Monthly Review
Volume 57, Number 8
January 2006
"The New Geopolitics of Empire"
by John Bellamy Foster
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This article is a much expanded version of a plenary address
delivered to the Fifth Colloquium of Latin American Political
Economists in Mexico City on October 27. Parts of this argument were
also presented in talks sponsored by Black Sun Books in Eugene,
Oregon on November 16 and at the Stop the War Conference at Manual
Arts High School in Los Angeles on November 19.
Today’s imperial ideology proclaims that the United States is the
new city on the hill, the capital of an empire dominating the globe.
Yet the U.S. global empire, we are nonetheless told, is not an
empire of capital; it has nothing to do with economic imperialism as
classically defined by Marxists and others. The question then
arises: How is this new imperial age conceived by those promoting
it?
The answer, I am convinced, is to be found in the dramatic
resurrection of geopolitics as an imperial philosophy. What Michael
Klare has called in these pages “The New Geopolitics” has become a
pragmatic means of integrating U.S. imperial goals in the post-Cold
War world while avoiding all direct allusions to the “economic
taproot of imperialism.”1
As Franz Neumann indicated in Behemoth, his classic 1942 critique of
the Third Reich, “geopolitics is nothing but the ideology of
imperialist expansion.”2 More precisely, it represents a specific
way of organizing and advancing empire—one that arose with modern
imperialism, but that contains its own peculiar history that is
reverberating once again in our time.
Geopolitics is concerned with how geographical factors, including
territory, population, strategic location, and natural resource
endowments, as modified by economics and technology, affect the
relations between states and the struggle for world domination.
Classical geopolitics was a manifestation of interimperialist
rivalry and emerged around the time of the Spanish–American War and
the Boer War. It constituted the core ideology of U.S. overseas
expansion articulated in Alfred Thayer Mahan’s Influence of Sea
Power upon History (1890), Frederick Jackson Turner’s “The Frontier
in American History” (1893), and Brooks Adams’s The New Empire
(1902)—as well as in Theodore Roosevelt’s “Rough-Rider” policies.3
The term “geopolitics” itself was coined in 1899 by the Swedish
political scientist Rudolf Kjellén, after which it quickly emerged
as a systematic area of study. The three foremost geopolitical
theorists in the key period from the Treaty of Versailles through
the Second World War, were Halford Mackinder in Britain, Karl
Haushofer in Germany, and Nicholas John Spykman in the United
States.
Classical Geopolitics
Mackinder was a geographer, economist, and politician. He was
Director of the London School of Economics from 1903 to 1908 and a
Member of Parliament from Glasgow from 1910 to 1922. He began to
develop his geopolitical ideas in 1904 with his essay “The
Geographical Pivot of History.”4 Mackinder was a strong advocate of
British imperialism, arguing that colonies in Africa and Asia
constituted a safety valve for European society, and that a closure
of the world to European imperialist expansion would lead to the
unleashing of uncontrollable class forces within European societies.
Central to his analysis was the recognition that the frontiers of
the world were closed, resulting in heightened interimperialist
rivalry.
“The great wars of history,” Mackinder wrote in Democratic Ideals
and Reality (1919), “are the outcome, direct or indirect, of the
unequal growth of nations.” Geopolitical reality was such as “to
lend itself to the growth of empires, and in the end of a single
World-Empire.”5 A primary concern motivating Mackinder’s theoretical
contributions was the decline of British economic hegemony, leading
him eventually to conclude that British capital needed protectionism
and military power to back it up. Britain “no less than Germany,” he
claimed, “became ‘market-hungry,’ for nothing smaller than the whole
world was market enough for her in her own special
lines....Free-trading, peace-loving Lancashire has been supported by
the force of the Empire....Both Free Trade of the laissez-faire type
and Protection of the predatory type are policies of Empire, and
both make for War.”6
Mackinder is best known for his doctrine of the “Heartland.”
Geopolitical strategy was about the endgame of controlling the
Heartland—or the enormous transcontinental land mass of Eurasia,
encompassing Eastern Europe, Russia through Siberia, and Central
Asia. The Heartland, together with the remainder of Asia and Africa,
made up the World Island. The Heartland itself was defined by its
inaccessibility to sea, making it “the greatest natural fortress on
earth.”7 The Columbian Age dominated by sea power, Mackinder argued,
was coming to an end to be replaced by a new Eurasian age in which
land power would be decisive. The development of land transportation
and communication meant that land power could finally rival sea
power. In the new Eurasian Age whoever ruled the Heartland, if also
equipped with a modern navy, would be able to outflank the maritime
world—the world controlled by the British and U.S. empires.
