indices in the sciences -- investment, publication, number
of men trained, percentage of the gross national product directly
implicated in research and development -- are doubling every seven
to ten years. Between now and 1990, according to a recent
projection, the number of monographs published in mathematics,
physics, chemistry, and biology will, if aligned on an imaginary
shelf, stretch to the moon. Less tangibly, but more significantly,
it has been estimated that some 75 percent of the most talented
individuals in the developed nations, of the men and women whose
measurable intelligence comes near the top of the curve in the
community, now work in the sciences. Politics and the humanities
thus seem to draw on a quarter of the optimal mental resources in
our societies, and recruit largely from below the line of
excellence. It is almost a platitude to insist that no previous
period in history offers any parallel to the current exponential
growth in the rate, multiplicity, and effects of
scientific-technological advance. It is equally obvious that even
the present fantastic pace (interleaved, as it may be, by phases of
disillusion or regrouping in certain highly developed nations) will
at least double by the early 1980s. This phenomen ology brings with
it wholly unprecedented demands on information absorption and
rational application. We stand less on that shore of the unbounded
which awed Newton, than amid tidal movements for which there is not
even a theoretic model.
One can identify half a dozen areas of maximal
pressure, points at which pure science and technological realization
will alter basic structures of both private and social life.
There is a galaxy of biomedical "engineering."
Spare-part surgery, the use of chemical agencies against the
degeneration of ageing tissues, preselection. of the sex of the
embryo, of the manipulation of genetic factors towards ethical or
strategic ends -- each of these literally prepares a new typology of
man. So does the direct chemical or electrochemical control of
behavior. By implanting electrodes in the brain, by giving
personality-control drugs, the therapist will be able to program
alterations of consciousness, he will touch on the electrochemistry
of motive to determine the deed. Memory-transfer through biochemical
transplant, for which controversial claims are now being made, would
alter the essential relations of ego and time. Unquestionably, our
current inroads on the human cortex dwarf all previous images of
exploration.
The revolutions of awareness that will result
from full-scale computerization and electronic data-processing can
only be crudely guessed at. At some point in 1969 the
information-handling capacity of computers -- that is, the number of
units of information which can be received and stored -- passed that
of the 3.5 billion brains belonging to the human race. By 1975,
computers will be leading by a fifty to one ratio. By whatever
criterion used -- size of memory, cost, speed and accuracy of
calculation -- computers are now increasing a thousandfold every
fifteen years. In advanced societies the electronic data-bank is
fast becoming the pivot of military, economic, sociological, and
archival procedures. Though a computer is a tool, its powers are
such that they go far beyond any model of governed, easily limited
instrumentality. Analogue and digital computerization are
transforming the relations of density, of authority, between the
human intellect and available knowledge, between personal choice and
projected possibility. Connected to telephone lines or to more
sophisticated arteries of transmission, multipurpose computers will
become a routine presence in all offices and most homes. It is
probable that this electronic cortex will simultaneously reduce the
singularity of the individual and immensely enlarge his referential
and operational scope. Inevitably, the mathematical issues of
electronic storage and information-retrieval are becoming the focus
of the study of mind.
The fourth main area is that of large-scale
ecological modification. There is a good deal of millenarian naïveté
and recoil from adult politics in the current passion for the
environment. Nevertheless, the potentialities are formidable.
Control of weather, locally at least, is now conceivable. As are the
economic exploitation of the continental shelves and of the deeper
parts of the sea. Man's setting or "collective skin" is becoming
malleable on a scale previously unimaginable. Beyond these fields
lies space-exploration. Momentary boredom with the smooth
histrionics of the thing ought not to blur two crucial
eventualities. There is the establishment of habitable bases outside
a polluted, overcrowded or war-torn earth, and, remote as it now
seems, the perception of signals from other systems of intelligence
or information. Fontenelle's inspired speculations of 1686 Sur la
pluralité des mondes are now a statistical function.
We cannot hope to measure the sum and consequence of these
developments. Yet all but the last-mentioned are in definite sight.
