WHY DID THE HEAVENS NOT DARKEN?
THE "FINAL SOLUTION" IN HISTORY
Arno J. Mayer
Afterword
In his Pensees, when discussing the
different ways of seeking knowledge, Pascal counterposes the
intellectual ways of dogmatists to those of skeptics. After
demonstrating that the two approaches are equally ineffectual as
well as irreconcilable, Pascal urges philosophers to "listen to
God."
The ways of, studying the recent mass murder
and torment of European Jews, which I call the Judeocide, are
similarly complicated by dogmatists who refuse any opening or
reopening of legitimate questions about the Jewish catastrophe, and
skeptics who simply deny that it ever occurred. Of course, the
search for the ultimate why of the Judeocide must be left to
theologians and philosophers, who ponder its providential or meta-historical nature. But in the meantime historians are charged
with examining it as a profane event, without thereby diminishing
its awesome enormity.
In terms of approach the rigid dogmatists and
skeptics who address the Judeocide are each other's mirror image.
But before discussing this latent methodological similarity, it is
important to insist that their underlying values and intentions are
radically different. The dogmatists write and speak with empathy and
compassion for the Jewish victims and mean to warn of the enormous
dangers and atrocious costs of racial and religious intolerance. On
the contrary, the skeptics, who are outright negationists, mock the
Jewish victims with their one-sided sympathetic understanding for
the executioners. They are ill-disguised anti-Semites and merchants
of prejudice, and this morally reprehensible posture disqualifies
them from membership in the republic of free letters and
scholarship.
However, although dogmatists and skeptics
belong to fundamentally different political and ideological
families, their ways of approaching the Judeocide have much. in
common. Both affirm rather than closely examine and substantiate a
position that is in the nature of a given, almost an article of
faith.
The categorical dogmatists assert that
the
Judeocide was altogether unprecedented in history and totally unique
in its time, and maintain that the Jewish suffering was
ideologically predetermined, with the intrinsic racial anti-Semitism
of Hitler and Nazi Germany providing the demonic impetus for the
adoption and implementation of a predesigned "Final Solution."
Since
the Nazis to some extent succeeded in covering up their worst crimes
against the Jews, destroying much of the evidence, the dogmatists
feel driven to press the relatively few currently available sources,
including the recollections of eyewitnesses and survivors, for
corroborating evidence, and they tend to do so without evaluating
their data with sufficient care. As if to compensate for the
fragmentary nature of the record, they devote themselves to detailed
examination of the physical harm and mental anguish which the SS
inflicted on their victims and to making what they consider precise
estimates of the number of Jewish deaths. But exact precision, which
the existing data cannot sustain, is not necessary to establish the
monstrous nature and equally monstrous general magnitude of the
Judeocide, for which the evidence is simply overwhelming and
incontestable. And it is not to dishonor the victims to admit to a
certain imprecision. As for the larger historical setting, the
dogmatists may be said to follow Hannah Arendt, who asserted that
although "the Jewish question and antisemitism" might appear to have
been of only secondary importance as precipitants of Hitler's
project, they nevertheless became "the catalytic agent first for the
rise of the Nazi movement" and the formation of Hitler's regime,
then "for a world war of unparalleled ferocity," and "finally for
the establishment of death factories."
The hard-line skeptics fiercely deny the
essential uniqueness and immense scale of the Jewish suffering
during the Second World War. They assert that the Jews were victims
not of a policy of deliberate and systematic extermination but of an
exceptionally murderous war. Moreover, like the Nazis, the ultraskeptics charge the Jews with having been active instigators
and participants rather than merely innocent victims of this war.