In Democratic Ideals and Reality Mackinder designated Eastern Europe
as a strategic addition to the Heartland—the key to the command of
Eurasia. Thus arose his oft-quoted dictum:
Who rules East Europe commands the Heartland:
Who rules the Heartland commands the World-Island:
Who rules the World-Island commands the World.8
Mackinder insisted that the most immediate foreign policy objective
for the British Empire was to prevent any kind of alliance or bloc
between Germany and Russia, and to keep either one from dominating
Eastern Europe. Hence strong buffer states needed to be formed
between these two great powers.
In 1919 the British government appointed Mackinder high commissioner
for south Russia to help organize British support for General
Denikin and the White Army in the Russian Civil War. Following the
Red Army’s defeat of Denikin, Mackinder returned to London and
reported to the British government that, although German
industrialization was rightly feared by Britain, Germany could not
be allowed to collapse economically and militarily since it
constituted the chief bulwark against Bolshevik control of Eastern
Europe. Mackinder was knighted for his efforts on behalf of the
empire.9
Mackinder’s geopolitical analysis was to have an even greater impact
on German than on British war planning. The founder of the German
school of Geopolitik was Friedrich Ratzel, whose most important
works appeared in the 1890s. Ratzel sought to connect the Darwinian
struggle for existence with the geopolitical struggle for space
through an organic theory of the state. States were not static but
naturally growing, borders were simply a skin that could be shed. It
was Ratzel who first introduced the term “lebensraum” (or living
space) as an imperative for the German polity. “There is in this
small planet,” he wrote, “sufficient space for only one great
state.”10
The foremost German geopolitical thinker, however, was Karl
Haushofer, who drew upon both Ratzel and Mackinder. Haushofer
insisted that Germany needed to enlarge its lebensraum, the
requirements of which were evident in the disproportion between the
German population and the natural geographic space necessary to
accommodate it. He regarded the United States, with its ideology of
Manifest Destiny, as the country that had most successfully employed
geopolitics within its region. In this regard he saw the Monroe
Doctrine, which stipulated that the United States had hegemony in
the Americas and would not suffer the competition of any foreign
power (along with the 1904 Roosevelt Corollary through which the
United States claimed “international police power” in the Western
Hemisphere) as the greatest practical implementation of geopolitics,
pointing to the need for a parallel German Monroe Doctrine.
Haushofer and his followers viewed Pan-Americanism as a geopolitical
grouping through which the United States exercised its regional
hegemony. He argued that similar regional hegemonies could be
established around other great powers, notably Pan-Germanism or a
Pan-Europe dominated by Germany.11
British imperialism was for Haushofer the greatest threat to German
power. One of his books included a world map showing a giant octopus
located in the British Isles with its tentacles stretching out into
every corner of the globe. The development of German strength to
counter the British and American maritime world, he argued, lay in
the creation of a great Eurasian intercontinental power bloc with
Russia and Japan, in which Germany would be the senior partner. The
alliance with Japan would counter British and American naval power
in the Pacific. With the signing of the Nazi-Soviet pact in 1939 he
wrote: “Now finally, the collaboration of the Axis powers, and of
the Far East, stands distinctly before the German soul. At last,
there is the hope of survival against the Anaconda policy [the
strangling encirclement] of the Western democracies.” Although
relying primarily on geopolitics, Haushofer was to unite his ideas
with the Nazi doctrine of “master-races.”12
Haushofer served as a brigade commander in the First World War, with
Rudolf Hess as his aide-de-camp. He retired from the military with
the rank of major general and took up a position as a lecturer at
the University of Munich in 1919, where Hess continued as his
student and disciple. Through Hess, Haushofer had direct contact
with and served as an adviser to Hitler. After the failure of the
Nazi Beer Hall Putsch in 1923 Hitler and later Hess were confined in
the Fortress of Landsberg. As Hess’s mentor, Haushofer frequently
visited Hitler there while the latter was dictating Mein Kampf to
Hess. Many of Haushofer’s ideas, including his treatment of
lebensraum, were thus adopted by Hitler and incorporated into Mein
Kampf. In 1933 after the Nazi rise to power a professorship of
defense geography was created for Haushofer at the University of
Munich where he directed his Institute of Geopolitics. In the
following year Hitler appointed him president of the German Academy.