That not one of these exploding horizons should even appear in
Eliot's analysis of culture indicates the pace of mutation since
1948, Our ethics, our central habits of consciousness, the immediate
and environmental membrane we inhabit, our relations to age and to
remembrance, to the children whose gender we may select and whose
heredity we may program, are being transformed. As in the twilit
times of Ovid's fables of mutant being, we are in metamorphosis. To
be ignorant of these scientific and technological phenomena, to be
indifferent to their effects on our mental and physical experience,
is to opt out of reason. A view of post-classic civilization
must, increasingly, imply a vision of the sciences, of the
language-worlds of mathematical and symbolic notation. Theirs is the
commanding energy: in material fact, in the "forward dreams" which
define us. Today, our dialectics are binary.
But the motives for trying to incorporate science
into the field of common reference, of imaginative reflex, are
better than utilitarian. And this is so even if we take
"utilitarian, " as we must, to include our very survival as a
species. The true motives ought to be those of delight, of
intellectual energy, of moral venture. To have some personal rapport
with the sciences is, very probably, to be in contact with that
which has most force of life and comeliness in our reduced
condition.
At seminal levels of metaphor, of myth, of
laughter, where the arts and the worn scaffolding of philosophic
systems fail us, science is active. Touch on even its more abstruse
regions and a deep elegance, a quickness and merriment of the spirit
come through. Consider the Banach-Tarski theorem whereby the sun and
a pea may be so divided into a finite number of disjoint parts that
every single part of one is congruent to a unique part of the other.
The undoubted result is that the sun may be fitted into one's vest
pocket, and that the component parts of the pea will fill the entire
universe solidly, no vacant space remaining either in the interior
of the pea or in the universe. What surrealist fantasy yields a more
precise wonder? Or take the Penrose theorem In cosmology, which
tells us that under extreme conditions of gravitational collapse a
critical stage is reached whereby no communication with the outside
world is possible. Light cannot escape the pull of the gravitational
field. A "black hole" develops, representing the locale of a body of
near-zero volume and near-infinite density. Or, even more
remarkably, the "collapse-event" may open "into" a new universe
hitherto unapprehended. Here spin the soleils noirs of
Baudelaire and romantic trance. But the marvelous wit is that of
fact. Very recent observations of at least two bodies, a companion
to the star Aur and the supergiant star Her 89, suggest that
Penrose's model of a "hole in space" is true. "Constantly, I seek a
poetry of facts," writes Hugh MacDiarmid:
Even as
The profound kinship of all living substance
Is made clear by the chemical route.
Without some chemistry one is bound to remain
Forever a dumbfounded savage
In the face of vital reactions.
The beautiful relations
Shown only by biochemistry
Replace a stupefied sense of wonder
With something more wonderful
Because natural and understandable.
That "poetry of facts" and realization of the
miraculous delicacies of perception in contemporary science already
informs literature at those nerve-points where it is both
disciplined and under the stress of the future. It is no accident
that Musil was trained as an engineer, that Ernst Jünger and Nabokov
should be serious entomologists, that Broch and Canetti are writers
schooled in the exact and mathematical sciences. The special,
deepening presence of Valéry in one's feelings about the afterlife
of culture is inseparable from his own alertness to the alternative
poetics, to the "other metaphysics" of mathematical and scientific
pursuit. The instigations of Queneau and of Borges, which are among,
the most bracing in modern letters, have algebra and astronomy at
their back. And there is a more spacious, central instance. Proust's
only successor is Joseph Needham. A la recherche du temps perdu
and Science and Civilization in China represent two
prodigiously sustained, controlled flights of the re-creative
intellect. They exhibit what Coleridge termed "esemplastic powers,"
that many-branched coherence of design which builds a great house of
language for memory and conjecture to inhabit. The China of
Needham's passionate recomposing -- so inwardly shaped before he
went in search of its material truth -- is a place as intricate, as
lit by dreams, as the way to Combray. Needham's account, in an
"interim" essay, of the misreadings and final discovery of the true
hexagonal symmetry of the snow-crystal has the same exact savor of
manifold revealing as the Narrator's sightings of the steeple at
Martinville. Both works are a long dance of the mind.