Not that they dispute that Jews were deported and ghettoized in
large numbers. But they do intone the Nazi self-justification that
Berlin resorted to such extreme measures for ostensibly normal
economic and security reasons. Likewise, they affirm that the deadly
epidemics in the camps and ghettos were part of the ordinary ravages
of total war which racked millions of Europeans, regardless of
nationality, race, or religion. Rather than prove their assertions
about the nonsingularity of the Jewish torment, the negationist
skeptics expose and scorn the discrepancies, contradictions, and
exaggerations in the written and oral record concerning the exact
places, times, and processes of killing, in particular of gassing,
with a view to fomenting disbelief in the reality and monstrosity of
the Judeocide. Their spurious positivism takes the form of
practicing a fanatically overfastidious analysis of documents and
remembrances with reckless disregard for their pertinent context of
discourse and circumstance. They all but affirm that since there is
no written record of an official and explicit order to mass murder
and gas the Jews—since no "smoking gun" has been found—the Judeocide
could not have taken place. These all-out skeptics systematically
minimize the number of Jewish victims and dispute that there was
anything sui generis about the fate of the Jews.
In sum, both dogmatists and skeptics make a
virtue of taking a narrowly circumscribed and pseudo-positivistic
approach to the Judeocide. Their outlook is essentially dualist, in
that they see only absolute truth and falsehood, unqualified
certainty and uncertainty. This stance is at variance with the
historian's task, which is to conceptualize and portray reality in
its disconcerting diversity and complexity, particularly when facing
extreme and incomprehensible events. With their shared rigidity,
inflexible dogmatists and skeptics may be said to be complicit in
perpetuating sterile and often poisonous polemics that interfere
with what should be a civil and open-minded discussion of the
principal issues surrounding the Jewish catastrophe. Such a
discussion should have as its motto Pascal's insistence that it is
as "impossible to understand the parts without understanding the
whole as it is to understand the whole without understanding, in
particular, the parts."
Not surprisingly, dogmatists as well as
skeptics have given Why Did The Heavens Not Darken? a
selective and decontextualized, and consequently distorted, reading.
Both are closed to an analysis that deals at one and the same time
with the parts and the whole, with text and context, and with idea
and circumstance. I decided to study and write on the "Final
Solution" in the conviction that after nearly half a century it is
both natural and inevitable that historians should begin to
reexamine and historicize the Judeocide, and vital that this should
be done responsibly. Today there can no longer be any doubt that the
"Final Solution," perpetrated primarily by Nazi Germany, was one of
those rare, unfathomable, and troubling events which, like the
terror in the French and Russian revolutions, will now and forever
generate intense debate. Throughout the Judeo-Christian world
successive generations are certain to keep wondering how and why the
Judeocide happened and what it can tell them about their own
uncertain times. Needless to say, historians will continue to
collect more and more detailed and accurate data about the Jewish
catastrophe. It is equally safe to predict that they will also keep
generating major changes in conceptual and interpretive
understanding, even in the face of intense resistance. Such changes
are bound to come in spurts, induced by the usual unstable amalgam
of new sources, concepts, and methods, as well as by fluctuating
political conditions and preoccupations. In short, there will never
be a definitive or correct etiology and understanding of the
Judeocide, except in places where an "official" version can be
imposed momentarily.
For professional historians there may be said
to be two major approaches to the study of the Judeocide: one is
what I shall call the reductionist, the other what may be termed the
extensionalist. Each approach has its own theoretical premises, its
own defects, and its own political presuppositions.
Reductionists
have a narrow focus. Their scope of vision is largely confined to
the ideology of anti-Semitism, the person and mind-set of Adolf
Hitler, and the infamy of the SS. Most reductionists posit that
racial anti-Semitism was the epicenter of a preformed
action-ideology which they presume was the essential moving force of
the Nazi regime and project. In their interpretive scheme the
Judeocide was the necessary and inevitable consequence of the
absolute causal primacy of the Nazi ideology in general and of its
immanent anti-Semitism in particular. Reductionists attach
relatively little importance to the ebb and flow of events and to
the role of Nazi Germany's non-Nazi elites and foreign allies.
Instead, they focus their analysis on how and when Hitler, his chief
acolytes, and their phalanx of executioners translated Nazism's
immutable anti-Semitic animus into more and more radical policies
and actions, culminating in the "Final Solution."
Extensionalist have a broader field of view.