After Hess’s flight to Britain in 1941 Haushofer’s influence with
Hitler waned. He was consigned briefly to the Dachau concentration
camp. His son, Albrecht (also a leading Nazi geopolitical analyst)
was executed by the SS for involvement in the 1944 plot to
assassinate Hitler. Haushofer committed suicide after being
interrogated by the Allies in 1946.13
Nicholas John Spykman was a Dutch-American political scientist,
sociologist, and journalist. Spykman wrote two major geopolitical
works: America’s Strategy in World Politics (1942), completed just
before the U.S. entry in the Second World War, and his posthumous
work, The Geography of the Peace (1944). He opposed a “rimland”
thesis to Mackinder’s Heartland doctrine, arguing that by
controlling the amphibious rimlands of Europe, the Middle East, and
the East Asia-Pacific Rim region, the United States could limit the
power of the Eurasian Heartland. Spykman insisted that the United
States should build North Atlantic and trans-Pacific naval and air
bases, encircling Eurasia. Responding to Mackinder, Spykman wrote:
“If there is to be a slogan for the power politics of the Old World,
it must be ‘Who controls the rimland rules Eurasia; who rules
Eurasia controls the destinies of the world.’”14
In America’s Strategy in World Politics Spykman insisted that U.S.
policy must be “directed at the prevention of hegemony,” defined as
“a power position which would permit the domination of all within
its [the hegemon’s] reach.” But in practice this meant the promotion
of U.S.-British dominance.15 By 1942 with the British Empire
weakening and the U.S. Empire growing, an “American-British
hegemony” of the globe, Spykman contended, was in the
offing—provided that the German-Japanese attempt at world hegemony
could be defeated. Although the Soviet Union was then an ally of the
United States and Britain, Spykman nevertheless suggested in The
Geography of the Peace that the primary goal must be to ensure that
the Soviet Union not “establish a hegemony over the European rimland.”
The Soviet Union’s “own strength, great as it is,” he observed,
“would be insufficient to preserve her security against a unified
rimland” under U.S. hegemony, the existence of which would give the
United States global supremacy.16
Spykman’s views were widely read in U.S. policy circles, but
beginning in 1942 the term “geopolitics,” if not the concept itself,
was increasingly off limits in the United States due to the alarms
that had been raised in the U.S. media about German geopolitical
thinking and Haushofer’s influence on Hitler. It would be a
quarter-century or more before the term would re-enter public
discourse. Although Spykman’s rimland concept is often seen as
providing the intellectual background behind George Kennan’s notion
of “containment,” explicit references to Spykman’s ideas in this
context were notable by their absence.
The Geopolitics of Pax Americana
In 1939 State Department planners in conjunction with the Council on
Foreign Relations initiated under conditions of extreme secrecy a
high level War and Peace Studies (WPS) program, which continued to
meet for the remainder of the war. The Rockefeller Foundation
provided $44,500 in funding for its first year of operation. The WPS
envisaged a geopolitical region that it designated as the “Grand
Area,” and which consisted initially of the British and U.S.
empires. “The Geopolitical analysis behind” the Grand Area, Noam
Chomsky has explained, “attempted to work out which areas of the
world have to be ‘open’—open to investment, open to the repatriation
of profits. Open, that is, to domination by the United States.”17
The new Grand Area was thus to constitute an informal empire,
modeled after U.S. domination of Latin America, involving the free
flow of capital, under the economic, political, and military
hegemony of the United States. Since Germany then occupied Europe,
the Grand Area was at first conceived as restricted to the U.S.
imperial region, the British Empire, and the Far East (assuming the
U.S. defeat of Japan in the Pacific). By the end of the war it had
expanded to encompass all of Western Europe as well. Isaiah Bowman,
a leading U.S. political geographer (sometimes referred to in the
press at the time as “the American Haushofer”), and a key figure in
the Council on Foreign Relations, wrote in 1941: “The measure of our
victory will be the measure of our domination after victory.”18
In 1943 Mackinder published an article entitled “The Round World and
the Winning of the Peace” in the Council on Foreign Relations’
journal Foreign Affairs, which stated that “for our present purpose,
it is sufficiently accurate to say that the territory of the USSR is
equivalent to the Heartland.”19 For the first time, he argued, the
Heartland was fully garrisoned and dangerous. The goal for the
United States was therefore to counter the Soviet Heartland power.