It is often objected that the layman cannot share
in the life of the sciences. He is "bound to remain forever a
dumbfounded savage" before a world whose primary idiom he cannot
grasp. Though good scientists themselves rarely say this, it is
obviously true. But only to a degree. Modern science is centrally
mathematical; the development of rigorous mathematical formalization
marks the evolution of a given discipline, such as biology, to full
scientific maturity. Having no mathematics, or very little, the
"common reader" is excluded. If he tries to penetrate the meaning of
a scientific argument, he will probably get it muddled or
misconstrue metaphor to signify the actual process. True again, but
of a truth that is halfway to indolence. Even a modest mathematical
culture will allow some approach to what is going on. The notion
that one can exercise a rational literacy in the latter part of the
twentieth century without a knowledge of calculus, without some
preliminary access to topology or algebraic analysis, will soon seem
a bizarre archaism. These styles and speech-forms from the grammar
of number are already indispensable to many branches of modern
logic, philosophy, linguistics, and psychology. They are the
language of feeling where it is today most adventurous. As
electronic data-processing and coding pervade more and more of the
economics and social order of our lives, the mathematical illiterate
will find himself cut off. A new hierarchy of menial service and
stunted opportunity may develop among those whose resources continue
to be purely verbal. There may be "word-helots."
Of course, the mathematical literacy of the
amateur must remain modest. Usually he will apprehend only a part of
the scientific innovation, catching a momentary, uncertain glimpse
of a continuum, making an approximate image for himself. But is this
not, in fact, the way in which we view a good deal of modern art? Is
it not precisely through intervals of selective appropriation, via
pictorial analogies which are often naive in the extreme, that the
nonmusician assimilates the complex, ultimately technical realities
of music?
The history of science, moreover, permits of a
less demanding access, yet one that leads to the center. A modest
mathematical culture is almost sufficient to enable one to follow
the development of celestial mechanics and of the theory of motion
until Newton and Laplace. (Has there been a subtler recapturer of
motive, of the dart and recoil of mind, than Alexandre Koyré, the
historian of this movement?) It takes no more than reasonable effort
to understand at least along major lines, the scruple, the elegance
of hypothesis and experiment which characterize the modulations of
the concept of entropy from Carnot to Helmholz. The genesis of
Darwinism and the subsequent reexaminations which lead from orthodox
evolutionary doctrine to modern molecular biology are one of the
"very rich hours" of the human intellect. Yet much of the material
and of its philosophical implications are accessible to the layman.
This is so, to a lesser degree, of some part of the debate between
Einstein, Bohr, Wolfgang Pauli, and Max Born -- from each of whom we
have letters of matchless honesty and personal commitment -- on the
issue of anarchic indeterminacy or subjective interference in
quantum physics. Here are topics as crowded with felt life as any in
the humanities.
The absence of the history of science and
technology from the school syllabus is a scandal. It is an absurdity
to speak of the Renaissance without knowledge of its cosmology, of
the mathematical dreams which underwrote its theories of art and
music. To read seventeenth- and eighteenth-century literature or
philosophy without an accompanying awareness of the unfolding genius
of physics, astronomy, and algebraic analysis during the period is
to read only at the surface. A model of neo-Classicism which omits
Linnaeus is hollow. What can be said responsibly of romantic
historicism, of the new mappings of time after Hegel, which fails to
include a study of Buffon, Cuvier, and Lamarck? It is not only that
the humanities have been arrogant in their assertions of centrality.
It is that they have often been silly. We need no poet more urgently
than Lucretius.
Where culture itself is so utterly fragmented,
there is no need to speak of the sciences as separate. What does
make them so different from the present state of the humanities is
their collectivity and inner calendar. Overwhelmingly, today,
science is a collective enterprise in which the talent of the
individual is a function of the group. But, as we have seen, more
and more of current radical art and anti-art aspires to the same
plurality. The really deep divergence between the humanistic and
scientific sensibilities is one of temporality. Very nearly by
definition, the scientist knows that tomorrow will be in advance of
today. A twentieth-century schoolboy can manipulate mathematical and
experimental concepts inaccessible to a Galileo or a Gauss. For a
scientist the curve of time is positive. Inevitably, the humanist
looks back. The essential repertoire of his consciousness, the props
of his daily life as a scholar or critic are from the past. A
natural bent of feeling will lead him to believe, perhaps silently,
that the achievements of the past are more radiant than those of his
own age. The proposition that "Shakespeare is the greatest, most
complete writer mankind will ever produce" is a logical and almost a
grammatical provocation. But it carries conviction. And even if a
Rembrandt or a Mozart may, in future, be equaled (itself a gross,
indistinct notion), they cannot be surpassed. There is a profound
logic of sequent energy in the arts, but not an additive progress in
the sense of the sciences. No errors are corrected or theorems
disproved. Because it carries the past within it, language, unlike
mathematics, draws backward. This is the meaning of Eurydice.