Their purpose is to examine the links and correlations between
different factors and developments in what they consider to have
been a single historical process and configuration. They emphasize,
in the first place, the societal and political preconditions for and
causes of the establishment of the Nazi regime and the dynamics of
its rapid consolidation and eventual radicalization. Most
extensionalists—and of course only extensionalists—postulate that
every turn and phase in the Nazi movement and regime was fired by
modern Germany's exceptionally intractable conflicts of class,
status, and power. In their scheme Hitler's aims and policies,
including his persecution of the Jews, were rooted in and
conditioned by his calculated accommodation with the old elites (of
the army, bureaucracy, business, the churches, etc.), which remained
his purposeful and indispensable collaborators during the entire
life of the Nazi project. These extensionalists presuppose ideology
to have played a distinctly instrumental and subordinate role. In
their reading, anticommunism and the call for the conquest of
eastern Lebensraum were at the heart of an ideology designed to both
reflect and cement the collaboration of the new and improbable Nazi
elite with the old ruling classes, a collaboration which they posit
to have been the ultimate rationale and bedrock of the Third Reich.
Extensionalists treat anti-Semitism as a concomitant and singularly
irrational strand in this ideology, and they generally consider the
"Final Solution" to have been largely contingent on the cumulative
failure and entropy of the Nazi regime.
Each of the two approaches has, as mentioned
earlier, several short-comings. Reductionism has one central flaw:
it wrenches the Judeocide out of the larger historical setting apart
from which it cannot be fully explained or understood, except as a
fragmentary phenomenon and isolated event. But there are other
difficulties as well. Above all, reductionists tend to affirm rather
than problematize and explore the primacy of the Nazi ideology. The
result is a methodologically ill-founded ideological determinism
which leaves little room for interactions between ideas and
circumstances, as mediated by individual agents and collective
agencies. What is more, to the extent that reductionists take into
account individual agents confronting contingent events, they are
inclined to present them as doing so with an archetypal
(collective?) mentality congruent with the reigning ideological
orthodoxy.
Besides postulating this absolute and
mechanical ideological determinacy, reductionists presuppose the
Nazi ideology to have been not only preformed but also frozen, with
anti-Semitism at its core. It may, however, be equally valid to
consider the Nazi ideology to have been an inherently unstable and
kaleidoscopic syncretism in which anti-Semitism coexisted with
racist social Darwinism, anticommunism, and territorial expansionism
in eastern Europe. While these four indefinite and elastic idees
fixes presumably were closely interlocked within a unitary
belief system, their relation to each other as well as to the
ideological construct as a whole is difficult to establish. In any
case, whatever the changes of intention and priority within this
holistic construct, they were brought about by agents who despite
their shameless cunning were intensely attentive to contingent
circumstances. Until 1938, in Germany anti-Semitism was murderous
neither in word nor deed, nor was it of the first priority to the
Nazi project. And the evidence does not bear out the contention that
Hitler and his closest associates muted their anti-Jewish intention
primarily for tactical reasons and that until 1941–42 they
accentuated their other, ideological precepts as a cover for
anti-Semitism.
There is, of course, considerable room for
disagreement about the respective weight of each of the four strands
of the Nazi ideology, depending on time and circumstance. It seems
highly implausible, however, that anti-Semitism should at all times
have been the critical pivot of Nazi ideology, its primacy
unaffected by the rush of events.
The chief defect of extensionalism is that its
framework is excessively far-stretched. As a result, it postulates
connections between, on the one hand, socioeconomic, political, and
military developments, and, on the other hand, the Judeocide,
connections which may be difficult, if not impossible, to establish
with precision. Furthermore, since they take in such a multiplicity
of factors, extensionalists necessarily stumble over the basic but
intrinsically difficult task of ranking the relative importance of
different factors at any given moment and of showing their
reciprocal relations. There is a third failing, in that
extensionalists suppose Nazi ideology to have been basically
unsystematic, extrinsic, and contingent. They make little, if any
effort, to probe the overall consistency, internal logic, and
relative autonomy of Hitler's action-ideology, in which
anti-Semitism had a persistent if changeable place. Lastly, and most
generally, extensionalists are in-sufficiently on guard against the
proverbial genetic fallacy. In their analysis of both ideas and
actions, they privilege questions of origin and temporality over
questions of process and consequence.