As Colin Gray observed in his Geopolitics of the Nuclear Era (1977),
viewed in geopolitical terms, the Cold War was essentially a contest
“between the insular imperium of the United States and the
‘Heartland’ imperium of the Soviet Union....for control/denial of
control of the Eurasian-African ‘Rimlands.’”20
Although explicit references to geopolitics were rare from the late
1940s to the 1970s, an exception to this was to be found in the work
of James Burnham. Formerly a prominent leftist, Burnham played a
major role in developing a geopolitics of anticommunism in the Cold
War era. His postwar anticommunist blockbuster, The Struggle for the
World (1947), was originally drafted as a secret study for the
Office of Strategic Services (the precursor to the CIA) in 1944, and
was intended for use by the U.S. delegation to the Yalta Conference.
It was, he insisted, “an axiom of geopolitics that if any one power
succeeded in organizing the [Eurasian] Heartland and its outer
barriers, that power would be certain to control the world.”
Following Mackinder, Burnham claimed that the Soviet Union had
emerged as the first great Heartland power, with a large,
politically organized population, that was a threat to the World
Island and hence the entire world. “Geographically, strategically,
Eurasia encircles America, overwhelming it.” The United States was
an empire, yet refused to call itself such; therefore various
euphemisms needed to be found. “Whatever the words, it is well also
to know the reality. The reality is that the only alternative to the
communist World Empire is an American Empire, which will be, if not
literally world-wide in formal boundaries, capable of exercising
decisive world control.” Henry Luce actively promoted The Struggle
for the World in Time magazine, and urged President Truman’s
political aide, Charles Ross, to get Truman to read it. Ronald
Reagan presented the Presidential Medal of Freedom to Burnham in
1983, declaring that he had “profoundly affected the way America
views itself and the world.”21
Geopolitics was to owe its resurrection as an explicit, even
official, doctrine of U.S. foreign policy in the 1970s to the
influence of Secretary of State Henry Kissinger. Faced with the
debacle in Vietnam and the need to restore U.S. power in the context
of a growing imperial crisis, Kissinger and President Nixon reached
out to the concept of geopolitics. The thawing of the Cold War
relations with China following the Sino-Soviet split and the
initiation of détente with the Soviet Union were both presented as
“geopolitical necessities.” Kissinger’s references to geopolitics
were pervasive throughout his 1979 memoirs, The White House Years.22
The 1970s witnessed along with the Vietnam defeat, economic
stagnation and declining U.S. economic hegemony. By 1971 the U.S.
empire had created such a huge dollar overhang abroad that Nixon was
forced to decouple the dollar from gold, weakening the position of
the dollar as the hegemonic currency. The energy crisis associated
with the Arab oil boycott in response to the 1973 Yom Kippur War and
the rise of the OPEC oil cartel demonstrated the growing dependence
of the U.S. automobile-petroleum complex on Persian Gulf oil. The
recession of 1974–75 initiated a secular slowdown of the U.S.
economy that has continued with minor interruptions for three
decades.
With the entire U.S. empire in crisis beginning in the 1970s, and
with its war machine effectively immobilized due to what
conservatives labeled the “Vietnam Syndrome” (the unwillingness of
the U.S. population to support military interventions in the
periphery), countries throughout the third world sought to break out
of the system. Much of the attention during this period was directed
at Washington’s attempts to counter revolutions and revolutionary
movements in Central America and the Caribbean, the “backyard” of
the U.S. empire. But the biggest defeat experienced by the U.S.
empire in the years following the Vietnam War was the 1979 Iranian
Revolution, which overthrew the Shah of Iran, hitherto the lynchpin
of U.S. strategy in the Persian Gulf. The Soviet invasion of
Afghanistan—against which the CIA immediately launched the greatest
covert war in history, recruiting fundamentalist Islamic forces
(including Osama Bin Laden) for a modern jihad—only served to
reinforce the view within U.S. national security circles that
control over the Middle East and its oil was in jeopardy.