Because the realness of his inward world lies at his back, the man
of words, the singer, will turn back, to the place of necessary
beloved shadows. For the scientist time and the light lie before.
Here, if anywhere, lies division of the "two
cultures" or, rather, of the two orientations. Anyone who has lived
among scientists will know how intensely this polarity influences
life style. Their evenings point self-evidently to tomorrow, e
santo è l'avvenir.
Or is it really?
This is the last question I want to touch on. And
by far the most difficult. I can state it and feel its extreme
pressure. But I have not been able to think it through in any clear
or consequent manner.
That science and technology have brought with
them fierce problems of environmental damage, of economic unbalance,
of moral distortion, is a commonplace. In terms of ecology and
ideals of sensibility the cost of the scientific-technological
revolutions of the past four centuries has been very high. But
despite anarchic, pastoral critiques such as those put forward by
Thoreau and Tolstoy, there has been little fundamental doubt that it
ought to be met. In that largely unexamined assurance there has been
a part of blind economic will, of the immense hunger for comfort and
material diversity. But there has also been a much deeper mechanism:
the conviction, centrally woven into the Western temper, at least
since Athens, that mental inquiry must move forward, that such
motion is natural and meritorious in itself, that man's proper
relation to the truth is one of pursuer (the "haloo" of Socrates
cornering his quarry rings through our history). We open the
successive doors in Bluebeard's castle because "they are there,"
because each leads to the next by a logic of intensification which
is that of the mind's own awareness of being. To leave one door
closed would be not only cowardice but a betrayal -- radical,
self-mutilating -- of the inquisitive, probing, forward-tensed
stance of our species. We are hunters after reality, wherever it may
lead. The risks, the disasters incurred are flagrant. But so is, or
has been until very recently, the axiomatic assumption and a priori
of our civilization, which holds that man and the truth are
companions, that their roads lie forward and are dialectically
cognate.
For the first time (and one's conjectures here
will be tentative and blurred), this all-governing axiom of
continued advance is being questioned. I am thinking of issues that
go far beyond current worries in the scientific community about the
environment, about weaponry, about the mindless applications of
chemistry to the human organism. The real question is whether
certain major lines of inquiry ought to be pursued at all, whether
society and the human intellect at their present level of evolution
can survive the next truths. It may be -- and the mere possibility
presents dilemmas beyond any which have arisen in history -- that
the coming door opens onto realities ontologically opposed to our
sanity and limited moral reserves. Jacques Monod has asked publicly
what many have puzzled over in private: Ought genetic research to
continue if it will lead to truths about differentiations in the
species whose moral, political, psychological consequences we are
unable to cope with? Are we free to pursue neurochemical or
psychophysiological. spoors concerning the layered, partially
archaic forms of the cortex, if such study brings the knowledge that
ethnic hatreds, the need for war, or those impulses toward self-ruin
hinted at by Freud are inherited facts? Such examples can be
multiplied.
It may be that the truths which lie ahead wait in
ambush for man, that the kinship between speculative thought and
survival on which our entire culture has been based, will break off.
The stress falls on "our" entire culture because, as anthropologists
remind us, numerous primitive societies have chosen stasis or
mythological circularity over forward motion, and have endured
around truths immemorially posited.
The notion that abstract truth, and the morally
neutral truths of the sciences in particular, might come to paralyze
or destroy Western man is foreshadowed in Husserl's Krisis der
europäischen Wissenschaften (1934-37). It becomes a dominant
motif in the theory of "negative dialectic" of Horkheimer, Adorno,
and the Frankfurt School. This is one of the most challenging,
though often hermetic, currents in modern feeling and in the modern
diagnosis of the crisis of culture. Tito Perlini's long essay,
Autocritica della ragione illuministica (in Ideologie
9/10 [1969]) is not only a lucid introduction to this material but a
stringent statement of the case.