Clearly, then, reductionists and
extensionalists view the Judeocide with radically different eyes,
which have their respective strengths and weaknesses: the former are
nearsighted and value close precision over contextual meaning; the
latter are farsighted and emphasize the larger picture over
foreground accuracy.
Ideally, historians of the Jewish tragedy
should wear graduated trifocals suitable for close-up, intermediate,
and distant vision. But in reality, like all other historians, they
write their own prescriptions and grind their own lenses, in the
process giving them a subjective tint as well. By and large,
historians of conservative and right-wing persuasion are prone to
fashion or adopt an essentially reductionist perspective; those of
progressive and left-wing persuasion an essentially extensionalist
one.
In Why Did the Heavens Not Darken? I
seek to maximize the advantages and minimize the drawbacks of these
two opposing but not irreconcilable types of vision. Not that I
adopt a balanced middle to the extensionalist premise that the
Judeocide was an integral—not a subordinate—part of a larger
historical constellation and process. Rather than view the 'Final
Solution" in isolation, I examine its interdependence and
interaction with major concurrent events. In addition, I scan the
past for historical signposts: I critically reconsider the General
Crisis and Thirty Years War of the seventeenth century to help frame
the vast European turbulence and warfare of the first half of the
twentieth century which prepared the ground for the Judeocide; and I
critically reconsider the mass murder of Jews during the First
Crusade in the late eleventh century to help frame the internal
dynamics of the war against the Jews during Hitler's
Glaubenskrieg against the Soviet Union. These analogic probes,
which are the historian's stock-in-trade, start from the assumption
that general crisis, total war, and Judeocide were a seamless web,
and that they need to be treated as such. But it is one thing to
have a conceptual postulate and an analytic frame, and quite another
to apply them with circumspect rigor. Indeed, there is a large gap
between conceptual, not to say theoretical, understanding and
historical explanation. And the best if not only way to bridge it is
to proceed by means of narrative, with strict attention to
chronology. Even if the recounting of events is no master key to
historical comprehension, it is an indispensable tool for historical
analysis and interpretation.
Few, if any, well-grounded students of the
Judeocide still maintain that Hitler had a preconceived intention
and masterplan to exterminate the Jews from the outset of the Nazi
movement or regime. Indeed, by now there is a broad scholarly
consensus that the ultimate steps from emigration, expulsion, ghettoization, relocation, and sporadic killing on the one hand, to
mass murder and systematic destruction on the other, were not taken
until some time after the invasion of the Soviet Union on June 22,
1941. In other words, at the outset, when the Einsatzgruppen
(the mobile killing squads) moved into Russia in the wake of the
Wehrmacht, their mission was not to slaughter Jews
indiscriminately but to kill Jews—primarily adult males—as well as
non Jews who were, or were suspected of being, cadres of the
political, military, and economic apparatus of the Bolshevik regime.
During the first weeks of the eastern campaign, Jews were, in
addition, subjected to largely spontaneous pogroms by gangs and
militias of Baltic and east European nationalists with Nazi
sympathies—notably Latvians, Lithuanians, White Russians, and
Ukrainians. But even assuming that the commanders of the German
killing squads either incited or organized many or most of these
murderous pogroms—which remains debatable—to date there is no
evidence to suggest that they were part of an exterminationist
blueprint. Until late July or early August 1941 the Jewish victims
of both the Nazi Einsatzgruppen and the local fascist
vigilantes were primarily adult males, and the killing of Jews was
essentially war-related.