A massive attempt was therefore made in the 1980s and ’90s to
reconstitute overall U.S. hegemony, especially the position of the
United States in the Persian Gulf. The signal event was the Carter
Doctrine, issued by President Carter in his State of the Union
speech in January 1980, in which he declared that, “An attempt by
any outside force to gain control of the Persian Gulf region will be
regarded as an assault on the vital interests of the United States
of America, and such an assault will be repelled by any means
necessary, including military force.” Modeled after the Monroe
Doctrine, the Carter Doctrine was meant to extend the umbrella of
direct U.S. military hegemony over the Persian Gulf.
All of this was intended to meet the geopolitical imperatives of
U.S. multinational corporations. For Business Week in January 28,
1980, it was crucial that the United States develop a “geopolitics
of minerals,” in response to the forces challenging U.S. power
around the world: “In the 1980s, beset by demands among the
post-colonial regimes for a ‘new international economic order’ and a
related antagonism toward the multinational resource corporations,”
the United States was increasingly “vulnerable” to loss of strategic
materials and “world oil and raw material routes.” This, Business
Week contended, would “force Washington to make some painful
compromises between idealistic foreign policy goals and the revival
of geopolitics.”23
In 1983 the Reagan administration responded to such demands by
establishing the U.S. Central Command (Centcom). Centcom is one of
five regional “unified commands” governing U.S. combat forces around
the globe. Its authority covers twenty-five nations in south-central
Asia (including the Persian Gulf) and in the Horn of Africa. Its
primary responsibility from the start was to keep the oil flowing.
In the two decades of its existence, Klare notes, “Centcom forces
have fought in four major engagements: the Iran-Iraq War of 1980-88,
the Persian Gulf War of 1991, the Afghanistan War of 2001, and the
Iraq War of 2003[—].”24
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Notes
Michael Klare, “The New Geopolitics,” Monthly Review, vol. 55, no. 3
(July–August 2003), 51–56. The phrase “economic taproot of
imperialism” is taken from John Hobson’s classic 1902 work
Imperialism: A Study (Ann Arbor: University of Michigan Press,
1965), 71.
Franz Neumann, Behemoth: The Structure and Practice of National
Socialism (New York: Oxford University Press, 1942), 147.
Alfred Thayer Mahan, The Influence of Sea Power upon History,
1660–1783 (London: Sampson, Low, Marston, 1890); Brooks Adams, The
New Empire (London: Macmillan, 1902); Frederick Jackson Turner, The
Frontier in History (New York: Henry Holt and Co., 1921). The Turner
book contains his original 1893 article and his 1896 Atlantic
Monthly analysis in which he extended the argument to encompass the
need for U.S. overseas expansion—see The Frontier in History, 219.
Halford Mackinder, “The Geographical Pivot of History,” Geographical
Journal, vol. 23, no. 4 (April 1904), 421–44.
Halford Mackinder, Democratic Ideals and Reality (New York: Henry
Holt and Co., 1919), 1–2.
Mackinder, Democratic Ideals and Reality, 179–81. For the evolution
of Mackinder’s economic views see Bernard Semmel, Imperialism and
Social Reform (Garden City, New York: Anchor Books, 1960), 157–68.
Halford Mackinder, “The Round World and the Winning of the Peace,”
Foreign Affairs, vol. 21, no. 4, (July 1943), 601.
Mackinder, Democratic Ideals and Reality, 186.
Brian W. Blouet, Halford Mackinder (College Station: Texas A&M
University Press, 1987), 172–77.
Ratzel quoted in Robert Strausz-Hupé, Geopolitics: The Struggle for
Space and Power (New York: G.P. Putnam’s Sons, 1942), 31.
Strausz-Hupé, Geopolitics, 66, 227; Neumann, Behemoth, 156–60.
Haushofer quoted in Strauz-Hupé, Geopolitics, 152; Neumann,
Behemoth, 144.