Reason itself has become repressive. The worship
of "truth" and of autonomous "facts" is a cruel fetishism: "Elevato
ad idolo di se stesso, il fatto è un tiranno assoluto
di fronte a cui il penslero non può non posternasi in. muta
adorazione."10
The disease of enlightened man is his acceptance, itself wholly
superstitious, of the superiority of facts to ideas. "La spinta al
positivo è tentazione mortale per la cultura."11
Instead of serving human ends and spontaneities, the "positive
truths" of science and of scientific laws have become a prison
house, darker than Piranesi's, a carcere to imprison the
future. It is these "facts," not man, which regulate the course of
history. As Horkheimer and Adorno emphasize in the Dialektik der
Aufkldrung, the old obscurantisms of religious dogma and social
caste have been replaced by the even more tyrannical obscurantism of
"rational, scientific truth." "Reality has the better of ideology,"
writes Perlini, meaning that a myth of objective, verifiable
scientific evidence has overwhelmed the utopian, fundamentally
anarchic springs of humane consciousness: "In nome di un'esperienza
ridotta. al simulacro di se stessa, viene condanatta come vuota
fantasticheria la stessa. capacità soggettiva di progettazione
dell'uomo."12
The vigor of the indictment, its moral and
intellectual attractions, are evident. But so are its weaknesses. It
is no accident that Horkheimer and Adorno were unable to complete
the Dialektik. Nowhere do we find substantive examples of how
a liberated, "multidimensional" man would in fact restructure his
relations to reality, to that "which is so." Where is the actual
program for a mode of human perception freed from the "fetishism of
abstract truth"?
But the argument is flawed at a more elemental
level. The pursuit of the facts, of which the sciences merely
provide the most visible, organized instance, is no contingent error
embarked on by Western man at some moment of élitist or bourgeois
rapacity. That pursuit is, I believe, imprinted on the fabric, on
the electrochemistry and impulse-net of our cortex. Given an
adequate climatic and nutritive milieu, it was bound to evolve and
to augment by a constant feedback of new energy. The partial absence
of this questing compulsion from less-developed, dormant races and
civilizations does not represent a free choice or feat of innocence.
It represents, as Montesquieu knew, the force of adverse ecological
and genetic circumstance. The flower child in the Western city, the
neoprimitive chanting his five words of Thibetan on the highway are
performing an infantile charade, founded on the surplus wealth of
that same city or highway. We cannot turn back. We cannot choose the
dreams of unknowing. We shall, I expect, open the last door in the
castle even if it leads, perhaps because it leads, onto
realities which are beyond the reach of human comprehension and
control. We shall do so with that desolate clairvoyance, so
marvelously rendered in Bartók's music, because opening doors is the
tragic merit of our identity.
There are two obvious responses to this outlook.
There is Freud's stoic acquiescence, his grimly tired supposition
that human life was a cancerous anomaly, a detour between vast
stages of organic repose. And there is the Nietzschean gaiety in the
face of the inhuman, the tensed, ironic perception that we are, that
we always have been, precarious guests in an indifferent, frequently
murderous, but always fascinating world:
Schild der Notwendigkeit.
Höchstes Gestirn des Seins!
-- das kein Wunsch erreicht,
-- das kein Nein befleckt,
ewiges Ja des Seins,
ewig bin ich dein Ja:
den ich liebe dich, o Ewigkeit!13
Both attitudes have their logic and direction of conduct. One
chooses or alternates between them for uncertain reasons of private
feeling, of authentic or imagined individual circumstance.
Personally, I feel most drawn to the gaia scienza, to the
conviction, irrational, even tactless as it may be, that it is
enormously interesting to be alive at this cruel, late stage in
Western affairs. If a dur désir de durer was the mainspring
of classic culture, it may well be that our post-culture will be
marked by a readiness not to endure rather than curtail the risks of
thought. To be able to envisage possibilities of self-destruction,
yet press home the debate with the unknown, is no mean thing.
But these are only indistinct guesses. It is no rhetorical move
to insist that we stand at a point where models of previous culture
and event are of little help. Even the term Notes is too
ambitious for an essay on culture written at this moment. At most,
one can try to get certain perplexities into focus. Hope may lie in
that small exercise. "A blown husk that is finished," says Ezra
Pound of man and of himself as he, the master-voyager of our age,
nears a homecoming:
A blown husk that is finished
but the light sings eternal
a pale flare over marshes
where the salt hay whispers to tide's change.
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