There was, however, a major change in policy
and practice in midsummer and early fall of 1941. During those few
weeks, when the Wehrmacht's advance was being seriously slowed down,
the killing of Jews spiraled to include mass executions of women,
children, and the elderly. Not that there had been no such
atrocities before mid-August. But the few that did take place seem
to have been wild and sporadic rather than systematic. At any rate,
the atrocious massacres of Babi Yar and Odessa in the early fall of
1941 typify the rush into the indiscriminate mass slaughter of Jews,
in which the regular army acted together with the SS. But even at
this point these killings were still connected with military
developments on the eastern front and were confined to Jews in
Soviet-held territories. Indeed, it was not until January 20, 1942,
at the Wannsee Conference, that the switches were set for the "Final
Solution," which called for the torment and annihilation of the Jews
from all over Nazi-occupied and controlled Europe. This was nine
years after Hitler had become chancellor and seven months after the
invasion of Russia, even though as of October 1941 a few incidental
signs, perhaps even steps, pointed in that direction.
Why this close attention to the sequence and
taxonomy of the mass murder of Jews after mid-1941? The central
question is whether ideology or circumstance was the prime (but not
exclusive) radicalizer of the Jewish catastrophe. (Incidentally,
this difficult but fundamental question of the respective weight of
ideological predetermination and contingent circumstance invariably
confronts students of the complex mainsprings and furious spiral of
extreme civil violence, the terror in the French and Russian
revolutions being the outstanding examples in recent European
history.) With their narrow view of the Judeocide the reductionists
tend to ignore that initially the instructions and operations of the
Einsatzgruppen were directed not only against Jews but
against the full range of Nazi Germany's ideologically defined
enemies. By looking almost exclusively at the Jewish dimension of
the orders and actions of the SS killing squads during the first few
weeks of Barbarossa, they conclude that these squads began executing
a preplanned Judeocide with the start of the invasion of Russia.
Quite apart from the fact that the sources for the study of these
orders and actions remain fragmentary and discordant, this selective
reading of the data and events reinforces linear and teleological
view of the Judeocide. Especially since reductionists insist that
Reinhard Heydrich's initial instructions to the Einsatzgruppen,
whatever their inherent or perhaps calculated imprecision, were
issued or approved by Hitler, whose exterminationist intention they
believe to have been unfaltering, they leave little or no room for
contingent events to have affected the inexorable end result of
systematic destruction at any point along the line. In particular,
convinced of the determinant force of Nazism's anti-Semitism,
reductionists refuse to consider the start, slowdown, and impasse of
the combined war of conquest against Soviet Russia and the "holy
war" against bolshevism as essential preconditions, accelerators, or
triggers for the Judeocide.
By contrast, I believe that the steps to the
Judeocide were nonlinear and inseparable from the climax of what I
have called the General Crisis and Thirty Years War of the twentieth
century. In my view the ultimate temporality of the Jewish
catastrophe was a matter less of an ideologically predetermined
continuity than of an ideologically conditioned eruption within a no
less ideologically conditioned conjunction of spiraling general
violence and avenging fury. Accordingly, there was no rigid
determinism and fixity of either ideas or circumstances. Instead,
there was a constant interplay of ideology and contingency in which
both played their respective but also partially indeterminate roles.
Above all, this raging fusion of ideas and circumstances which
produced the Judeocide was part of a single, larger historical
confluence.
The radicalization of the war against the Jews
was correlated with the radicalization of the war against the Soviet
Union. These two wars had a common ideological source.
Operation
Barbarossa was an incarnation of the major tenets of Hitler's
action-ideology. Rooted in racist social Darwinism, the war in the
east had the fourfold purpose of conquering Lebensraum from Russia,
of enslaving the Slavic populations, of crushing the Soviet regime,
and of liquidating the alleged nerve center of international
bolshevism. For the political warriors of the Third Reich, the
elites of Soviet Jewry were prominent, if not leading, members of
the "common enemy" to be slain in the crusade against
“Judeobolshevism”. Unlike the military campaign on the western front
in the Second World War, that on the eastern front was from its
inception a total war. Not that this secular crusade was genocidal
from the start, nor that it would necessarily have become so after a
blitz-like victory, which was planned and anticipated by Hitler and
his generals. As I have indicated, the evidence suggests that the SS
did not preplan the systematic killing of Soviet Jews, let alone of
all European Jews. Instead of beginning instantly, the war against
the Jews started to escalate only during the second half of the
summer and early fall of 1941, when it may still have been
reversible.