Derwent Whittlesey, “Haushofer: Geopoliticians,” in Edward Mead
Earle, ed., Makers of Modern Strategy (Princeton: Princeton
University Press, 1948), 388–411; German Strategy of World Conquest
(New York: Farrar & Rinehart, Inc., 1942), 70–78; Andreas Dorpalen,
The World of General Haushofer (New York: Farrar & Rinehart, 1942),
70–78; David Thomas Murphy, The Heroic Earth: Geopolitical Thought
in Weimar Germany, 1918–1933 (Kent, Ohio: Kent State University
Press, 1997); Saul B. Cohen, Geopolitics in the World System (New
York: Rowman and Littlefield, 2003), 21–22.
Nicholas John Spykman, The Geography of the Peace (New York:
Harcourt, Brace and Co., 1944), 43.
Nicholas John Spykman, America’s Strategy in World Politics (New
York: Harcourt, Brace, and Co., 1942), 19, 458–60.
Spykman, Geography of the Peace, 57.
Noam Chomsky, “The Cold War and the Superpowers,” Monthly Review,
vol. 33, no. 6 (November 1981), 1–10; Neil Smith, American Empire:
Roosevelt’s Geographer and the Prelude to Globalizaton (Berkeley:
University of California Press, 2003), 325–31.
Smith, American Empire, 287, 329.
Mackinder, “The Round World and the Winning of the Peace,” 598.
Colin S. Gray, The Geopolitics of the Nuclear Era (New York: Crane,
Russak, and Co., 1977), 14.
James Burnham, The Struggle for the World (New York: John Day,
1947), 114–15, 162, 182; Gary Dorrien, Imperial Designs:
Neoconservatism and the New Pax Americana (New York: Routledge,
2004), 22–25; Francis P. Sempa, Geopolitics: From the Cold War to
the 21st Century (New Brunswick, New Jersey: Transaction Publishers,
2002), 25–63. Like Burnham, Raymond Aron referred to the Soviet
Union as a danger to the World Island in his Century of Total War
(Boston: Beacon Press, 1955), 111.
Leslie W. Hepple, “The Revival of Geopolitics,” Political Geography
Quarterly, volume 5, no. 4 (October 1986), supplement, S21–S36.
“Fresh Fears that the Soviets Will Cut Off Critical Minerals,”
Business Week, January 28, 1980, 62–63; Noam Chomsky, Towards a New
Cold War (New York: The New Press, 2003), 180–81.
Michael Klare, Blood and Oil (New York: Henry Holt and Co., 2004),
2.
“Excerpts from Pentagon’s Plan: ‘Preventing the Re-Emergence of a
New Rival,’” New York Times, March 8, 1992; “Keeping the U.S.
First,” Washington Post, March 11, 1992; Dorrien, Imperial Design,
40–41.
Eugene V. Rostow, A Breakfast for Bonaparte (Washington, D.C.:
National Defense University Press, 1993), 14; Henry Kissinger,
Diplomacy (New York: Simon and Schuster, 1994), 814.
Renewed interest in Mackinder’s work in this context led to the
reprinting of Democratic Ideals and Reality by the National Defense
University in 1996.
Mackubin Thomas Owens, “In Defense of Classical Geopolitics,” Naval
War College Review, vol. 52, no. 4 (Autumn 1999), http://www.nwc.navy.mil/press/review/1999/autumn/art3-a99.htm.
Zbigniew Brzezinski, The Grand Chessboard: American Primacy and its
Geostrategic Imperatives (New York: Basic Books, 1997), 3, 10, 30,
38–39.
See John Bellamy Foster “‘Imperial America’ and War,” Monthly
Review, vol. 55, no. 1 (May 2003), 1–10.
Alan Larson, “Geopolitics of Oil and Natural Gas,” Economic
Perspectives, May 2004 http://usinfo.state.gov/journals/ites//0504/ijee/larson.htm.
Klare, “The New Geopolitics,” 53–54.
“The New Geopolitics,” Economist, July 31, 1999, 13, 15–16.
Robert Kaplan, Imperial Grunts (New York: Random House, 2005), 3–15.
Strausz-Hupé, Geopolitics, 101.
“The Fearful Drift of Foreign Policy,” Business Week, April 7, 1975,
21.
István Mészáros, Socialism or Barbarism (New York: Monthly Review
Press, 2001), 38.
G. John Ikenberry, “America’s Imperial Ambition,” Foreign Affairs
vol. 81, no. 5 (September–October 2002), 44, 50, 59.
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