Today there is less disagreement over the exact
time of the genocidal eruption than there is over the circumstances
in which it occurred. Historians with reductionist leanings hold
that the Nazis decided on their escalation first into the mass
murder of Soviet Jews and then into the extermination of all
European Jews in a moment of extreme self-confidence and exaltation
about what they supposed would be the imminent triumph of the
Wehrmacht over the Red Army. According to this interpretation,
the decisive military victory on the eastern front was the necessary
and final enabling condition—the hoped-for opportunity—for the
implementation of the predetermined Judeocide. But along with
several other historians of an extensionalist bent, I take the view
that the fate of the Jews is likely to have been sealed in a moment
of failing rather than soaring hubris. As of the second half of
July, Hitler began to be preoccupied and anxious about the course of
the Russian campaign, which he knew would decide not just the
outcome of the entire war but of the future of the Nazi project as a
whole. His worst fear was that the Wehrmacht would become
bogged down in the east, thereby plunging the Third Reich into a
grueling war of endurance, with disastrous consequences for the
Axis. While Hitler's worst fears started to be borne out in early
fall, they were confirmed in November and early December 1941, with
the defeat in front of Moscow.
As of today, it is difficult to tell for
certain whether, when taking the ultimate steps to extermination,
the Nazi leaders, and in particular Hitler, acted out of unswerving
euphoria and optimism or out of incipient frustration and wounded
pride. On both sides of this debate the issue is as much one of
judgment and interpretation as of incontestable fact. But much
argues for the inference that the issue cannot be resolved by
focusing on Nazi Germany's Jewish policy alone, there being no way
to explain the part without looking at the whole. Surely it is not
without significance that the intensification of the war against the
Jews coincided with the radicalization of a broad range of Nazi
policies in the face of unforeseen, mounting, and infuriating
military difficulties on the eastern front. The hard-fought and
fatally delayed capture of Kiev was the manifest trigger for the
massacre of close to 34,000 local Jews at Babi Yar which, as we saw,
signaled the shift to the systematic and indiscriminate mass murder
of Soviet Jews. But it must be emphasized that Babi Yar also
coincided with a sharp radicalization of warfare, of the hostage
system, of security operations, of the mistreatment of Soviet
prisoners of war, and of the Third Reich's ideological rage.
It is no less striking that the first gassing
of Jews probably took place at Chelmno, west of Warsaw, in early
December 1941, which was the time of the devastating reversal at
Moscow. To be sure, the connection between Moscow and Chelmno is not
nearly as direct and self-evident as that between Kiev and Babi Yar.
Nevertheless, it seems most likely that the growing military impasse
between September and the end of the year quickened and precipitated
the turn toward the "Final Solution" which was ratified and devised
at and immediately following the Wannsee Conference of January 1942,
and which was irreversible. As of this moment, the demonized Jews
became the quintessential scapegoat no longer for real or alleged
attacks on German personnel or installations but for the breakdown
of Nazism's hitherto victorious presumption. But again, this quantum
jump from the massacres of Jews in Soviet territories to the general
extermination of Jews from all over the Continent coincided with the
adoption of several other desperate policies: the forced-draft
mobilization of the economy for an all-out war of attrition; the
impressment of millions of workers from most of German-controlled
Europe for labor in the Reich; and the transformation and expansion
of Nazi Germany's concentration camps from centers of political and
social "re-habilitation" into centers of forced labor for war
production and, in some cases and with time, of extermination.
The vicissitudes of the eastern campaign were a
necessary but not sufficient precondition and cause for this rampant
radicalization. The ideological and social rationale of the Nazi
regime and the unchallenged ascendancy of Hitler not only precluded
ending the failing war by negotiation but dictated turning the war
in the east into a struggle for life or death, which also involved
escalating its inherent pseudoreligious furor. As of late 1941, the
totalization of the battle with the Red Army, of the "crusade"
against bolshevism, and of the war against the Jews were fatally
joined.
Auschwitz reflects this radicalization fired by
the fusion of idea and circumstance. Auschwitz was started in a time
of unqualified self-confidence, following the lightning victories
over Poland and France. At its creation it was a concentration camp
for political and war prisoners, first Polish and then also Russian.
Next, with euphoria still at its peak, and with the promise that
camp inmates would be made available for (forced) labor, I. G.
Farben agreed to serve Nazi Germany's Drang nach Osten by
building a vast chemical complex near the original Auschwitz site.
But it was not until late 1941 that the mission and character of
Auschwitz began to be drastically redefined. Indeed, it took the
exigencies of an unanticipated and failing absolute war of endurance
to turn Auschwitz into the unprecedented human inferno of industrial
production, hyperexploitation, death, and extermination whose memory
haunts the civilized world.
It is generally agreed that among the inmates at Auschwitz, the Jews
were subjected to torments which were altogether unique in their
horror, ferocity, and magnitude. But because the evidence is scarce
and sometimes contradictory, certain relatively secondary questions
cannot be answered with precision—as yet. There is still
considerable uncertainty about the total number of Jewish victims at
Auschwitz. There is a similar uncertainty about the percentage of
these victims who died of so-called "natural" causes (sickness,
disease, undernourishment, hyper-exploitation) and those who were
gassed or otherwise murdered in cold blood. Admittedly, my claim
that "more Jews were killed by so-called `natural' causes than by
'unnatural' ones" (p. 365) is open to debate. But the opposite
assertion may be said to be no less so. As for the distinction
between "natural" and "unnatural" death, it is heuristically worth
making, since it calls attention to the lethal nature of even the
"ordinary" regimen at Auschwitz, which was partly, but only partly,
a function of its being a redoubt of pseudo-rational and urgent war
production. However, it is no less important to insist, as I do,
that this distinction should be neither "pressed too far" nor
allowed "to be used to extenuate and normalize the mass murder at
Auschwitz" (p. 365), the Nazis being directly and deliberately
responsible for both the "natural" and the "unnatural" deaths. To
note such uncertainties and to make such distinctions is not to
negate, question, or scale down the Jewish suffering at Auschwitz,
or elsewhere. Nor is it to whitewash the crimes of Nazi Germany.
I wrote my book in the hope of advancing the
understanding of the Judeocide by setting it in a proper historical
context. It is worth reiterating that the Jewish calamity occurred
not in an era of either normalcy or of limited domestic crisis and
conventional war but in an epoch of cataclysmic upheaval which
claimed the lives of tens of millions of soldiers and, above all,
civilians. But even though I set and treat the. Judeocide in the
context. of the General Crisis and Thirty Years War of the twentieth
century, I do not argue that this convulsion was the one decisive
cause for it—there were many others—or that the Jewish catastrophe
was merely one of its many by-products. Indeed, as a student of
recent European history, I finally turned to rethinking the
Judeocide precisely because I was convinced that by virtue of its
unequaled barbarity it was "a fundamental touchstone of the depth
and extremity of the dislocation of Western civilization" (p. vii).
It soon struck me as impossible, however, to grasp and characterize
the singularity of the suffering of the Jews without comparing it to
the enormous suffering during World War Two of Russians and Poles in
particular, but of other peoples as well. Nor does it follow that by
taking a wide-angled European and sociopolitical perspective I
minimize the critical importance of Germany in general and the
responsibility of Hitler, Himmler, and the SS in particular. But I
do mean to stress that the politics and diplomacy of the European
powers contributed to the German crisis and to the establishment and
hardening of the Nazi regime, just as inside Germany the old elites
paved the way for Hitler and became his indispensable helpmates,
even if unwittingly. I consider it no less important to insist that
during the nineteen-thirties the calculating forbearance of England,
France, and even Poland, as well as the unrelenting collaboration of
the old elites in Germany, were rooted in a common anticommunism and
antisovietism dating from the beginning of the Cold War in 1917-21,
which also saw ominous prefigurations of the Judeocide.
Another reason for not losing sight of the
historical context is the ubiquitous importance of the fact of war
for the Jewish disaster, starting in 1914-18, but especially
beginning with World War Two. Throughout most of the Continent the
inordinate furies and miseries of the climacteric of the second
Thirty Years War created an atmosphere of general violence which
both favored the executioners and numbed the moral sensibilities of
Europeans in all stations of life. But perhaps most important, each
of the Third Reich's annexations and conquests brought additional
Jews under the Nazi heel, as did its desperate last-minute military
occupations of failing satellites, in particular Italy and Hungary.
In 1933 Germany had a Jewish population of only slightly over
500,000, of whom about half had emigrated by the outbreak of war in
1939. The subjugation of Poland and most of European Russia gave
Nazi Germany control over nearly ten times the original number.
Rumania and Hungary, Hitler's chief military allies in the war
against the Soviets, counted another 1.2 million Jews between them.
The course of the Second World War decided the fate of the Jews not
only of eastern Europe, which was in the eye of the hurricane, but
of all the other countries conquered, occupied, or dominated by
Berlin. Clearly, Nazi Germany's aggressive wars, particularly
against Poland and Russia, were ideologically inspired and
premeditated. Still, whatever their original objectives, the capture
of foreign Jews for extermination does not seem to have been among
them.
But the omnipresent war was not only the
context of the Judeocide: it was also and above all a lethal
conjunction of events that created important preconditions for it.
As we have seen, the fatal escalation of the war against the Jews
took place during the first seven months of the eastern campaign and
more than likely was correlated with its unexpected but not
ideologically innocent military miscalculations and reverses. In
sum, spiraling total war was the crucible for the fusion of
circumstance and ideology which fueled the cold-blooded rush into
the "Final Solution."
My purpose in writing Why Did the Heavens
Not Darken? was not to produce either a comprehensive survey of
the Judeocide designed to weigh all points of view or a detailed
monograph on any one of its major aspects or moments. Instead, my
aim was to argue that without close attention to the tangled, if not
inextricable interplay of ideology and circumstance it is difficult,
not to say impossible, to bring the origins, dynamics, and
singularities of the Jewish catastrophe into meaningful historical
focus. In making this argument my goal was not to spar with
uncompromising dogmatists and skeptics but to contribute to the
sober and urgent discussion of the mainsprings, processes, and
characteristics of the Judeocide and of similar but by no means
identical enormities in other times and places.
In the pursuit of this end, I made every effort
to use tentative language when dealing with uncertain and
controversial linkages and correlations. I also was careful not to
overlook or minimize essential dissimilarities of fact and process
when exploring analogies with comparable developments in the past.
And since it goes without saying that there is no objective and no
one "correct" way to establish a comprehensive historical framework
for the study of the Judeocide and to pinpoint the historical
conjuncture in which it occurred, I made a special point of spelling
out my scholarly premises and personal angle of vision in the book's
preface and prologue.
Why Did the Heavens Not Darken? is a
reappraisal of the Judeocide that is based on a synthesis of the
printed primary sources and the secondary literature listed in the
bibliography. It chiefly raises not factual, but interpretive,
questions. There seemed no need for foot-notes in a work of this
nature, which presents neither new sources nor new facts, and at key
points draws on a limited body of data that is well known to the
experts. But there were two additional reasons for dispensing with
references. First, the scope of this book being rather broad, these
references would have had to be endless. Second, the book is
addressed to both specialists and general readers, and I felt that
heavy footnoting would be superfluous for the former and daunting
for the latter.
Perhaps without realizing it I wrote my book in
the spirit and in the memory of Marc Bloch, who once suggested that
it was the historian’s particular task, if not burden, to engage in
a permanent dialogue with the dead of distant and recent past. I
have often wondered how Bloch, one of the greatest historians of his
time, would have redefined this assignment had he survived to
reflect about the countless victims of the man-made furies of the
General Crisis and Thirty Years War of the twentieth century, in
particular about the dead of Auschwitz and Treblinka. But this seems
certain: Marc Bloch would have enjoined historians to remain
faithful to their calling by probing for what was not only singular
but universal in the unspeakable physical and mental torment of the
Jews during Christian Europe’s darkest night.
A.J.M.
Princeton
Fall 1989
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